Discount Brokerage Department Manager jobs in Rhode Island
Discount Brokerage Department Manager manages and leads a group of discount brokers responsible for the purchase and sale of securities for clients at discounted commissions. Develops marketing programs and strategies to increase profitability and enter new markets. Being a Discount Brokerage Department Manager monitors transactions for accuracy and ensures satisfactory customer service. May interact with the organization's full-service brokers as needed. Additionally, Discount Brokerage Department Manager ensures compliance with any applicable regulations. Requires a bachelor's degree in a related area. Requires NASD Series 7 license. Typically reports to a director. The Discount Brokerage Department Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Discount Brokerage Department Manager typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Discount Brokerage Department Manager jobs
Sr. Manager, Finance
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Senior Manager (Sr. Mgr.) role is a member of the Central Finance team and will be responsible for delivering strategic insights and analysis to measure and evaluate the financial performance of the business. In addition, this role will be instrumental in leading the budgeting, planning, and forecasting process for Fidelity Brokerage along with supporting the organization regarding Headcount and P&L governance, KPI/Scorecards and reporting and insights. The candidate will be a key contributor to the development of executive presentations which will be used across multiple forums and widely across the enterprise. This role will provide an opportunity to work across the company and partner with all the finance teams across the firm. Success will require an analytic attitude, strong collaboration skills, comprehensive problem solving, independent thinking, and intellectual curiosity. The Expertise and Skills You Bring Undergraduate degree in Business, Accounting, Finance, or Economics; MBA preferred. 8 years of related work experience Proven experience in Financial Planning and Analysis, Budgeting, Revenue Models and Scenario Modeling You are flexible and able to contribute to the team on multiple projects Strong analytic, organizational and communication skills, conceptual thinking, and problem-solving capabilities Solid knowledge of financial modeling, presentation, and data visualization tools (Excel, PowerPoint, Thinkcell, Tableau, Business Objects, Anaplan) Proven ability to craft presentations for senior management Intellectual curiosity Strong strategic and analytical skills combined with proven business and financial acumen Excellent communication and interpersonal skills along with your ability to influence others and build relationships Ability to develop and implement financial reporting that drives good financial discipline Unmatched organizational and prioritization skills – ability to coordinate, think and act decisively and always with a broad perspective Proven ability and flexibility to manage multiple high-priority, highly visible deliverables in a deadline driven environment Enthusiasm and energy in everything you do and a customer obsessed mindset The Value You Deliver Coordination and execution of broad high-profile projects Sourcing information and synthesizing insights for executive management Driving sound decision making for the Fidelity Brokerage business Maintaining positive relationships with broader finance community to ensure consistency in analysis approach, standards for data and definitions, and being dedicated in supporting time critical projects Ability to informally lead a team; Mentoring junior talent team to encourage collaboration and boost personal development Certifications: Category: Finance At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following: For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to accommodations@fmr.com, or by calling 800-835-5099, prompt 2, option 2 For roles based in Ireland: Contact AccommodationsIreland@fmr.com For roles based in Germany: Contact Accommodationsgermany@fmr.com Fidelity Privacy Policy
- 1 Month Ago
Sr. Manager Finance, Business Performance & Insights
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Finance Senior Manager, Business Performance and Insights within the Brokerage Finance team will deliver the data, strategic insights and analysis to advise business stra...
- 1 Month Ago
Surety Account Manager
- Starkweather & Shepley Insurance Brokerage Inc.
-
East Providence, RI
FULL_TIME
- DescriptionOur Role as a Surety Account Manager :This individual will assist the Bond department in servicing bond accounts. This person will receive bond requests from clients, obtain permission from...
- 10 Days Ago
Director, Brokerage Risk
- Fidelity Brokerage Services LLC
-
, RI
FULL_TIME
- Job Description: The Role The Brokerage Risk team advises Fidelity’s dynamic individual investor businesses building lifetime relationships with self-directed clients and helping them save and invest....
- 5 Days Ago
Department Manager
- THE PAPER STORE
-
Warwick, RI
FULL_TIME
- The Paper Store is committed to being the premiere destination for all of our customer’s gift-giving needs. Our mission is to share our passion for The Paper Store with each customer, during each visi...
- 8 Days Ago
Department Manager
- Petco
-
Warwick, RI
FULL_TIME
- Create a healthier, brighter future for pets, pet parents and people! If you want to make a real difference, create an exciting career path, feel welcome to be your whole self and nurture your wellbei...
- 1 Month Ago
Discount Brokerage Department Manager jobs at Popular Companies
About Rhode Island
Rhode Island (/ˌroʊd -/ (listen)), officially the State of Rhode Island and Providence Plantations, is a state in the New England region of the United States. It is the smallest state in area, the seventh least populous, the second most densely populated, and it has the longest official name of any state. Rhode Island is bordered by Connecticut to the west, Massachusetts to the north and east, and the Atlantic Ocean to the south via Rhode Island Sound and Block Island Sound. It also shares a small maritime border with New York. Providence is the state capital and most populous city in Rhode Is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Department Manager jobs
$130,265 to $198,569
Most Popular Cities in Rhode Island for Discount Brokerage Department Manager Jobs
What does a Discount Brokerage Department Manager do?
Discount Brokerage Department Manager in Toledo, OH
First, the Discount Brokerage Department Manager should, at the very least, have a Business Administration Degree.
January 05, 2020
Discount Brokerage Department Manager in Hialeah, FL
Traditional brokerages offered two main types of services; managing their clients’ investments and making decisions on their behalf and advising clients about various investment opportunities.
January 24, 2020
Discount Brokerage Department Manager in Buffalo, NY
The first step on the Broker Department Manager’s climb to success should be gaining an education from an accredited school.
December 27, 2019