Trader (Government Securities) jobs in Colchester, VT

Trader (Government Securities) is responsible for the timely buying and selling of government securities, such as treasury bills, treasury notes, or bonds. Reviews orders to ensure accuracy, proper record keeping, and conformance to regulations. Being a Trader (Government Securities) evaluates market volatility and ensures clients receive the best rate available. Requires a bachelor's degree in area of specialty or in a related area and may require state licensure. Additionally, Trader (Government Securities) typically reports to a manager or head of a unit/department. The Trader (Government Securities) work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Trader (Government Securities) typically requires 4 -7 years of related experience. (Copyright 2024 Salary.com)

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Securities Supervisor
  • The Vermont Agency
  • Colchester, VT FULL_TIME
  • Company Overview:
    The Vermont Agency is a leading financial services firm dedicated to providing top-tier protection, investment and wealth management solutions to our clients. With a commitment to excellence and integrity, we dramatically impact the lives of others.

    Position Overview:
    We are currently seeking a dynamic and experienced Securities Supervisor to join our team. The Securities Supervisor will play a pivotal role in overseeing and managing the compliance and regulatory functions related to securities trading activities within the firm. The successful candidate will have a deep understanding of securities regulations and a proactive approach to risk management.

    Responsibilities:

    • Oversee and manage all aspects of securities trading activities, ensuring compliance with regulatory requirements and internal policies.
    • Suitability, Blotter and Correspondence Review.
    • NIGO Abatement.
    • Enforce effective compliance programs, policies, and procedures to mitigate risks associated with securities trading.
    • Conduct regular detached office audits and reviews to assess compliance with securities regulations and internal controls.
    • Serve as a point of contact for regulatory inquiries and examinations, liaising with regulatory agencies as needed.
    • Monitor changes in securities regulations and industry trends, and advise senior management on potential impacts to the firm.
    • Collaborate with other departments to address compliance issues and implement solutions.

    Additional Responsibilities include:

    • Equities Book of Business Reporting and Opportunity Analysis.
    • Business Transition for Experienced Registered Representatives.
    • Business Succession.

    Qualifications:

    • Series 6 or 7, Series 66 or 65 and Series 24 licenses.
    • Bachelor's degree in finance, business administration, or a related field; advanced degree or professional certification (e.g., CFA, CPA, CSCP) preferred.
    • Minimum of 2 years of experience in securities compliance or regulatory affairs within the financial services industry, with a demonstrated track record of success in a supervisory role.
    • Strong knowledge of securities regulations, including but not limited to SEC, FINRA, and state regulatory requirements.
    • Excellent analytical, problem-solving, and decision-making skills, with the ability to interpret complex regulations and apply them to practical situations.
    • Exceptional communication and interpersonal skills, with the ability to effectively interact with individuals at all levels of the organization.
    • High level of integrity and professionalism, with a commitment to upholding ethical standards and promoting a culture of compliance.

    Benefits:
    The Vermont Agency offers a competitive salary and benefits package, including medical/dental/vision insurance, retirement savings plans, and opportunities for professional development and advancement.

    Join our team and be part of a dynamic and innovative organization that is dedicated to helping clients achieve their financial goals and having a dramatic impact in our community.

    Job Type: Full-time

    Pay: $80,000.00 - $180,000.00 per year

    Benefits:

    • Dental insurance
    • Disability insurance
    • Health insurance
    • Retirement plan
    • Vision insurance

    Experience level:

    • 2 years

    Ability to Relocate:

    • Colchester, VT: Relocate before starting work (Required)

    Work Location: In person

  • Just Posted

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Crew
  • Trader Joe's
  • South Burlington, VT FULL_TIME
  • Is it you?Our Crew Members create a warm and friendly shopping experience in our stores. We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for. We enter...
  • 16 Days Ago

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Structured Products Trader
  • National Life Group
  • Montpelier, VT FULL_TIME
  • THE COMPANY For 175 years, National Life Group (“NLG”) has aimed to keep their promises to provide families stability in good times and in bad. And throughout that history, they have provided peace of...
  • 18 Days Ago

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Business Analyst (Government)
  • Tech Army
  • Montpelier, VT CONTRACTOR
  • Experience: A minimum of 3 to 5 years of solid business/systems analysis experience and software development projects is required. Proficiency in Microsoft Office Suite, particularly Excel, Word, Powe...
  • 2 Months Ago

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Administrative Assistant
  • Parsons Government Services Inc.
  • Port Kent, NY FULL_TIME
  • In a world of possibilities, pursue one with endless opportunities. Imagine Next! When it comes to what you want in your career, if you can imagine it, you can do it at Parsons. Imagine a career worki...
  • 19 Days Ago

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Intel Analyst
  • Parsons Government Services Inc.
  • Port Kent, NY FULL_TIME
  • In a world of possibilities, pursue one with endless opportunities. Imagine Next! When it comes to what you want in your career, if you can imagine it, you can do it at Parsons. Imagine a career worki...
  • Just Posted

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0 Trader (Government Securities) jobs found in Colchester, VT area

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Dealer Support Specialist II
  • Cox Enterprises, Inc
  • Burlington, VT
  • **Primary Location:** Burlington VT , Burlington , VT , US **Dealer Support Specialist II** * Provide exceptional servic...
  • 3/28/2024 12:00:00 AM

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Technical Support Specialist II
  • Cox Enterprises, Inc
  • Burlington, VT
  • **Primary Location:** 1 Howard St , Burlington , VT , US **Technical Support Specialist II** * Troubleshoot and resolve ...
  • 3/28/2024 12:00:00 AM

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Account Stocker I Part Time | South Burlington, VT
  • Novo Building Products
  • Burlington, VT
  • ** Account Stocker I Part Time | South Burlington, VT** **Job Category****:** Field Service **Requisition Number****:** ...
  • 3/28/2024 12:00:00 AM

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Area Sales Coordinator - Burlington
  • Edealer
  • Burlington, VT
  • **Area Sales Coordinator - Burlington** Sales Burlington, Vermont Minimum Experience **Entry-level** EBlock is a rapidly...
  • 3/28/2024 12:00:00 AM

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Marketing Administrator
  • Pete's RV Center
  • South Burlington, VT
  • Under the guidance of the marketing director, the marketing administrator gains a strong grasp of current marketing tool...
  • 3/27/2024 12:00:00 AM

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Area Sales Manager
  • Westlake Financial
  • Montpelier, VT
  • Area Sales Manager Montpelier, VT | Remote About Western Funding Inc. Western Funding, a dynamic and fast-growing auto f...
  • 3/26/2024 12:00:00 AM

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Receptionist
  • Pete's RV Center
  • South Burlington, VT
  • About Our Company Pete's RV Center of Vermont is a family owned business that keeps New England families enjoying the gr...
  • 3/26/2024 12:00:00 AM

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Financial Advisor
  • Gateway Retirement Solutions
  • Burlington, VT
  • Gateway Retirement Solutions has an exciting opportunity for an experienced Financial Advisor (FA) in the Burlington, Ve...
  • 3/25/2024 12:00:00 AM

Colchester is a town in Chittenden County, Vermont, United States. The population was 17,067 as of the 2010 census. It is the fourth-most populous municipality and second-most populous town in the state of Vermont. Colchester is a suburb of Burlington–Vermont's most populous municipality. The town is directly to Burlington's north on the eastern shore of Lake Champlain to the west of the Green Mountains. The Vermont National Guard is based in the town, and it is also home to the campus of Saint Michael's College. Colchester is located on the shore of Malletts Bay, part of Lake Champlain. The w...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Trader (Government Securities) jobs
$132,310 to $211,885
Colchester, Vermont area prices
were up 1.6% from a year ago

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