Corporate Ethics & Compliance Specialist jobs in Connecticut

Corporate Ethics & Compliance Specialist supports and coordinates the activities of the organization's global ethics and compliance function. Assists with the delivery and maintenance of programs to assess and manage legal and regulatory compliance risks and establish high ethical standards of conduct for the organization. Being an Corporate Ethics & Compliance Specialist prepares materials that communicate the organization's ethical standards, policies, and regulations. Supports or delivers employee training programs that raise awareness about ethics-related topics such as Anti-Bribery, Anti-Corruption, Antitrust, Conflicts of Interest, and others. Additionally, Corporate Ethics & Compliance Specialist generates reports of compliance monitoring statistics, investigations, outcomes, and remediations of any non-compliant actions. May administer reporting systems or helplines for employees, customers, contractors, and other stakeholders to disclose violations of the organization's ethical standards, violations of law, or policies without fear of retaliation. May require a bachelor's degree or equivalent. Typically reports to a manager or head of a unit/department. The Corporate Ethics & Compliance Specialist work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be an Corporate Ethics & Compliance Specialist typically requires 4-7 years of related experience. (Copyright 2024 Salary.com)

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Corporate specialist
  • TPG Staffing
  • Stamford, CT FULL_TIME
  • Looking for an excellent growth opportunity and the chance to expand your skills in both Finance and Technology? You may have just found the perfect fit!

    Combining an amazing company culture with proprietary software that consolidates account data from multiple sources, focuses on data integrity, reconciles discrepancies, and offers flexible reporting this hybrid role will be based out of a cutting-edge office space in Stamford, CT.

    As an integral part of the Securities Processing Operations team, the Corporate Actions Associate will research and process voluntary and mandatory corporate actions while ensuring timeliness and accuracy within the company's systems.

    Responsibilities :

    • Research voluntary and mandatory corporate action terms
    • For voluntary corporate actions, notify clients, coordinate client responses, and elect at custodian
    • Review and process mandatory corporate actions and voluntary corporate actions based on client elections
    • Review corporate action event taxability, ensuring that processing is in full compliance
    • Reconcile cash, shares, and activity between banking operations system and custodian
    • Research and resolve clients’ corporate action inquiries
    • Follow Operating procedures in accordance with audit requirements
    • Ensure adherence to escalation policies, maintaining awareness of risk mitigating policies and procedures

    Skills & Knowledge :

    • BA / BS required. Degree in Finance, Accounting, Economics, or Statistics strongly preferred
    • At least 2 years of Corporate Actions processing experience
    • Strong mastery of Microsoft Office
    • Ability to excel independently and as part of a team
    • Effective communication skills

    The above requirements and qualifications are meant to describe the general nature of the position and do not represent all duties to be performed by the selected candidate.

    Please note that only candidates who are under consideration for the position will be contacted. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

    Last updated : 2024-02-27

  • 26 Days Ago

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Compliance Specialist
  • USI Holdings Corporation
  • Glastonbury, CT FULL_TIME
  • General Description: The Broker Dealer Compliance Specialist is responsible for gathering, organizing, analyzing, and distributing materials used by Compliance Department and line management in the ex...
  • 15 Days Ago

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COMPLIANCE SPECIALIST
  • Deringer Ney
  • Bloomfield, CT FULL_TIME
  • Title: Compliance Specialist Job Summary: Oversee compliance requests and requirements to ensure that statutory, regulatory, and customer specific requirements are met (i.e., Export Controls/ITAR, FAR...
  • 15 Days Ago

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Compliance Specialist
  • Protos Security, LLC
  • Norwalk, CT FULL_TIME
  • Protos Security is the largest technology-enabled security officer management company in the U.S. In addition to providing our clients with industry leading security management software, Protos offers...
  • 16 Days Ago

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Operations Specialist
  • Brookdale Corporate
  • West Hartford, CT FULL_TIME
  • Overview Traveling Executive Director Brookdale is looking for an experienced candidate to assist our communities throughout the Upper East Coast. This position is 100% travel and will be supporting c...
  • 1 Month Ago

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Risk and Compliance - Risk and Compliance Specialist
  • Chelsea Groton Bank
  • Groton, CT FULL_TIME
  • Chelsea Groton Bank is seeking an innovative and detail-oriented person to join the Risk and Compliance Department as a Risk and Compliance Specialist. They will manage the Bank's vendor management an...
  • Just Posted

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Lead Regulatory Compliance Specialist - WTR (Midland, TX)
  • Citation Oil & Gas Corp.
  • Midland, TX
  • ABOUT CITATION OIL & GAS CORP. Citation Oil & Gas Corp. is one of the largest privately-held independent oil & gas acqui...
  • 3/28/2024 12:00:00 AM

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Senior Data Integrity & Master Data Governance Manager
  • Terumo Medical Corporation
  • Somerset, NJ
  • Job Summary: The Senior Data Integrity and Master Data Governance Manager creates the structure, standardization, and pr...
  • 3/28/2024 12:00:00 AM

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Financial Advisor
  • Prevail Strategies
  • Leawood, KS
  • Prevail Strategies is Hiring: Financial Advisor Opportunity! Are you dissatisfied with corporate America? Ready to be re...
  • 3/28/2024 12:00:00 AM

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Regional Sales Representative
  • Earth Systems, LLC.
  • Lantana, FL
  • About Us Earth Systems is a leading full-service, turnkey, environmental engineering and consulting firm dedicated to se...
  • 3/28/2024 12:00:00 AM

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Solution Architect
  • Universal Orlando
  • Orlando, FL
  • Universal Orlando Resort believes in-person collaboration is key to our success. Many of our Team Members work in a hybr...
  • 3/28/2024 12:00:00 AM

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Marketing Copywriter
  • The MJ Companies
  • Carmel, IN
  • We are The MJ Companies—a firm dedicated to inspiring the success, fulfillment, and wellbeing of each person we serve. O...
  • 3/28/2024 12:00:00 AM

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Regional Sales Director
  • Kiniksa Pharmaceuticals
  • Regional Sales Director Regional Sales Director (RSD) Reporting to the Sr. Director, Sales, the Regional Sales Director ...
  • 3/28/2024 12:00:00 AM

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Lead Instructional Designer
  • Net2Source Inc.
  • Seattle, WA
  • Position: Quality - Training Specialist Location: Seattle, WA Duration: 4 months+ Months (Extendable) Projected for 12 m...
  • 3/28/2024 12:00:00 AM

Connecticut is bordered on the south by Long Island Sound, on the west by New York, on the north by Massachusetts, and on the east by Rhode Island. The state capital and fourth largest city is Hartford, and other major cities and towns (by population) include Bridgeport, New Haven, Stamford, Waterbury, Norwalk, Danbury, New Britain, Greenwich, and Bristol. Connecticut is slightly larger than the country of Montenegro. There are 169 incorporated towns in Connecticut.The highest peak in Connecticut is Bear Mountain in Salisbury in the northwest corner of the state. The highest point is just east...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Corporate Ethics & Compliance Specialist jobs
$104,946 to $137,133

Corporate Ethics & Compliance Specialist in Portsmouth, NH
The position reports to the GHS Chief Ethics and Compliance Officer and assists others in the Corporate Ethics and Compliance Office as needed.
December 20, 2019
Corporate Ethics & Compliance Specialist in Cincinnati, OH
The role assists in the research, development and production of internal and external communication materials and presentations related to the Corporate Ethics and Compliance Program.
February 19, 2020
Corporate Ethics & Compliance Specialist in Newark, NJ
As such the position performs on-going monitoring of all areas of compliance.
November 27, 2019