Discount Brokerage Operations Manager jobs in Kentucky
Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Recently Added Discount Brokerage Operations Manager jobs
Senior Manager, Communications Consultant
- Fidelity Brokerage Services LLC
-
, KY
FULL_TIME
- Job Description: The Role As a Communication Consultant you’ll develop participant communications and overall financial education for participants of retirement plans within the tax-exempt market. This communication consultant role sits within the Tax-Exempt Market, under Fidelity Personal Investing. We are aligned closely with Fidelity Workplace Investing, as we support retirement plans for tax-exempt employers and their participants. Our clients are organizations—healthcare, higher ed, government and faith-based—who want to help people live better lives, and our mission is to help their employees become retirement-ready. We serve those who serve others. That culture carries through in how we work with our clients, their employees, and how we work together as a service team. You’ll strategically analyze participant engagement data and develop communications strategies to drive participant action and improve client happiness. You’ll deliver outstanding customer service as a key member of the client service team, contributing to team and/or cross-organization projects. Ensuring strong client satisfaction through the seamless execution of effective communications strategies based upon client needs and goals, and delivering high quality communication services Responding to client inquiries quickly with answers that go beyond the stated need and delight the client Using consultative techniques to engage with clients regarding communication services and regulatory issues Participating in and leading client meetings to review communication requirements, deliverables and alternatives, negotiating deadlines, and reviewing budget implications Analyzing plan-specific materials to develop knowledge of each client’s plan provisions and educating business partners Navigating the complexities of operational processes and tools to deploy participant communications Coordinating the development and maintenance of project plans and status reports to manage and balance multiple projects with competing priorities Balancing client needs with focus on cost management by proposing solutions that fit within budget constraints Measuring and reporting successes/opportunities based on identified plan goals following execution of communications Listening for new client opportunities and actively engaging the Fidelity service team to address those needs Identify process improvement opportunities and working with appropriate business partners to implement changes Participating in additional project management responsibilities and department initiatives, depending on capacity Up to 40% travel The Expertise and Skills You Bring BA/BS Required 5 years communications consulting or benefits consulting experience preferred Experience working directly with plan sponsors as part of a client service team or supporting function FINRA Series 7 and 63 licenses or attained within 90 days of hire Ability to analyze employee and plan data to illustrate impact of Fidelity communications and identify custom solutions Strong public speaking and consultative techniques to engage your audience in a compelling way while demonstrating Fidelity tools and products Ability to “read the room” and focus on the aspects of Fidelity’s participant experience that resonate most with your client audience Your in depth understanding of the communication process, from writing and design through distribution across multiple media (print, internet, video) The proven ability to work independently and build recommendations with little direction A desire to continually improve how we tell the participant engagement story to plan sponsors A natural curiosity to try innovative techniques to engage both plan sponsors and participants virtually Strong subject matter expertise in Fidelity defined contribution products and services Your proven project management success Your knowledge of the communications and financial industry and standards Ability to work closely with other service team members for the benefit of the client Certifications: Category: Communication Fidelity’s working model blends the best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite all business days of one assigned week per four-week period (beginning in September 2024, the requirement will be two full assigned weeks). At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following: For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to accommodations@fmr.com, or by calling 800-835-5099, prompt 2, option 2 For roles based in Ireland: Contact AccommodationsIreland@fmr.com For roles based in Germany: Contact Accommodationsgermany@fmr.com Fidelity Privacy Policy
- 5 Days Ago
Director, Managing Director- 401K Relationship Manager
- Fidelity Brokerage Services LLC
-
, KY
FULL_TIME
- Job Description: Role The Managing Director (MD) is entrusted with a book of business of defined contribution. The Managing Director is the primary contact for the client and works in a team structure...
- 4 Days Ago
Retail Services Operations Manager - Express Care
- Valvoline Global Operations
-
Lexington, KY
FULL_TIME
- Overview Why Valvoline Global Operations? Valvoline Global is a worldwide leader in automotive and industrial solutions, creating future-ready products and best-in-class services for partners around t...
- 11 Days Ago
Liquor Barn Middletown Commons - Department Manager
- goPuff - Operations
-
Louisville, KY
FULL_TIME
- Department ManagerFull-timeLiquor Barn, Party Mart, and DEP'S (BRS) is a wholly owned subsidiary of GoPuff. An operated retail chain of spirits, beer, wine, and party goods in the Commonwealth of Kent...
- 20 Days Ago
General Manager
- Breakout Operations LLC
-
Lexington, KY
FULL_TIME
- General Managers are the backbone of our company. They lead and guide all employees at the store level and inspire their teams to create epic memories for customers. An ideal General Manager is a lead...
- 4 Days Ago
Manager Technical Accounting & Financial Reporting
- Valvoline Global Operations
-
Lexington, KY
FULL_TIME
- Overview Why Valvoline Global Operations? Valvoline Global is a worldwide leader in automotive and industrial solutions, creating future-ready products and best-in-class services for partners around t...
- 9 Days Ago
Discount Brokerage Operations Manager jobs at Popular Companies
Operations Manager
- Johnson Controls International
-
Varsity Lakes, Queensland
- Johnson Controls is powered by your talent. We are the power behind the customer mission. Together we are building a wor...
- 4/16/2024 12:00:00 AM
Operations Manager
- ULINE
-
Tacoma, WA
- Operations Manager Washington Branch Uline: Where hard work and hustle are valued and rewarded. Pay: From $96,000 to $16...
- 4/16/2024 12:00:00 AM
Operations Manager
- BlueTriton Brands
-
Cabazon, CA
- BlueTriton is a leading provider of spring and purified water products - the name behind your favorite bottled water bra...
- 4/16/2024 12:00:00 AM
Operations Manager
- General Dynamics Information Technology
-
Colorado Springs, CO
- Operations Manager Seize your opportunity to make a personal impact as an Operations Manager leading GDIT's operations t...
- 4/15/2024 12:00:00 AM
Construction Executive / Operations Manager
- AEC Alliance
-
Nashville, TN
- Job Description Job Description Project Executive Opportunity w. Top Developer - in Nashville, TN! Embark on an extraord...
- 4/12/2024 12:00:00 AM
Operations Manager
- Courtyard Atlantic City
-
Atlantic City, NJ
- Compensation Type: Yearly Highgate Hotels: Highgate is a premier real estate investment and hospitality management compa...
- 4/10/2024 12:00:00 AM
Operations Manager
- Clean Harbors
-
Baton Rouge, LA
- Clean Harbors in Baton Rouge, LA is looking for an Operations Manager to join their safety conscious team! This team mem...
- 4/3/2024 12:00:00 AM
Operations Manager
- Clean Harbors
-
Prichard, AL
- Clean Harbors in Whistler, AL is looking for an Operations Manager to join their safety conscious team! This team member...
- 4/3/2024 12:00:00 AM
About Kentucky
Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States.
Ke...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Operations Manager jobs
$67,273 to $135,784
Most Popular Cities in Kentucky for Discount Brokerage Operations Manager Jobs
What does a Discount Brokerage Operations Manager do?
Discount Brokerage Operations Manager in Stockton, CA
Position requirements usually include a minimum of a bachelor’s degree and 5 years of experience in the financial industry or similar business operations experience.
January 29, 2020
Discount Brokerage Operations Manager in Rock Island, IL
A discount brokerage operations manager is responsible for discount brokerage firms’ operations – companies that accept discounted fees.
February 02, 2020
Discount Brokerage Operations Manager in Saginaw, MI
Bureau of Labor Statistics, a Brokerage Operations Manager is responsible for the financial health of an organization.
December 17, 2019