Securities Analyst jobs in North Carolina

Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)

D
Investment Banking Analyst - Asset-Backed Securities
  • D42 Wells Fargo Securities, LLC
  • CHARLOTTE-NC, NC FULL_TIME
  • About this role: Wells Fargo is seeking an Investment Banking Analyst to join their Asset-Backed Securities (ABS) team within the Structured Products Group (SPG). The ABS group provides structured lending and securitization services to core clients originating or investing in non-mortgage consumer and commercial receivables. In this role, you will: Assist in the marketing, origination, execution and portfolio management of lending facilities and capital markets transactions Work as part of a client coverage team in creating pitch books, marketing materials for securitizations Develop rating agency presentations, term sheets, underwriting memos, as well as negotiating legal documentation Support senior bankers on the deal team, through active involvement in all aspects of the deal origination and execution process Closely partner with various constituencies across Wells Fargo, including Credit Risk, Sales and Trading, Syndicate, Investment Banking Coverage, Corporate Banking Coverage, DCM, Leveraged Finance, Compliance, and Legal Required Qualifications: 6 months financial services industry experience or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Prior experience in or related to securitization is a plus Strong analytical and quantitative skills Intermediate Microsoft Office Skills (Outlook, Word, Excel, PowerPoint) Dedication to building a career in the financial services industry The ability to operate with urgency and prioritize work accordingly Proven ability to take on significant responsibility with a sense of personal accountability and urgency for achieving results Willingness to work long hours in a demanding, highly focused, and collaborative team environment Energetic self-starter who is flexible, organized, conscientious, proactive, and detail-oriented Highly refined and professional verbal and written communications Product knowledge, technical expertise, transaction execution and negotiation skills A BS/BA degree or higher in business administration, economics, finance, or related field Job Expectations: Ability to travel up to 10% of the time Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. Registration for FINRA Series 79 must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. Posting End Date: 20 Mar 2024 *Job posting may come down early due to volume of applicants. We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets, proudly serves one in three U.S. households and more than 10% of small businesses in the U.S., and is a leading middle market banking provider in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Wells Fargo ranked No. 47 on Fortune’s 2023 rankings of America’s largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for all by supporting housing affordability, small business growth, financial health, and a low-carbon economy. News, insights, and perspectives from Wells Fargo are also available at Wells Fargo Stories. Additional information may be found at www.wellsfargo.com LinkedIn: https://www.linkedin.com/company/wellsfargo For questions on how to search and apply, visit our frequently asked questions.
  • 1 Month Ago

D
Senior Financial Reporting Analyst
  • D42 Wells Fargo Securities, LLC
  • Brigham, NC FULL_TIME
  • About this role: Wells Fargo is seeking a Senior Financial Reporting Analyst to join their Financial Reporting team. The Team is responsible for overseeing the coordination and review of all quarterly...
  • 1 Month Ago

D
FCM Operations Trade Management Analyst
  • D42 Wells Fargo Securities, LLC
  • CHARLOTTE-NC, NC FULL_TIME
  • At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace wh...
  • 1 Month Ago

W
Securities Sales Program Analyst-1st Year Analyst
  • Wells Fargo
  • CHARLOTTE, NC FULL_TIME
  • Securities Sales Program Analyst-Commercial Rates & FX Solutions Deal Hub-1st Year AnalystAt Wells Fargo, we are looking for talented people who will put our customers at the center of everything we d...
  • 28 Days Ago

W
Investment Banking Analyst - Asset-Backed Securities
  • Wells Fargo
  • CHARLOTTE, NC FULL_TIME
  • About this role:Wells Fargo is seeking an Investment Banking Analyst to join their Asset-Backed Securities (ABS) team within the Structured Products Group (SPG). The ABS group provides structured lend...
  • 1 Month Ago

S
Institutional Sales - Investment Sales - Private Equity Sales
  • San Blas Securities
  • Charlotte, NC FULL_TIME
  • About Us:At San Blas Capital Markets, we redefine the standards of excellence in investment banking, sales & trading, and wealth management. As a rapidly ascending boutique firm, we thrive on innovati...
  • 24 Days Ago

P
Security Analyst
  • PRI Technology
  • New York, NY
  • Role: Security Analyst (1-5 years of experience) Full-time/Permanent with bonus and benefits Hybrid Remote in NYC - 3 da...
  • 4/24/2024 12:00:00 AM

A
Security Analyst
  • Apex Systems
  • Austin, TX
  • ***Please only apply if you are located in the Austin, TX area*** Security Analyst Number of Open Positions: 1 Location:...
  • 4/24/2024 12:00:00 AM

R
IT Security Analyst
  • Robert Half
  • Santa Cruz, CA
  • Looking for a place to grow your career? In this role, you will work closely with our IT team to identify vulnerabilitie...
  • 4/23/2024 12:00:00 AM

Q
Security Analyst
  • Qualis Corporation
  • Huntsville, AL
  • Qualis Corporation, a leader in the Defense & Space industry, is seeking a talented Security Analyst to join our team of...
  • 4/23/2024 12:00:00 AM

N
Security Analyst
  • Nsight
  • Green Bay, WI
  • This position is on site in Green Bay, Wisconsin. What you'll be doing: The NSIGHT Security Analyst II is responsible fo...
  • 4/23/2024 12:00:00 AM

T
Security Analyst
  • Transact Campus Inc
  • Des Moines, IA
  • $70,000.00/yr - $100,000.00/yr Full-time Information TechnologyInformation ServicesAbout the job Transact is the leader ...
  • 4/23/2024 12:00:00 AM

C
Security Analyst
  • CBTS
  • Cincinnati, OH
  • CBTS is currently seeking a Security Analyst for a position located in Cincinnati, OH. Job Description: Identity and Acc...
  • 4/22/2024 12:00:00 AM

N
Security Analyst
  • Nsight
  • Green Bay, WI
  • This position is on site in Green Bay, Wisconsin. What you'll be doing: The NSIGHT Security Analyst II is responsible fo...
  • 4/21/2024 12:00:00 AM

North Carolina (/ˌkærəˈlaɪnə/ (listen)) is a state in the southeastern region of the United States. It borders South Carolina and Georgia to the south, Tennessee to the west, Virginia to the north, and the Atlantic Ocean to the east. North Carolina is the 28th-most extensive and the 9th-most populous of the U.S. states. The state is divided into 100 counties. The capital is Raleigh, which along with Durham and Chapel Hill is home to the largest research park in the United States (Research Triangle Park). The most populous municipality is Charlotte, which is the second-largest banking center in...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Securities Analyst jobs
$118,570 to $174,086

Securities Analyst in Terre Haute, IN
In terms of working environment, a securities analyst often works from a home office, although some work onsite in investment banks, insurance companies, and other types of business offices.
February 01, 2020
Securities Analyst in Brownsville, TX
Security Analysts often acquire a dizzying array of technical skills and gain plenty of experience in pen testing, intrusion detecting, auditing, and more.
November 28, 2019
Securities Analyst in Champaign, IL
IR specialists and analysts interviewed by PRJ confirm that the practice does exist, but they stress that such intimidation tactics are the exception and not the rule.
December 04, 2019