Compliance Specialist jobs in Kansas City, MO

K
Customer Service Compliance Specialist
  • Kansas City Life Insurance Company
  • Kansas, MO FULL_TIME
  • QUALIFICATIONS/REQUIREMENTS:

    • Extensive knowledge of the rules and regulations governing Special Markets and their uses and application
    • Excellent communication skills, including both oral and written
    • Extensive knowledge of life insurance concepts and complete background of product portfolio, policy provisions and interpretations
    • Demonstrated skill in analysis and problem solving
    • Production, quality monitoring and evaluation skills to assist Managers with employee development & training
    • Tact, effective decision making and independent action required
    • Demonstrated knowledge of underwriting requirements and life insurance law
    • LOMA - ASC and additional industry designations recommended
    • Demonstrated knowledge of information sources and policy accounting systems
    • College degree preferred or equivalent experience
    • FINRA Series 6 license or the ability to attain within 6 months preferred.

    DUTIES/RESPONSIBILITIES:

    • Authorize and approve permissible rollovers, loans, defaults, transfers, surrenders, RMDs, etc. in compliance with Employer Plans and Individual Policy Plan language. Ensure all applicable Information Sharing Agreements are executed and TPA information is recorded
    • Research, analyze and respond to service inquiries and complaints. Justification of transactions, sales and marketing pertaining to qualified plans, special markets and variable policies. Answer questions regarding funding limits, employee eligibility and other duties assigned by management
    • Assist with development and implementation of new procedures when necessary. Ensure productivity, efficiency and quality of the department by participating in a variety of department/corporate projects
    • Assist in development, testing and maintenance of corporate administrative systems to ensure policy compliance with IRC and Finra/SEC rules and regulations and to mitigate the Companies’ exposure to penalties. Provide support for contractual considerations and resolve problems and errors. Responsible for the filing and accuracy of all tax reporting forms for all companies. Balance and file policyholder withholding/forms with the IRS and the states
    • Authorize and change policy and computer records. Complete the annuity death claim process, complying with federal tax rules and the individual state claims regulations. Walk agents and beneficiaries thru the complex tax implications under each available settlement option
    • Provide annuity illustrations and forecasts that can’t be provided by the Illustration Team. Inform agents, registered representatives and policyholders of possible tax implications and strategies to minimize taxable income where applicable, and maximize policy benefits
    • Verify nightly NAV process. Interpret and balance daily fund file registers, if accounts out of balance, research to determine causes and make adjustments to resolve. Interpret and review previous days purchases and redemptions with transaction reports. Track policy lag, and specific contract handling in violation of 38a-1 regulations.

    Regular and reliable attendance and punctuality is an essential function of this position.

    Kansas City Life Insurance Company is committed to equal employment opportunities for all individuals regardless of race, religion, color, sex, age, national origin, disability, or genetic information.

    Job Type: Full-time

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Health insurance
    • Paid time off
    • Vision insurance

    Shift:

    • 8 hour shift
    • Day shift

    Weekly day range:

    • Monday to Friday

    Work setting:

    • In-person

    Work Location: In person

  • 19 Days Ago

A
Regulatory Compliance Specialist
  • Allied Onesource
  • Kansas, MO OTHER
  • Regulatory Compliance Specialist Senior Regulatory Compliance Specialist: Safeguard Our Success! Do you have a passion for ensuring compliance and mitigating risk in the ever-evolving insurance landsc...
  • 3 Days Ago

A
Senior Regulatory Compliance Specialist
  • Americo Financial Life and Annuity
  • Kansas, MO FULL_TIME
  • Senior Regulatory Compliance Specialist Americo: We’re in this for life! The roots of the Americo family of companies date back more than 100 years. Americo is a life insurance, annuity, and Medicare ...
  • 16 Days Ago

H
Cyber Security Compliance Specialist II
  • honeywell2-pilot
  • Kansas, MO FULL_TIME
  • Innovate to solve the world's most important challenges Honeywell is a Fortune 100 company that invents and manufactures technologies to address critical challenges linked to global macrotrends such a...
  • 1 Month Ago

A
Account receivable specialist
  • Accounts Receivable Specialist
  • Riverside, MO FULL_TIME
  • Title Accounts Receivable Specialist About the Organization Cogent is a growing, midwest company that provides creative and innovative fluid processing solutions. Our companies include Automatic Engin...
  • 1 Month Ago

M
Affordable Housing Compliance Specialist (Kansas City, MO)
  • Monarch Investment and Management Group
  • Kansas, MO FULL_TIME
  • Good life begins with a good company! Let's face it everyone is hiring... here at Monarch we aren't like the rest. We are proud to be transparent and lay out exactly what we can offer you because that...
  • 22 Days Ago

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0 Compliance Specialist jobs found in Kansas City, MO area

U
Safety Compliance Specialist
  • Unifirst dba Green Guard First Aid
  • Kansas City, MO
  • Job Description Job Description Our Team is Kind of a Big Deal! UniFirst First Aid + Safety is seeking a reliable and ha...
  • 3/28/2024 12:00:00 AM

H
HBC Sr Account Director
  • Hallmark Business Connections
  • Kansas City, MO
  • WHAT THIS ROLE IS AND HOW YOU'LL CONTRIBUTE: Hallmark Business Connections is a subsidiary of Hallmark.We play a critica...
  • 3/28/2024 12:00:00 AM

H
HBC Account Director
  • Hallmark Business Connections
  • Kansas City, MO
  • WHAT THIS ROLE IS AND HOW YOU'LL CONTRIBUTE: Hallmark Business Connections is a subsidiary of Hallmark.We play a critica...
  • 3/28/2024 12:00:00 AM

A
QA Tester
  • Artech LLC
  • Kansas City, MO
  • QA Test Analyst 100% Remote 12 Months Contract with Possible Extension Candidate Technical and skills profile: Work with...
  • 3/28/2024 12:00:00 AM

T
Patient Accts Rep II - Tiffany Springs
  • Truman Medical Centers
  • Kansas City, MO
  • **If you are a current University Health or University Health Physicians employee and wish to be considered, you must ap...
  • 3/28/2024 12:00:00 AM

D
Enterprise Risk Management - Third Party Risk Manager
  • Dickinson Financial Corporation
  • Kansas City, MO
  • Position Description Summary: The Third-Party Risk Manager works under the supervision of the CRO/ERM and is primarily r...
  • 3/28/2024 12:00:00 AM

B
Sales Support Specialist
  • Broadridge Financial Solutions
  • Kansas City, MO
  • At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate...
  • 3/28/2024 12:00:00 AM

G
Compliance Specialist
  • Greenlight Dispensary
  • Overland Park, KS
  • The Compliance Specialist will ensure the organization adheres to legal standards and company policies while enforcing r...
  • 3/25/2024 12:00:00 AM

Kansas City is the largest city in the U.S. state of Missouri. According to the U.S. Census Bureau, the city had an estimated population of 488,943 in 2017, making it the 37th most-populous city in the United States. It is the central city of the Kansas City metropolitan area, which straddles the Kansas–Missouri state line. Kansas City was founded in the 1830s as a Missouri River port at its confluence with the Kansas River coming in from the west. On June 1, 1850 the town of Kansas was incorporated; shortly after came the establishment of the Kansas Territory. Confusion between the two ensued...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Specialist jobs
$57,517 to $73,241
Kansas City, Missouri area prices
were up 1.7% from a year ago

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