Discount Brokerage Department Manager jobs in Kentucky
Discount Brokerage Department Manager manages and leads a group of discount brokers responsible for the purchase and sale of securities for clients at discounted commissions. Develops marketing programs and strategies to increase profitability and enter new markets. Being a Discount Brokerage Department Manager monitors transactions for accuracy and ensures satisfactory customer service. May interact with the organization's full-service brokers as needed. Additionally, Discount Brokerage Department Manager ensures compliance with any applicable regulations. Requires a bachelor's degree in a related area. Requires NASD Series 7 license. Typically reports to a director. The Discount Brokerage Department Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Discount Brokerage Department Manager typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Discount Brokerage Department Manager jobs
Senior Manager, Communications Consultant
- Fidelity Brokerage Services LLC
-
, KY
FULL_TIME
- Job Description: The Role As a Communication Consultant you’ll develop participant communications and overall financial education for participants of retirement plans within the tax-exempt market. This communication consultant role sits within the Tax-Exempt Market, under Fidelity Personal Investing. We are aligned closely with Fidelity Workplace Investing, as we support retirement plans for tax-exempt employers and their participants. Our clients are organizations—healthcare, higher ed, government and faith-based—who want to help people live better lives, and our mission is to help their employees become retirement-ready. We serve those who serve others. That culture carries through in how we work with our clients, their employees, and how we work together as a service team. You’ll strategically analyze participant engagement data and develop communications strategies to drive participant action and improve client happiness. You’ll deliver outstanding customer service as a key member of the client service team, contributing to team and/or cross-organization projects. Ensuring strong client satisfaction through the seamless execution of effective communications strategies based upon client needs and goals, and delivering high quality communication services Responding to client inquiries quickly with answers that go beyond the stated need and delight the client Using consultative techniques to engage with clients regarding communication services and regulatory issues Participating in and leading client meetings to review communication requirements, deliverables and alternatives, negotiating deadlines, and reviewing budget implications Analyzing plan-specific materials to develop knowledge of each client’s plan provisions and educating business partners Navigating the complexities of operational processes and tools to deploy participant communications Coordinating the development and maintenance of project plans and status reports to manage and balance multiple projects with competing priorities Balancing client needs with focus on cost management by proposing solutions that fit within budget constraints Measuring and reporting successes/opportunities based on identified plan goals following execution of communications Listening for new client opportunities and actively engaging the Fidelity service team to address those needs Identify process improvement opportunities and working with appropriate business partners to implement changes Participating in additional project management responsibilities and department initiatives, depending on capacity Up to 40% travel The Expertise and Skills You Bring BA/BS Required 5 years communications consulting or benefits consulting experience preferred Experience working directly with plan sponsors as part of a client service team or supporting function FINRA Series 7 and 63 licenses or attained within 90 days of hire Ability to analyze employee and plan data to illustrate impact of Fidelity communications and identify custom solutions Strong public speaking and consultative techniques to engage your audience in a compelling way while demonstrating Fidelity tools and products Ability to “read the room” and focus on the aspects of Fidelity’s participant experience that resonate most with your client audience Your in depth understanding of the communication process, from writing and design through distribution across multiple media (print, internet, video) The proven ability to work independently and build recommendations with little direction A desire to continually improve how we tell the participant engagement story to plan sponsors A natural curiosity to try innovative techniques to engage both plan sponsors and participants virtually Strong subject matter expertise in Fidelity defined contribution products and services Your proven project management success Your knowledge of the communications and financial industry and standards Ability to work closely with other service team members for the benefit of the client Certifications: Category: Communication Fidelity’s working model blends the best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite all business days of one assigned week per four-week period (beginning in September 2024, the requirement will be two full assigned weeks). At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation please contact the following: For roles based in the US: Contact the HR Leave of Absence/Accommodation Team by sending an email to accommodations@fmr.com, or by calling 800-835-5099, prompt 2, option 2 For roles based in Ireland: Contact AccommodationsIreland@fmr.com For roles based in Germany: Contact Accommodationsgermany@fmr.com Fidelity Privacy Policy
- 8 Days Ago
Director, Managing Director- 401K Relationship Manager
- Fidelity Brokerage Services LLC
-
, KY
FULL_TIME
- Job Description: Role The Managing Director (MD) is entrusted with a book of business of defined contribution. The Managing Director is the primary contact for the client and works in a team structure...
- 7 Days Ago
Department Manager
- Von Maur
-
Louisville, KY
FULL_TIME
- Responsibilities A Department Manager develops and motivates department associates. Develops the department’s sales growth by monitoring and improving the department’s level of customer service and vi...
- 11 Days Ago
Department Manager
- Barnes & Noble Education, Inc.
-
HIGHLAND HEIGHTS, KY
FULL_TIME
- Introduction Barnes & Noble College is a retail partner for nearly 800 colleges and universities nationwide. We offer a retail environment like no other – uniquely focused on delivering essential educ...
- 5 Days Ago
Department Manager
- The J.M. Smucker Company
-
Scottsville, KY
FULL_TIME
- Your Opportunity as Department ManagerLocation: Scottsville, KYWork Arrangements: 100% OnsiteIn this role you will:* Responsible for leading an operations department to support the Uncrustables busine...
- 1 Month Ago
Department Manager
- McDonald's
-
Georgetown, KY
FULL_TIME
- ```Job Summary:```We are seeking a highly motivated and experienced Department Manager to join our team. As a Department Manager, you will be responsible for overseeing the daily operations of your as...
- 1 Month Ago
Discount Brokerage Department Manager jobs at Popular Companies
Department Manager
- Restaurant Depot
-
Gurnee, IL
- Department Manager FULL-TIME $16/hr This is a salaried position starting between $40,000 and $45,000/year depending on e...
- 4/19/2024 12:00:00 AM
Dept. Manager I&C - Ashland, KY
- BlackRock Resources LLC
-
Ashland, KY
- Senior Instrumentation & Controls Discipline Lead Ashland, KY You must be able to work in the U.S. without sponsorship. ...
- 4/19/2024 12:00:00 AM
Department Manager
- Creative Financial Staffing
-
Barrington, IL
- Join Our Team: Retirement Plan Department Manager About Us: We are a premier consulting, tax, and accounting firm deeply...
- 4/19/2024 12:00:00 AM
NBT Infrastructure Department Manager
- Nucor Harris Rebar
-
Charlotte, NC
- Nucor is North America's largest recycler and most diversified steel and steel products company. Since 1969, we've led t...
- 4/18/2024 12:00:00 AM
Department Manager
- Ollies Bargain Outlet Holdings, Inc.
-
Los Angeles, CA
- ** Department Manager** **Job Category****:** Store Operations **Requisition Number****:** DEPAR018928 Showing 1 locatio...
- 4/18/2024 12:00:00 AM
Assembly Department Manager
- Management Recruiters of Arkansas
-
Little Rock, AR
- ASSEMBLY DEPT MANAGER Little Rock, AR $80 – 100K BS – Engineering or Business. Master's Degree preferred. + 7 years' exp...
- 4/17/2024 12:00:00 AM
Plant Metallurgist and Melt Dept Manager
- Metglas, Inc.
-
Conway, SC
- Metglas, Inc., located in Conway, SC, is a world leading producer of Amorphous Metal Ribbon. Since our company began in ...
- 4/16/2024 12:00:00 AM
Assembly Department Manager
- Management Recruiters Of Arkansas
-
Little Rock, AR
- ASSEMBLY DEPT MANAGER Little Rock, AR $80 100K BS Engineering or Business. Master's Degree preferred. 7 years' experienc...
- 4/16/2024 12:00:00 AM
About Kentucky
Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States.
Ke...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Discount Brokerage Department Manager jobs
$117,414 to $178,978
Most Popular Cities in Kentucky for Discount Brokerage Department Manager Jobs
What does a Discount Brokerage Department Manager do?
Discount Brokerage Department Manager in Toledo, OH
First, the Discount Brokerage Department Manager should, at the very least, have a Business Administration Degree.
January 05, 2020
Discount Brokerage Department Manager in Hialeah, FL
Traditional brokerages offered two main types of services; managing their clients’ investments and making decisions on their behalf and advising clients about various investment opportunities.
January 24, 2020
Discount Brokerage Department Manager in Buffalo, NY
The first step on the Broker Department Manager’s climb to success should be gaining an education from an accredited school.
December 27, 2019