Corporate Compliance Lead
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Senior Compliance Analyst
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Compliance Analyst
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· Develop and administer assigned corporate compliance programs to ensure compliance with applicable federal and state regulatory and statutory requirements.
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· Support development of and administer assigned corporate compliance programs to ensure compliance with applicable federal and state regulatory and statutory requirements.
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· Support Compliance Leads to ensure compliance with applicable federal and state regulatory and statutory requirements.
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· Develop and review corporate policies, procedures, and processes for compliance with applicable federal and state regulatory and statutory requirements.
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· Review corporate policies, procedures, and processes for compliance with applicable federal and state regulatory and statutory requirements.
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· Support Compliance Leads in reviewing products and corporate policies, procedures, and processes for compliance with applicable federal and state regulatory and statutory requirements.
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· Serve as the organization’s Privacy Officer, which includes collaborating cross-functionally with other departments in privacy training, reporting, management, and program enhancement.
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· Serve as the organization’s Privacy Officer, which includes collaborating cross-functionally with other departments in privacy training, reporting, management, and program enhancement.
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· Support the organization’s Privacy Officer, which includes collaborating cross-functionally with other departments in privacy training, reporting, management, and program enhancement.
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· Research and analyze statutes, regulations, and case law to communicate trends and action plans to leaders and impacted business units. Research and analyze trade association and department of insurance publications.
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· Assist in researching and analyzing statutes, regulations, and case law to communicate trends and action plans to leaders and impacted business units. Assist in researching trade association and department of insurance publications.
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· Support Compliance Leads in researching and analyzing statutes, regulations, and case law to communicate trends and action plans to leaders and impacted business units. Assist in researching trade association and department of insurance publications.
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· Serve as the organization’s AML Compliance Officer and supervise the organization’s AML compliance program.
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· Serve as the organization’s AML Compliance Officer and supervise the organization’s AML compliance program.
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· Support the organization’s AML Compliance Officer and perform such duties as assigned in connection with the organization’s AML compliance program.
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· Support product form and rate filings as needed.
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· Support product form and rate filings as needed.
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· Support product form and rate filings as needed.
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· Consult, educate, and provide guidance and support to business units on corporate compliance policies, standards, requirements, and activities to manage third-party risk.
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· Consult, educate, and provide guidance and support to business units on corporate compliance policies, standards, requirements, and activities to manage third-party risk.
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· Assist the Corporate Compliance Lead in consulting, educating, and providing guidance and support to business units on compliance policies, standards, requirements, and activities to manage third-party risk.
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· Prepare and file periodic reports to maintain compliance with various laws. Prepare insurance department reports and may be responsible for corporate reporting.
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· Prepare and file periodic reports to maintain compliance with various laws. Prepare insurance department reports and may be responsible for corporate reporting.
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· Prepare and file periodic reports to maintain compliance with various laws. Prepare insurance department reports and may be responsible for corporate reporting.
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· Respond or assist with responses to Department of Insurance complaints, grievances, appeals, and consumer complaints.
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· Assist with responses to Department of Insurance complaints, grievances, appeals, and consumer complaints.
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· Assist with responses to Department of Insurance complaints, grievances, appeals, and consumer complaints.
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· Research allegations, review policy language, and assist in responding to claims, new business, and customer service legal actions and complaints.
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· Conduct preliminary research into allegations, policy language, and make recommendations to management regarding response to claims, new business, and customer service legal actions and complaints.
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· Conduct preliminary research into allegations, policy language, and make recommendations to management regarding response to claims, new business, and customer service legal actions and complaints.
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· Train, mentor, support, and develop any reporting compliance analysts by providing advice, coaching, and educational opportunities.
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· Train, mentor, support, and develop less experienced compliance analysts by providing advice, coaching, and educational opportunities.
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