Trader (Government Securities) jobs in Flint, MI

Trader (Government Securities) is responsible for the timely buying and selling of government securities, such as treasury bills, treasury notes, or bonds. Reviews orders to ensure accuracy, proper record keeping, and conformance to regulations. Being a Trader (Government Securities) evaluates market volatility and ensures clients receive the best rate available. Requires a bachelor's degree in area of specialty or in a related area and may require state licensure. Additionally, Trader (Government Securities) typically reports to a manager or head of a unit/department. The Trader (Government Securities) work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Trader (Government Securities) typically requires 4 -7 years of related experience. (Copyright 2024 Salary.com)

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Vice President, Control Room
  • TD Securities (USA) LLC
  • Vanderbilt, MI FULL_TIME
  • Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $140,000 - $190,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role Job Description: We are seeking a Compliance professional to join our Control Room team in New York and is a hybrid in-office/work from home opportunity. Responsibilities Include: Maintain the Firm’s watch and restricted list on a regular basis. Monitor interactions and communications between Research and Investment Banking. Handle regulatory inquiries and conflict management. Participate in regulatory exams and internal auditors. Provide advice and guidance to business partners and make sound business decisions meeting clients' needs. Job Requirements and Qualifications: Bachelor’s degree and 5-7 years relevant experience. Research clearance against Investment Banking transactions required. A working knowledge of applicable FINRA rules, SEC rules and relevant industry standards. Excellent verbal and written communication skills and strong professional demeanor. Proven ability to work well on teams, showing initiative, a positive attitude, and a willingness to work hard independently as well. High level of ethical standards, integrity, and judgement. Organized, self-motivated, detail and deadline oriented. Ability to understand and analyze compliance issues and commercially provide effective tactical and strategic solutions. Securities licenses preferred but not required. Willing to work flexible hours in hybrid in-office/work from home model and occasional weekends. Highly proficient in Microsoft Office, including the ability to work comfortably within Excel. Series 7 and 24 strongly preferred. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. Depth & Scope: Works independently and is accountable for managing a specialized compliance area, business or function and leads a team of specialists Subject matter expert for a functional area Key contact for business management, regulators and external/internal auditors, dealing with non-routine information Focuses on short to mid- range planning (e.g. 6-12 months) Manages regulatory reviews including inquiries, audits, and exams Education & Experience: Bachelors degree or progressive work experience 5-7 Years of related experience The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes. Who We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals. Training & Onboarding We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role. Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. US Labor & Employment | California Privacy | Accessibility | FAQ Our Values At TD we’re guided by our purpose to enrich the lives of our customers, communities and colleagues, and share a set of values that shape our culture and guide our behavior. In exchange for how our colleagues show up to help TD succeed, we are committed to delivering a colleague experience grounded in Impact, Growth and a Culture of Care. No matter where you work across TD, we empower you to make an impact at work and in your community, explore and grow your career and be part of our caring and inclusive culture. Our Commitment to Diversity, Equity, and Inclusion At TD, we’re committed to fostering an environment where all colleagues are encouraged to bring their authentic selves to work, experience equitable opportunities, and feel respected and supported. We’re dedicated to building an inclusive workforce that reflects the diversity of the customers and the communities in which we live and serve. Helping to Make an Impact in Communities – TD Ready Commitment TD has a long-standing commitment to help drive progress towards a more inclusive and sustainable future. That’s why we launched the TD Ready Commitment in 2018, now a multi-year North American initiative. Under the TD Ready Commitment, we are targeting a total of C$1 billion by 2030 in community giving across four key, interconnected drivers of change: Financial Security, Vibrant Planet, Connected Communities, and Better Health. It’s our goal to help support change, nurture progress, and contribute to making the world a better, more inclusive place for our customers, colleagues, and communities. Learn more: Canada | US | Europe & Asia Pacific
  • 11 Days Ago

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Marketing Sales Insurance Agent
  • New York Life and NYLIFE Securities
  • Midland, MI FULL_TIME
  • New York Life and NYLIFE Securities Our mission is to provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all o...
  • 20 Days Ago

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0 Trader (Government Securities) jobs found in Flint, MI area

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Technical Trainer
  • Hino Trucks
  • Novi, MI
  • MAJOR RESPONSIBILITIES Training, Service - Technical Learning Management System (LMS) Administration Assist other depart...
  • 4/23/2024 12:00:00 AM

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Crane Mechanic
  • Columbus Equipment Company
  • Novi, MI
  • Job Description Job Description Relocation Assistance will be provided In 1952, Columbus Equipment Company was founded b...
  • 4/22/2024 12:00:00 AM

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Mate (Assistant Store Manager)
  • Trader Joe's
  • Oakland, MI
  • Location: #231 - 5727 College Ave. Job Location City Oakland Job Location State California Job Location Zip Code 94618 J...
  • 4/22/2024 12:00:00 AM

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Technical Training Instructor
  • Abacus Service Corporation
  • Rochester, MI
  • Description: Technical Training Instructor This position is responsible for the facilitation of product knowledge and sk...
  • 4/22/2024 12:00:00 AM

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Second Shift Parts Counter Salesperson
  • Wieland
  • Saginaw, MI
  • At Wieland International, we strive to conduct our business as a well-respected organization; with integrity, hard work,...
  • 4/22/2024 12:00:00 AM

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Technical Trainer
  • Hino Trucks
  • Novi, MI
  • MAJOR RESPONSIBILITIES Training, Service - Technical Learning Management System (LMS) Administration Assist other depart...
  • 4/21/2024 12:00:00 AM

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Part Time Facility Cleaner
  • GENERAL RV CENTER
  • Clarkston, MI
  • Overview: Part Time Facility Cleaner The success of General RV Center is rooted in our exceptional team, which has been ...
  • 4/21/2024 12:00:00 AM

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Receptionist
  • GENERAL RV CENTER
  • Clarkston, MI
  • Overview: The success of General RV Center is rooted in our exceptional team, which has been growing since 1962. Our sus...
  • 4/21/2024 12:00:00 AM

Flint is the largest city and seat of Genesee County, Michigan, United States. Located along the Flint River, 66 miles (106 km) northwest of Detroit, it is a principal city within the region known as Mid Michigan. According to the 2010 census, Flint has a population of 102,434, making it the seventh largest city in Michigan. The Flint metropolitan area is located entirely within Genesee County. It is the fourth largest metropolitan area in Michigan with a population of 425,790 in 2010. The city was incorporated in 1855. Flint was founded as a village by fur trader Jacob Smith in 1819 and beca...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Trader (Government Securities) jobs
$125,586 to $201,054
Flint, Michigan area prices
were up 1.3% from a year ago

Trader (Government Securities) in New Brunswick, NJ
A resumption of monetary easing and ultra-low bond yields this year challenge the role of government bonds as portfolio ballast.
February 02, 2020
Trader (Government Securities) in Vineland, NJ
This forces a rethink of the strategic role of government bonds in portfolios.
November 30, 2019
Trader (Government Securities) in Pascagoula, MS
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January 27, 2020