Financial Retail Sales Assistant - Registered provides sales and business development support for one or more licensed/registered investment product sales representatives. Performs customer service and administrative tasks to answer product questions, make changes to accounts, open new accounts, and receive orders. Being a Financial Retail Sales Assistant - Registered may execute orders from existing clients. Maintains a sales and referral database and uses telemarketing and customer profiling to generate leads and additional business opportunities with existing and prospective clients. Additionally, Financial Retail Sales Assistant - Registered coordinates referrals, sales appointments, and requests for information. Has a solid knowledge and understanding of the firm's product offerings. May require a bachelor's degree. Requires completion of the FINRA Series 63 Uniform Securities Agent State Law Examination and any state licensing. Depending on the product's sold, may also require completion of FINRA Series 7 General Securities Representative qualification. Typically reports to a supervisor or manager. The Financial Retail Sales Assistant - Registered work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Financial Retail Sales Assistant - Registered typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
Client Services Assistant – Financial Services
About Us: Schmocker Financial Services is a dynamic and forward-thinking independent financial advisory firm dedicated to providing personalized financial solutions to our clients. With a focus on integrity, expertise, and exceptional client service, we strive to help individuals, families, businesses, and business owners achieve their financial goals and secure their financial future.
Position Overview: We are seeking a motivated and detail-oriented Client Services Assistant to join our team. The ideal candidate will play a key role in supporting our advisors and enhancing the efficiency of our office operations. This is an excellent opportunity for individuals with a passion for finance or those looking to gain experience in the financial services industry.
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How to Apply: If you are passionate about finance and interested in joining our team, please submit your resume and a brief cover letter outlining your qualifications and why you are interested in this position by email or mail to Schmocker Financial, 2800 National Dr., Suite 103, Onalaska, WI 54650. We look forward to reviewing your application!
Schmocker Financial Services is an equal opportunity employer and welcomes diversity in the workplace.
Job Type: Full-time
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Work Location: In person
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