Discount Brokerage Operations Manager jobs in Rhode Island
Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Recently Added Discount Brokerage Operations Manager jobs
Sr. Manager, Finance
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Senior Manager (Sr. Mgr.) role is a member of the Central Finance team and will be responsible for delivering strategic insights and analysis to measure and evaluate the financial performance of the business. In addition, this role will be instrumental in leading the budgeting, planning, and forecasting process for Fidelity Brokerage along with supporting the organization regarding Headcount and P&L governance, KPI/Scorecards and reporting and insights. The candidate will be a key contributor to the development of executive presentations which will be used across multiple forums and widely across the enterprise. This role will provide an opportunity to work across the company and partner with all the finance teams across the firm. Success will require an analytic attitude, strong collaboration skills, comprehensive problem solving, independent thinking, and intellectual curiosity. The Expertise and Skills You Bring Undergraduate degree in Business, Accounting, Finance, or Economics; MBA preferred. 8 years of related work experience Proven experience in Financial Planning and Analysis, Budgeting, Revenue Models and Scenario Modeling You are flexible and able to contribute to the team on multiple projects Strong analytic, organizational and communication skills, conceptual thinking, and problem-solving capabilities Solid knowledge of financial modeling, presentation, and data visualization tools (Excel, PowerPoint, Thinkcell, Tableau, Business Objects, Anaplan) Proven ability to craft presentations for senior management Intellectual curiosity Strong strategic and analytical skills combined with proven business and financial acumen Excellent communication and interpersonal skills along with your ability to influence others and build relationships Ability to develop and implement financial reporting that drives good financial discipline Unmatched organizational and prioritization skills – ability to coordinate, think and act decisively and always with a broad perspective Proven ability and flexibility to manage multiple high-priority, highly visible deliverables in a deadline driven environment Enthusiasm and energy in everything you do and a customer obsessed mindset The Value You Deliver Coordination and execution of broad high-profile projects Sourcing information and synthesizing insights for executive management Driving sound decision making for the Fidelity Brokerage business Maintaining positive relationships with broader finance community to ensure consistency in analysis approach, standards for data and definitions, and being dedicated in supporting time critical projects Ability to informally lead a team; Mentoring junior talent team to encourage collaboration and boost personal development Certifications: Category: Finance At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following: For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to accommodations@fmr.com, or by calling 800-835-5099, prompt 2, option 2 For roles based in Ireland: Contact AccommodationsIreland@fmr.com For roles based in Germany: Contact Accommodationsgermany@fmr.com Fidelity Privacy Policy
- 1 Month Ago
Sr. Manager Finance, Business Performance & Insights
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Finance Senior Manager, Business Performance and Insights within the Brokerage Finance team will deliver the data, strategic insights and analysis to advise business stra...
- 1 Month Ago
Surety Account Manager
- Starkweather & Shepley Insurance Brokerage Inc.
-
East Providence, RI
FULL_TIME
- DescriptionOur Role as a Surety Account Manager :This individual will assist the Bond department in servicing bond accounts. This person will receive bond requests from clients, obtain permission from...
- 15 Days Ago
Director, Brokerage Risk
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Brokerage Risk team advises Fidelity’s dynamic individual investor businesses building lifetime relationships with self-directed clients and helping them save and invest....
- 11 Days Ago
General Manager
- Paducah Television Operations LLC
-
Providence, RI
FULL_TIME
- We are looking for exemplary management talent, and a leader who will work smart, see the world from a unique perspective, and guide WLNE into the future with strategic vision. The right fit for this ...
- 22 Days Ago
Store Manager
- TX06 Bridgestone Retail Operations, LLC.
-
Rumford, RI
FULL_TIME
- Company Overview Bridgestone Retail Operations (BSRO) is part of Bridgestone Americas and employs over 22,000 teammates in North America. BSRO operates more than 2,200 company-owned stores, including ...
- 9 Days Ago
Discount Brokerage Operations Manager jobs at Popular Companies
About Rhode Island
Rhode Island (/ˌroʊd -/ (listen)), officially the State of Rhode Island and Providence Plantations, is a state in the New England region of the United States. It is the smallest state in area, the seventh least populous, the second most densely populated, and it has the longest official name of any state. Rhode Island is bordered by Connecticut to the west, Massachusetts to the north and east, and the Atlantic Ocean to the south via Rhode Island Sound and Block Island Sound. It also shares a small maritime border with New York. Providence is the state capital and most populous city in Rhode Is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Operations Manager jobs
$74,636 to $150,646
Most Popular Cities in Rhode Island for Discount Brokerage Operations Manager Jobs
What does a Discount Brokerage Operations Manager do?
Discount Brokerage Operations Manager in Stockton, CA
Position requirements usually include a minimum of a bachelor’s degree and 5 years of experience in the financial industry or similar business operations experience.
January 29, 2020
Discount Brokerage Operations Manager in Rock Island, IL
A discount brokerage operations manager is responsible for discount brokerage firms’ operations – companies that accept discounted fees.
February 02, 2020
Discount Brokerage Operations Manager in Saginaw, MI
Bureau of Labor Statistics, a Brokerage Operations Manager is responsible for the financial health of an organization.
December 17, 2019