Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
View More Information about our firm at: https://www.fmiAgent.com/Employment
This is not a short-term or temporary position.
No experience? We will train for the position! Hours are 7:30am to 4:00pm Monday through Friday, NO WEEKENDS!
Locally owned company with offices in Spearfish and Rapid City, SD, in business since 1993. This is an awesome opportunity to begin your long-term and rewarding career. Join other great people in a fast-paced, professional office atmosphere at Financial Markets Inc.
Primary duties include:
Most communication is by email, text and telephone. Very little face-to-face. Insurance background helpful, but not required. We will train for the position and the learning will be endless. Must possess exceptional customer service skills and enthusiasm to learn more about the insurance industry. Excellent computer skills on Windows, Office 365 and Chrome/Edge required. Must have excellent speaking skills.
Non-smoking work environment, no smoking on work premises. Full time position M-F, 7:30 a.m. to 4:00 p.m.
Career Package:
Minimum Application Requirements:
Key Job Search Words for Bots: Office, Assistant, Insurance, Days Only, Administrative, Manager
Job Type: Full-time
Pay: $20.00 - $24.00 per hour
Expected hours: 40 per week
Benefits:
Schedule:
Supplemental pay types:
Work Location: In person