IRA Services Representative, Sr. jobs in Garden Grove, CA

IRA Services Representative, Sr. processes IRA account openings, transfers, distributions, and closures according to government regulations and company policies. Responds to customer inquiries. Being an IRA Services Representative, Sr. may require a bachelor's degree in area of specialty. Typically reports to a supervisor or manager. To be an IRA Services Representative, Sr. typically requires 2 to 4 years of related experience. Gains exposure to some of the complex tasks within the job function. Occasionally directed in several aspects of the work. (Copyright 2024 Salary.com)

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Sr IT Auditor
  • ISD - Information Services Div
  • Cypress, CA FULL_TIME
  • Yamaha has an excellent opportunity for a Senior IT Auditor to join our Internal Audit team in Cypress, CA.

     

    The Senior IT Auditor will assist Division Manager, Internal Audit in execution of J-Sox and internal audit projects to promote and ensure a strong IT control environment of the company.  Senior IT Auditor works on complex audit areas independently and ensures successful completion of assigned audit engagements. Senior IT Auditor applies risk and control concepts to scenario encountered, identifies any potential issues and guide auditees for proper resolutions. 

     

    Specific duties include, but are not limited to: 

    J-Sox - Work with co-sourcing resources and execute IT J-Sox according to the parent company’s guideline and schedule.

    • Assist process owners to prepare/update control matrix and evaluate the appropriateness of the controls based on the control objective and model control provided by the parent company.  Prepare flowcharts and narrative where necessary.  Write/revise a test plan based on the control descriptions provided by process owners.
    • Perform test of controls based on the test plan to determine whether the controls are operating effectively. Ensure test results are well-documented based on a complete and accurate understanding of the control and risk. 
    • If a design/operating deficiency is noted, work with the process owner to ensure that an effective remediation is implemented, and retest is completed timely
    • Roll-forward the test results by confirming controls with process owners
    • Coordinate with external auditor for their audit

    Internal Audit

    • Prepare IT audit universe and assist Division Manager of Internal Audit in the preparation of annual audit plan based on risk assessment
    • Make comprehensive plans to carry out individual audit tasks, including determination of audit objectives, identifying major controls and risks, and creating the audit program.
    • Execute the audit according to the audit program.  Identify potential IT risks and related issues by applying knowledge of Information Technology industry trends and present IT environment
    • Produce reports and audit work papers, ensuring effective documentation of work performed and conclusions as well as the recommended actions for the areas that need to be improved
    • Perform other duties as assigned
    • Participate in special projects or studies such as fraud investigation, risk assessment, due diligence acquisition reviews, audit department policy updates, etc.
    • Take part in major IT initiatives and projects as well as in reviews of security systems and internal controls under development

    Decision Making:

    • J-Sox – Based on the guideline provided by the parent company, determine appropriateness of design and operational effectiveness of controls in the assigned areas. 
    • Internal Audit – Determine an audit conclusion in each assigned area based on the audit program.  Determine the impact of the exceptions to the entire audit and the audited entity and appropriateness of action plans based on the business environment and risk.

    Qualifications:

    • Bachelor’s degree in Computer Science, Information Systems, Accounting or other related field, or sufficient experience in public accounting, internal auditing or other field that would provide the same basic knowledge.
    • CPA/CIA/CISA preferred
    • 5 years of IT audit experience
    • J-Sox and/or U.S. Sox documentation and testing
    • Strong proficiency in SAP
    • Proficient computer skills and in the use of Excel, Word, PowerPoint and Access
    • Effective oral and written communication skills
    • Strong analytical, problem solving and decision-making skill
    • Strong organizational, time management, and follow up skills including the ability to handle and adjust to competing priorities to meet deadlines and commitments

    Pay Range:

    • $64,725 - $114,562

    Reports to: Division Manager Internal Audit

     

    Yamaha Motor Corporation, USA is proud to be an equal opportunity employer. All applicants will be considered for employment without attention to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran or disability or any other status protected by federal, state, or local law. We celebrate diversity and are committed to creating an inclusive environment for all employees. 

     

    #LI-AS2

  • 8 Days Ago

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Medical Case Administrator Sr
  • Leidos QTC Health Services
  • San Dimas, CA FULL_TIME
  • Are you familiar working in the Medical Administrative field looking to use your talents to make a difference? At Leidos QTC Health Services, Medical Case Administrators work in a dynamic team environ...
  • 15 Days Ago

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Sr Sales Representative-Service contracts
  • honeywell
  • La Palma, CA FULL_TIME
  • If you are a self-motivated, determined, and energetic sales professional, Honeywell currently has an excellent opportunity for you to showcase your skills in a key role as a Service Sales Consultant ...
  • 18 Days Ago

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Guest Services Representative II
  • Living Spaces
  • La Mirada, CA FULL_TIME
  • Position Summary The Guest Services Representative II will provide back office, outbound support to customers with warranty or custom order questions. Serve as a subject matter expert and problem solv...
  • 24 Days Ago

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Representative - Exhibitor Services
  • Freeman Company
  • Anaheim, CA FULL_TIME
  • About Us Freeman is a global leader in events. Whether virtual, in-person, or hybrid, Freeman is on a mission to redefine live for a new era. With a data-driven approach and the industry’s largest net...
  • Just Posted

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Member Services Representative
  • Unilogic Healthcare Management LLC
  • CYPRESS, CA FULL_TIME
  • Essential Duties and ResponsibilitiesEssential Duties and responsibilities include, but are not limited to:· Conduct outbound calls for CAHPS, HEDIS , AHA , IHA, Member Birthdays, Member Coordination ...
  • Just Posted

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0 IRA Services Representative, Sr. jobs found in Garden Grove, CA area

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Customer Service Rep
  • Kinetic Personnel Group, Inc.
  • Anaheim, CA
  • We are seeking a detail-oriented Customer Service Representative to join and be part of the team for a global supplier o...
  • 3/28/2024 12:00:00 AM

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Customer Service Rep
  • Arizona Tile, LLC.
  • Los Angeles, CA
  • Job Description Job Description Arizona Tile, the premier importer of natural stone and ceramic tile, in 10 Western stat...
  • 3/28/2024 12:00:00 AM

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Customer Service Rep
  • GEODIS Group
  • Fontana, CA
  • ** Customer Service Rep** **Job Category****:** Operations **Requisition Number****:** CUSTO17509 Showing 1 location **J...
  • 3/27/2024 12:00:00 AM

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Customer Service Rep
  • GEODIS Group
  • Compton, CA
  • ** Customer Service Rep** **Job Category****:** Operations **Requisition Number****:** CUSTO17820 Showing 1 location **J...
  • 3/27/2024 12:00:00 AM

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Customer Service Rep
  • L Ku Insurance Agency Llc
  • Irvine, CA
  • Job Description Job Description Well-known Insurance agency looking for caring individuals to work with clients and sale...
  • 3/27/2024 12:00:00 AM

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Customer Service Rep
  • Tridentcare
  • Burbank, CA
  • ** Customer Service Rep** **Job Category****:** Administrative **Requisition Number****:** CUSTO015650 Showing 1 locatio...
  • 3/26/2024 12:00:00 AM

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Customer Service Rep
  • GEODIS Group
  • Ontario, CA
  • ** Customer Service Rep** **Job Category****:** Operations **Requisition Number****:** CUSTO17790 Showing 1 location **J...
  • 3/25/2024 12:00:00 AM

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Customer Service Rep
  • PONIA AFRICAN MARKET BUTIK LLC
  • Lancaster, CA
  • Job Description Job Description Helping customer find products, Answering phones, stocking, & Inventory.
  • 3/24/2024 12:00:00 AM

Garden Grove is a city in northern Orange County, California, United States, located 34 miles (55 km) southeast of the city of Los Angeles in the Los Angeles metropolitan area. The population was 170,883 at the 2010 United States Census. State Route 22, also known as the Garden Grove Freeway, passes through the city in an east-west direction. The western portion of the city is known as West Garden Grove. According to the United States Census Bureau, the city has a total area of 46.5 km2 (18.0 sq mi) 0.10% of which is water. West Garden Grove is west of Beach Boulevard....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for IRA Services Representative, Sr. jobs
$52,737 to $61,554
Garden Grove, California area prices
were up 3.2% from a year ago

IRA Services Representative, Sr. in Grand Forks, ND
Based on our compensation data, the estimated salary potential for IRA Services Representative will increase -18 % over 5 years.
January 10, 2020