Licensing Manager jobs in Iowa

Licensing Manager oversees the licensing of employees responsible for the sale and marketing of insurance, loan, or investment products. Ensures compliance with all applicable regulations; maintains all necessary records. Being a Licensing Manager manages license acquisition and renewal processes. Establishes databases or recordkeeping policies and strategies to track the status of agents, applications, and forms. Additionally, Licensing Manager may require a bachelor's degree in area of specialty. Typically reports to a head of a unit/department. The Licensing Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Licensing Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Registration and Licensing Associate Consultant
  • Cambridge Investment Research, Inc.
  • Fairfield, IA FULL_TIME
  • Overview

    Cambridge Investment Research Inc., one of the nation’s top independent financial solutions firm, is actively looking for a person who has a passion for collaborating with and assisting financial professionals to join the Compliance Department as a full time Registration and Licensing Associate Consultant working from our Fairfield, Iowa office. 

     

    At Cambridge, our purpose is to make a difference in the lives of our financial professionals, their investing clients, and our associates. Our values of integrity, commitment, flexibility, and kindness continue to guide us in the decisions we make together every day. For over 40 years we’ve delivered innovative financial solutions while offering exciting career opportunities with ongoing professional development.

     

    A national leader as a financial solutions firm, Cambridge’s commitment to long-term professional development and work-life balance makes this a one-of-a-kind opportunity. Cambridge is a multiple-time Top Workplace Iowa and Top Workplace USA winner as voted on by our associates2. We are recognized among the leading firms in the financial advice industry as we serve over 3,800 independent financial professionals³ and hundreds of thousands of their investing clients across the country.

     

    1 Cambridge and its predecessor broker-dealer

    2The Top Workplace in Iowa recognition is determined by associate feedback through an anonymous survey conducted by Energage, an independent research company. More information on the methodology to qualify can be found at https://topworkplaces.com/resources/national-top-workplaces-methodology/

    ³As of December 31, 2022

    Essential Duties

    • Open exam windows for financial professionals and internal staff
    • Update financial professional information on FINRA systems and internal systems
    • Assist the Consultants with financial professional registrations/terminations, and maintenance of licenses
    • Maintain relationships with and administer training to financial professionals on various aspects of Registration & Licensing’s processes
    • Serve as a back up to Registration & Licensing Consultants
    • Provide proactive customer service related to Registration & Licensing, follow up on paperwork, questions, and supply information as needed at request of management, company associates, and financial professionals
    • Organize and maintain financial professional information utilizing spreadsheets, database software for financial professionals and handling state registration updates and questions
    • Ensure processes and procedures are kept current
    • Communicate new information to all interested parties
    • Represent Registration & Licensing by participating in cross-department task force and stakeholder groups, communicating updates to all interested parties
    • Serve as knowledge leader and mentor within the department including, but not limited to training, coaching, and answering questions
    • Maintain working industry knowledge of key topics and policies/procedures regarding registration requirements

    Education & Experience

    Two or more years of related experience, education and/or training. 

    Certificates & Licenses

    No licenses or certificates are required for this position. 

     

    Compensation: $43,000 - $46,500. This range is a good faith estimate of the compensation to be offered for this position based on the ideal candidate’s qualifications, the Company’s operational needs, and other considerations permitted by law. The actual pay offered to a specific candidate may vary above or below the stated range.

     

    Benefits: Cambridge has competitive benefits and promotes a work/life balance to encourage individual success. 

    • Premium benefit package including medical, vision, dental, life and long-term disability insurance
    • Vacation/sick time
    • 401K retirement plan with company matching program
    • Profit Sharing Plan
    • Eleven paid holidays

    You can find more details about our comprehensive benefits package here. 

     

  • 23 Days Ago

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Foster and Adoptive Licensing Caseworker
  • Lutheran Services in Iowa
  • Orange, IA FULL_TIME
  • If you're looking for a way you can make a positive change in your community, LSI is looking for you. LSI is seeking a Licensing Caseworker to provide services to clients and families in our Foster Ca...
  • 24 Days Ago

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Registration and Licensing Consultant
  • Cambridge Investment Research, Inc.
  • Fairfield, IA FULL_TIME
  • OverviewWe are looking for a helpful and collaborative Registration and Licensing Consultant to join Compliance Department working from our Fairfield, Iowa office. The Consultant will assist our finan...
  • Just Posted

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Licensing Legal Assistant
  • Casey's
  • Ankeny, IA FULL_TIME
  • At Casey's, we work hard to be the best and have a good time doing it. We're true to our roots by being high integrity and low ego. We treat people the way they want to be treated. We're driven to bui...
  • 3 Days Ago

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Title and Licensing Clerk
  • JJR Management Inc
  • FARLEY, IA FULL_TIME
  • Description We are looking to add a motivated individual to our team who can assist with our equipment sales, titling, and licensing departments. This individual must be able to multitask and be detai...
  • 4 Days Ago

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Insurance Licensing Representative
  • Farm Bureau Financial Services
  • Des Moines, IA FULL_TIME
  • Insurance Licensing RepresentativeDo you pay great attention to detail, and have strong organizational and time management skills? Are you a team player with a positive "can-do" attitude? Do you have ...
  • 6 Days Ago

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Producer and Adjuster Licensing Manager
  • Starr Companies
  • Philadelphia, NY
  • ** Position Description** **Producer and Adjuster Licensing Manager** Location **New York, NY** Location(s) **Philadelph...
  • 3/28/2024 12:00:00 AM

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Licensing Manager, Hardlines
  • 24 Seven Talent
  • Our client is hiring for a Hardlines Licensing Manager! Please take a look at the below and feel free to refer anyone yo...
  • 3/27/2024 12:00:00 AM

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Licensing Manager
  • The Intersect Group
  • Contract Hybrid Work Location in Brentwood, TN NO WORK AUTHORIZATION PROVIDED NO CORP TO CORP Must Haves: • Experience: ...
  • 3/26/2024 12:00:00 AM

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Licensing Manager
  • CSI
  • Nashville, TN
  • Must Haves: • Experience: 7 years of experience in a corporate environment with direct supervisory responsibilities. • 3...
  • 3/26/2024 12:00:00 AM

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Licensing Manager
  • Calculated Hire
  • Licensing Manager Brentwood, TN - Hybrid Day to Day: Oversee the execution of business and product licensing for new and...
  • 3/26/2024 12:00:00 AM

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Business Licensing Manager
  • Corps Team
  • Brentwood, TN
  • Our client, a retail chain of home improvement and agriculture stores, is seeking a Licensing Manager for a 6+ month con...
  • 3/26/2024 12:00:00 AM

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Permits & Licensing Manager
  • BOXABL INC
  • Las Vegas, NV
  • Job Description Job Description Join BOXABL, Where Dreams Come True Are you tired of missing out on groundbreaking oppor...
  • 3/24/2024 12:00:00 AM

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Licensing Manager (Hardlines/Toys)
  • 24 Seven Talent
  • Burbank, CA
  • Hybrid in Burbank $100-$110k+ The Licensing Manager, Hardlines will work closely with the Associate Director of Licensin...
  • 3/24/2024 12:00:00 AM

Iowa (/ˈaɪəwə/ (listen)) is a state in the Midwestern United States, bordered by the Mississippi River to the east and the Missouri River and Big Sioux River to the west. It is bordered by six states; Wisconsin to the northeast, Illinois to the east, Missouri to the south, Nebraska to the west, South Dakota to the northwest and Minnesota to the north. In colonial times, Iowa was a part of French Louisiana and Spanish Louisiana; its state flag is patterned after the flag of France. After the Louisiana Purchase, people laid the foundation for an agriculture-based economy in the heart of the Corn...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Licensing Manager jobs
$83,736 to $115,051

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