Top Corporate Compliance Executive jobs in New York

Top Corporate Compliance Executive provides leadership and direction for an organization's compliance programs, policies, reporting, and practices. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Top Corporate Compliance Executive oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Develops risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Top Corporate Compliance Executive evaluates and implements changes to compliance processes due to new or amended regulations. Establishes communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree. Typically reports to top management. The Top Corporate Compliance Executive manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. To be a Top Corporate Compliance Executive typically requires 8+ years of managerial experience. Comprehensive knowledge of the overall departmental function. (Copyright 2024 Salary.com)

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Corporate Compliance Manager (E5746)
  • IEEE Corporate
  • New York, NY FULL_TIME
  • Job Summary
    The Corporate Compliance Manager supports IEEE's overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: IEEE's Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money Laundering (AML), Bribery, Kickbacks, and Antitrust regulations. The corporate governance function includes managing IEEE's significant domestic and international entity registration program. The Corporate Compliance Manager will report to the Deputy General Counsel- Compliance and will work as part of IEEE's in-house Legal and Compliance team in a fast-paced, non-profit environment. The Corporate Compliance Manager may also be involved with investigations/reviews, training development, aid in the production of risk assessments, and creating compliance action plans. This role is highly collaborative and responsible, both independently and in collaboration with the Deputy General Counsel- Compliance for driving IEEE's Compliance program. Strong writing and communication skills and demonstrated organizational excellence are key attributes that will also contribute to the success of the Corporate Compliance Manager.

    Key Responsibilities
    • Participates in the development of key compliance programs covering applicable laws, rules, and regulations; internal policies and procedures; accepted business practices and ethical standards;
    • Assists with compliance oversight including developing and maintaining effective controls designed to monitor the effectiveness of the compliance program;
    • Assists in assembling and analyzing essential compliance-related data and metrics, and preparing or giving presentations;
    • Assists with programs for educating and training personnel on compliance-related topics;
    • Maintains corporate existence and good standing for IEEE’s domestic and international legal entities; regularly updates corporate database and internal reference documents;
    • Handles the administration of entities, including drafting and filing documents for routine transactions such as company formation, foreign qualification, mergers, withdrawals, annual reports, and assumed name registration; works with outside or local counsel in jurisdictions to maintain IEEE’s international entity management filings.
    • Participates in industry ethics and compliance and other leadership roles for benchmarking and professional development;
    • Performs other related duties and ad hoc projects as required.

    Qualifications


    Education

    • Bachelor's degree or equivalent experience is required
    • J.D. 10-15 years of practice is required

    Work Experience

    • 10-15 years 10 years of relevant experience with an in-house legal team at a large company, government organization, or not-for-profit organization is required.
    • 10-15 years Member in good standing of NY or NJ bar is required.

    Licenses and Certifications

    • Non Clinical\ATTORNEY - Attorneys working as counsel Admitted to practice law in Ny or NJ is required

    Licenses and Certifications

    • CCEP or other compliance-related certification is preferred

    Skills and Requirements

    • Significant organizational compliance, investigative governance experience
    • Self-starter who can work with minimal supervision
    • Ability to coordinate complex tasks with multiple stakeholders
    • Superior organization skills and attention to detail
    • Excellent communications skills
    • Demonstrated ability to work in a fast-paced environment with a strong focus on collaboration
    • Ability to work with inter-disciplinary teams within L&C and IEEE OUs

    Salary Range: Min: $174,930 - Max: $218,610

    Other Requirements:

    As defined in IEEE Policies, individuals currently serving on an IEEE board or committee are not eligible to apply.



    PLEASE NOTE: This position is not budgeted for employer-sponsored immigration support, this includes all persons in F (both CPT and OPT), J, H, L, or O status.

    ='For information on work demands and conditions required for this position, please consult the reference document, "Physical, Mental, and Work Environment Standards for IEEE Positions." This position is classified under ' Category I - Office Positions '.

    '
    'IEEE is an EEO/AAP Employer/Protected Veteran/Disabled
    '
    '===============================================
    '
    'Disclaimer: This job description is proprietary to IEEE. It outlines the general nature and key features performed by various positions that share the same job classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties and qualifications required of all employees assigned to the job. Nothing in this job description restricts management’s right to assign or re-assign duties to this job at any time due to reasonable accommodations or other business reasons. '


    Job
    : Legal
    Primary Location: United States-New York-New York City
    Schedule: Full-time
    Job Type: Regular
    Job Posting: Feb 7, 2024, 3:57:42 PM

  • 16 Days Ago

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Executive Assistant CFO and Corporate Compliance Officer
  • Finger Lakes Health
  • Geneva, NY FULL_TIME
  • UR Medicine Finger Lakes Health is seeking an experienced Executive Assistant to join our Finance team! Seeking candidates with strong customer service and clerical skills. The right candidate will ha...
  • 11 Days Ago

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Client Development Executive - Corporate
  • Corporate - DLA Piper Careers
  • New York, NY FULL_TIME
  • DLA Piper is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, nation...
  • 29 Days Ago

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Corporate Reorganization Associate
  • Top Tier Reps LLC
  • New York, NY FULL_TIME
  • Education:JD degree (Must be a graduate from 2019-2020)Bachelor’s degreeMust be admitted to practice law in the State of New York. Experience:Full time Bankruptcy and Corporate Reorganization experien...
  • 1 Month Ago

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Corporate Office Catering Supervisor
  • Green Top Farms
  • New York, NY FULL_TIME
  • Green Top Farms was founded by a farmer-turned-public-school-teacher who was troubled by the lack of fresh, nutritious foods for many New York families. For the last seven years we have built a high v...
  • 1 Month Ago

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Corporate Office Catering Attendant
  • Green Top Farms
  • New York, NY FULL_TIME
  • Green Top Farms was founded by a farmer-turned-public-school-teacher who was troubled by the lack of fresh, nutritious foods for many New York families. For the last seven years we have built a high v...
  • 1 Month Ago

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Compliance Associate
  • Larson Maddox
  • Chicago, IL
  • Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and m...
  • 4/24/2024 12:00:00 AM

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Compliance Associate
  • Partnership Employment
  • Stamford, CT
  • Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the...
  • 4/23/2024 12:00:00 AM

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Compliance Associate
  • Larson Maddox
  • Chicago, IL
  • Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and m...
  • 4/22/2024 12:00:00 AM

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Compliance Associate
  • Atlantic Group
  • Location: Fairfield County, CT (Hybrid) Compensation: Base Salary $100,000 - $130,000 plus discretionary bonus Job Descr...
  • 4/22/2024 12:00:00 AM

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Compliance Professional
  • ABS Global Investments
  • Greenwich, CT
  • ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity str...
  • 4/21/2024 12:00:00 AM

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Compliance Professional II, Insurance
  • Aon Corporation
  • Garden City, NY
  • Posting Description: Compliance Manager Aon Affinity Travel Practice is currently seeking a skilled, experienced profess...
  • 4/21/2024 12:00:00 AM

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Compliance Representative
  • Tradesmax Staffing Nashville, TN
  • Nashville, TN
  • Job Description Job Description Job description TradesMax Staffing in Nashville, TN is looking for detailed oriented ind...
  • 4/20/2024 12:00:00 AM

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Compliance Professional
  • Abs Global Investments
  • Greenwich, CT
  • ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity str...
  • 4/20/2024 12:00:00 AM

New York is a state in the Northeastern United States. New York was one of the original thirteen colonies that formed the United States. New York covers 54,555 square miles (141,300 km2) and ranks as the 27th largest state by size.[3] The highest elevation in New York is Mount Marcy in the Adirondacks, at 5,344 feet (1,629 meters) above sea level; while the state's lowest point is at sea level, on the Atlantic Ocean. In contrast with New York City's urban landscape, the vast majority of the state's geographic area is dominated by meadows, forests, rivers, farms, mountains, and lakes. Most of...
Source: Wikipedia (as of 04/17/2019). Read more from Wikipedia
Income Estimation for Top Corporate Compliance Executive jobs
$252,817 to $396,994