Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Company Overview:
The Vermont Agency is a leading financial services firm dedicated to providing top-tier protection, investment and wealth management solutions to our clients. With a commitment to excellence and integrity, we dramatically impact the lives of others.
Position Overview:
We are currently seeking a dynamic and experienced Securities Supervisor to join our team. The Securities Supervisor will play a pivotal role in overseeing and managing the compliance and regulatory functions related to securities trading activities within the firm. The successful candidate will have a deep understanding of securities regulations and a proactive approach to risk management.
Responsibilities:
Additional Responsibilities include:
Qualifications:
Benefits:
The Vermont Agency offers a competitive salary and benefits package, including medical/dental/vision insurance, retirement savings plans, and opportunities for professional development and advancement.
Join our team and be part of a dynamic and innovative organization that is dedicated to helping clients achieve their financial goals and having a dramatic impact in our community.
Job Type: Full-time
Pay: $80,000.00 - $180,000.00 per year
Benefits:
Experience level:
Ability to Relocate:
Work Location: In person