Financial Retail Sales Assistant - Registered jobs in the United States

Financial Retail Sales Assistant - Registered provides sales and business development support for one or more licensed/registered investment product sales representatives. Performs customer service and administrative tasks to answer product questions, make changes to accounts, open new accounts, and receive orders. Being a Financial Retail Sales Assistant - Registered may execute orders from existing clients. Maintains a sales and referral database and uses telemarketing and customer profiling to generate leads and additional business opportunities with existing and prospective clients. Additionally, Financial Retail Sales Assistant - Registered coordinates referrals, sales appointments, and requests for information. Has a solid knowledge and understanding of the firm's product offerings. May require a bachelor's degree. Requires completion of the FINRA Series 63 Uniform Securities Agent State Law Examination and any state licensing. Depending on the product's sold, may also require completion of FINRA Series 7 General Securities Representative qualification. Typically reports to a supervisor or manager. The Financial Retail Sales Assistant - Registered work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Financial Retail Sales Assistant - Registered typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Registered Sales Assistant
  • Baystate Financial
  • Wellesley, MA FULL_TIME
  • Securities New Business Consultant

    Baystate Financial, a Premier Financial Services organization in New England and beyond, seeks a securities administrative team member for our East Providence, RI (Wellesley, MA or Boston, MA) locations. This will be a full-time position. Those hours will fall during normal business hours of 8:00 am to 5:00 pm, Monday through Friday.

    Qualifications include superior verbal and written communication skills, a professional and friendly phone presence, strong organizational skills, and an ability to learn and adapt to new software and processes quickly. Familiarity with Microsoft Office and Client Relationship Management (CRM) applications is necessary.

    The duties of this role include supporting the New Business team, but not limited to –

    Investment – New Accounts

    • Prepare and process applications for new investment accounts & annuities.
    • Monitor account transfers and communicate with client throughout the process.

    Investment Support

    • Prepare and review case status to ensure “in good order”.
    • Monitor trades in accounts, to ensure they are handled properly.
    • Handle various investment client service requests (distributions, address changes, etc.).
    • Maintain various digital databases including client and employee contact info.

    A background in Financial Services is necessary. SIE, S6 and/or S7 and S63 registrations desired.

    We offer a competitive hourly rate with bonus potential commensurate with relevant prior work experience and qualifications. Qualified candidates should submit a cover letter and resume to the email address provided.

    Equal Opportunity and Affirmative Action Employer

    Baystate Financial will never ask job candidates to pay any kind of fee, make cash or check advancements, cash checks or make an investment in any product or service or provide information such as credit card numbers or banking PIN numbers as part of our hiring process.

    If you are contacted by anyone asking for information outlined above it is likely fraudulent. If you have any concerns about the veracity of a request, please contact us directly to verify its legitimacy.

    Job Type: Full-time

    Pay: $50,000.00 - $60,000.00 per year

    Benefits:

    • 401(k)
    • Dental insurance
    • Health insurance
    • Life insurance
    • Paid time off
    • Vision insurance

    Schedule:

    • Monday to Friday

    Ability to Relocate:

    • Wellesley, MA: Relocate before starting work (Required)

    Work Location: In person

  • 23 Days Ago

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Registered Sales Assistant
  • Baystate Financial
  • Boston, MA FULL_TIME
  • Securities New Business Consultant Baystate Financial, a Premier Financial Services organization in New England and beyond, seeks a securities administrative team member for our East Providence, RI (W...
  • 23 Days Ago

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Registered Sales Assistant
  • Langley Financial Services
  • Newport, VA FULL_TIME
  • Imagine being part of a company where your growth is valued and your journey is supported. Imagine yourself at Langley Federal Credit Union, where we're dedicated to shaping a meaningful path together...
  • 10 Days Ago

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Sales Development Representative (US)
  • Wing Assistant
  • Columbus, OH FULL_TIME
  • Please whitelist the domains "lever.co" and "hire.lever.co" with your email provider to make sure you get our emails.Disclaimer: This is a generic job description for the position stated below. Actual...
  • 5 Days Ago

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Financial Management Spec
  • Deputy Assistant Secretary for Finance
  • Austin, TX FULL_TIME
  • This Financial Management Specialist position is located within the Department of Veterans Affairs (VA), Financial Service Center's (FSC), Financial Operations Service (FOS) directorate, Commercial Op...
  • 9 Days Ago

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Financial Analyst
  • US Assistant Secretary for Public and Indian...
  • Detroit, MI FULL_TIME
  • Duties The following are the duties of this position at the GS-13. If you are selected at a lower grade level, you will have the opportunity to learn to perform all these duties, and will receive trai...
  • 26 Days Ago

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Sales and F&I Manager
  • Easterns Automotive Group
  • Sterling, VA
  • Job Description Job Description Job Title: Sales and F&I Manager Company:Easterns Automotive Group Location: DC, Baltimo...
  • 3/29/2024 12:00:00 AM

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Financial Services Sales Representative - Remote in the US - 1632
  • PlacingIT
  • Reston, VA
  • Financial Services Sales Representative - 1632 Salary Range: $80K-$100K + commission + benefits Location: Reston, VA ide...
  • 3/28/2024 12:00:00 AM

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IT Services Account Manager
  • TestPros
  • Sterling, VA
  • Company Overview TestPros is a successful and growing business, established in 1988 to provide Information Technology (I...
  • 3/28/2024 12:00:00 AM

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Sales Associate III
  • Tapestry, Inc.
  • Leesburg, VA
  • Coach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers a...
  • 3/28/2024 12:00:00 AM

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Sales Associate - Optical
  • America's Best
  • Sterling, VA
  • America's Best is part of National Vision, one of the largest and fastest-growing optical retailers in the United States...
  • 3/27/2024 12:00:00 AM

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Business Development Director
  • Diligent Health Solutions
  • Chantilly, VA
  • Job Details Job Location Remote, VA - Chantilly, VA Salary Range $150,000.00 - $150,000.00 Salary Business Development D...
  • 3/27/2024 12:00:00 AM

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PT Sales Associate
  • LOVESAC COMPANY
  • Ashburn, VA
  • Job Details Job Location One Loudoun - Ashburn, VA Position Type Part Time Education Level High School Salary Range $15....
  • 3/26/2024 12:00:00 AM

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Sales Support Specialist, Annuities, Highland Capital Brokerage
  • Advisor Group
  • Leesburg, VA
  • ** Sales Support Specialist, Annuities, Highland Capital Brokerage** *Share by Email* Location: 1608 Village Market Blvd...
  • 3/25/2024 12:00:00 AM

Income Estimation for Financial Retail Sales Assistant - Registered jobs
$54,006 to $96,961