Top Corporate Compliance Executive jobs in Texas
Top Corporate Compliance Executive provides leadership and direction for an organization's compliance programs, policies, reporting, and practices. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Top Corporate Compliance Executive oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Develops risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Top Corporate Compliance Executive evaluates and implements changes to compliance processes due to new or amended regulations. Establishes communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree. Typically reports to top management. The Top Corporate Compliance Executive manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. To be a Top Corporate Compliance Executive typically requires 8+ years of managerial experience. Comprehensive knowledge of the overall departmental function. (Copyright 2024 Salary.com)
Recently Added Top Corporate Compliance Executive jobs
Corporate Paralegal
- Top Tier Reps LLC
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Dallas, TX
FULL_TIME
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JOB BRIEF:
The successful candidate will be a hard-working, multi-tasker who operates calmly in a dynamic business environment with shifting priorities and who works just as well independently as in a team. The ideal candidates should have excellent written and verbal communication skills, be extremely efficient and detail-oriented, and possess disciplined time-management and organizational skills.
REQUIREMENTS:- Must have at least 3 years of experience working with corporate documents, and corporate filings. Transactional experience and M&A due diligence are preferred.
- Sound judgment and problem-solving skills
- Ability to be flexible and prioritize in a fast-paced business environment · Creative problem-solving abilities and resourcefulness
- Ability to operate calmly and confidently under pressure · Effective and succinct verbal and written communication
- Ability to work independently and collaboratively with others · Excellent organizational skills
- Detail-oriented with active listening skills
- Bilingual (Spanish) is a plus
● Provide direct support to the General Counsel and Associate Litigation Counsel, including the preparation of correspondence, reports, and review of corporate agreements, purchase sale agreements, asset purchase agreements, vendor contracts, and loan agreements.
● Maintain corporate governance records, including resolutions, and ownership structure
● File regulatory compliance reports such as annual reports
● Prepare documentation and file entity formation documents for new entities including Certificates of Formation, Certificates of Limited Partnership, Articles/Certificates of Incorporation, By-Laws, Applications for Employer Identification Numbers, Foreign Qualifications, and related documents, as well as amendments, reinstatements,
mergers, conversions, dissolutions, etc. Order Certificates of Good Standing and other certified documents. Work with and maintain the relationship with the Registered Agent.
● Assist operations and finance teams with registration and maintenance of various franchisee, tax, and business permits and corporate licenses
● Draft varying correspondence and fulfill requests from agencies, including TABC, tax payments, or others, as needed by Legal or other departments.
● Support in acquisition and loan transactions; facilitate execution of documents, and assist with closing and post-closing matters. Respond to bank requests for corporate documentation or structure.
● Coordinate with outside counsel on a variety of transactions and projects
● Liaison between leadership, vendors, and brand management
● Conduct research and compile databases
● Analyze legal invoices and process accounts.
● Produce documents related to the development and implementation of corporate policies and templates
● Work with other members of the legal team on special projects and initiatives
● Assist in handling, researching, maintaining, and applying for trademarks.
● Act as notary public assisting in the notarization of diverse documentation
● Assist in the renewal, extensions, and termination of Franchise Agreements. Review of FDA’s. Correspond with operators
● Handle all Service of Process; reroute notices communicating with different departments indicating deadlines and following up with responses (wage claims, liens, garnishments, code violations, law firm and vendor letters, worker's compensation, etc.)
● Litigation support - Handle intake of existing and new lawsuits and communicate with the Associate Litigation Counsel and Risk Management Department. Set up new files, calendaring, and coordinate settlement and attorney’s fees payments. Maintain a list of active lawsuits.
● Handle small claims cases.
● Liaison with Eminent Domain counsel. Gather information, prepare documentation, and attend mediations.
● Intake and rerouting of all correspondence received by legal. Scan, file, and communicate with appropriate parties. - 1 Month Ago
Corporate Executive
- BE STAFFING SOLUTIONS LLC
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Houston, TX
FULL_TIME
- Benefits: Bonus based on performance Competitive salary Health insurance Opportunity for advancement Training & development Job Description: We are looking for an experienced Executive Director to ove...
- 15 Days Ago
1099 Sales Executive (Medical Device)
- Top Tier Reps LLC
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Houston, TX
FULL_TIME
- Salary: Commission-based with a performance bonusMedical device sales representatives are responsible for selling medical equipment to hospitals, health systems, doctor's offices, and clinics, Respons...
- 1 Month Ago
Director, Mid-Corporate Industrials Relationship Manager
- Hispanic Technology Executive Council
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Houston, TX
FULL_TIME
- This Senior Relationship Manager will be focused on both existing and new banking relationships with US-headquartered companies in the Industrials sector up to $5Bn in revenue. Primary responsibilitie...
- 1 Month Ago
RN Hospice Corporate Compliance
- Ethos
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Dallas, TX
FULL_TIME,OTHER
- RN Hospice Corporate Compliance This is a corporate, enterprise-wide role, serving as a resource to the hospice programs and senior leadership regarding issues of Compliance & QA/PI. Summary: The Corp...
- 23 Days Ago
CORPORATE COMPLIANCE NURSE - HOSPICE
- Impact Solutions Inc
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Worth, TX
FULL_TIME
- CORPORATE COMPLIANCE NURSE - HOSPICE JOB DESCRIPTION SUMMARY The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will ...
- 1 Month Ago
Top Corporate Compliance Executive jobs at Popular Companies
Compliance Representative
- Tradesmax Staffing Nashville, TN
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Nashville, TN
- Job Description Job Description Job description TradesMax Staffing in Nashville, TN is looking for detailed oriented ind...
- 4/25/2024 12:00:00 AM
Compliance Professional
- Abs Global Investments
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Greenwich, CT
- ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity str...
- 4/25/2024 12:00:00 AM
Compliance Associate
- Taylor Root
-
Stamford, CT
- Compliance Associate - Growing Hedge Fund Location: Stamford, CT Our client is a distinguished macro hedge fund, managin...
- 4/25/2024 12:00:00 AM
Compliance Associate
- Larson Maddox
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Chicago, IL
- Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and m...
- 4/24/2024 12:00:00 AM
Compliance Associate
- Partnership Employment
-
Stamford, CT
- Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the...
- 4/23/2024 12:00:00 AM
Compliance Associate
- Larson Maddox
-
Chicago, IL
- Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and m...
- 4/22/2024 12:00:00 AM
Compliance Associate
- Atlantic Group
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- Location: Fairfield County, CT (Hybrid) Compensation: Base Salary $100,000 - $130,000 plus discretionary bonus Job Descr...
- 4/22/2024 12:00:00 AM
Compliance Professional
- ABS Global Investments
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Greenwich, CT
- ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity str...
- 4/21/2024 12:00:00 AM
About Texas
Texas (/ˈtɛksəs/, locally /ˈtɛksɪz/; Spanish: Texas or Tejas Spanish pronunciation: [ˈtexas] (listen)) is the second largest state in the United States by both area and population. Geographically located in the South Central region of the country, Texas shares borders with the U.S. states of Louisiana to the east, Arkansas to the northeast, Oklahoma to the north, New Mexico to the west, and the Mexican states of Chihuahua, Coahuila, Nuevo León, and Tamaulipas to the southwest, while the Gulf of Mexico is to the southeast.
Houston is the most populous city in Texas and the fourth largest in the...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Top Corporate Compliance Executive jobs
$232,184 to $364,594