Wealth Management Specialist, Sr. develops individualized wealth management financial plans and recommendations to help clients attain financial goals by selecting investment solutions to minimize risk and grow wealth. Uses broad knowledge of investment products to educate clients on available investment options and create planning scenarios for retirement, education savings, and other financial objectives. Being a Wealth Management Specialist, Sr. keeps abreast of economic conditions and new financial products to inform and advise clients on potential enhancements to existing financial plans and create up-sell opportunities. Monitors client portfolios to ensure appropriate risk profile. Additionally, Wealth Management Specialist, Sr. follows all regulatory and organizational policies and procedures. May be involved with selling or coordinating the purchase of additional financial products or services to clients. Requires a bachelor's degree in finance, accounting, business or equivalent. Typically has the Certified Financial Planner (CFP) designation. Typically reports to a manager. The Wealth Management Specialist, Sr. work is highly independent. May assume a team lead role for the work group. A specialist on complex technical and business matters. To be a Wealth Management Specialist, Sr. typically requires 7+ years of related experience. (Copyright 2024 Salary.com)
GENERAL JOB DESCRIPTION
MAI Capital is an ever-growing, evolving registered investment adviser looking for dynamic talent. If you thrive in a fast-paced, collaborative environment, consider taking the next step in your career by applying for our Marketing Review Specialist position.
Our growing Compliance Department helps ensure adherence to the state and federal rules and regulations governing the securities industry. Within Compliance, you will serve as the primary reviewer and work closely with the Marketing and Product & Sales teams. You will help ensure that all marketing materials comply with the SEC marketing rule requirements.
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