Consumer Lending Branch Auditor jobs in West Virginia

Role and Responsibilities

Under general supervision of the Registration Manager, is responsible for professional securities examination and analysis related to but not limited to the following:

· Reviews and processes new notice filings (mutual funds).

· Analyzes notice filings for accuracy, completeness, and compliance with the West Virginia Securities Code.

· Ensures all required fees are received in a timely manner.

· Performs review of existing filings to ensure compliance.

· Manages filing information and ensures appropriate database is always current.

· Responds to inquiries and assists filers with any questions regarding filing requirements.

· May assist in processing other types of registration filings.

· Will assist in processing weekly deposits.

· Participates in compliance examinations for investment advisers.

· May work with enforcement department to resolve any noncompliance issues.

· Assists with special projects as needed.

· Performs other duties as required or assigned.

Qualifications and Education Requirements

· Baccalaureate degree, or higher in business related field.

Preferred Skills

· Analytic skills with the ability to perform research.

· Must be motivated and proactive with work tasks.

· Ability to maintain satisfactory working relationships in a team environment.

· Must be able to work independently and meet deadlines.

Job Type: Full-time

Pay: From $35,000.00 per year

Benefits:

• Dental insurance
• Free parking
• Health insurance
• Life insurance
• Paid sick time
• Paid time off
• Retirement plan
• Vision insurance

Schedule:

• Day shift
• Monday to Friday

Ability to Relocate:

• Charleston, WV 25305: Relocate before starting work (Required)

Work Location: In person