Compliance Manager jobs in Utah

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

A
Manager-Compliance
  • American Express
  • Sandy, UT FULL_TIME
  • You Lead the Way. We’ve Got Your Back.

    With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities, and each other. Here, you’ll learn and grow as we help you create a career journey that’s unique and meaningful to you with benefits, programs, and flexibility that support you personally and professionally.

    At American Express, you’ll be recognized for your contributions, leadership, and impact—every colleague has the opportunity to share in the company’s success. Together, we’ll win as a team, striving to uphold our company values and powerful backing promise to provide the world’s best customer experience every day. And we’ll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like they belong.

    Join #TeamAmex and let’s lead the way together.

    How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether you’re finding new ways to prevent identity fraud or enabling customers to start a new business, you can work with one of the most valuable data sets in the world to identify insights and actions that can have a meaningful impact on our customers and our business. And, with opportunities to learn from leaders who have defined the course of our industry, you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex.

    How will you make an impact in this role?

    This position will play a critical role within the Line of Business Compliance (LOBCO) organization supporting the U.S. Consumer deposits business, including Amex Rewards Checking Account and American Express Savings Accounts offered through American Express National Bank.

    The manager will provide strategic support to the U.S. Consumer deposit business’s innovation and growth while building and maintaining an effective framework for compliance with applicable laws and regulations for consumer deposit products, features, and processes. Attention will be focused on new product development, marketing strategies, risk management initiatives, process control, customer communications and issue management.

    The successful candidate will proactively manage an effective compliance risk management oversight program for the U.S. Consumer deposits business, as well as provide risk management advisory services to promote safe, scalable innovation across the deposit portfolio.

    Responsibilities

    • Provide solution-oriented compliance support to assist the U.S. Consumer deposit team in reaching their goals, while meeting compliance requirements.
    • Support new initiatives through the New Product Governance process, with a strong analytical focus on controls, testing, and ongoing monitoring to implement effective processes.
    • Review proposed marketing campaign materials and strategies, to effectively mitigate compliance risks.
    • Assess servicing and regulatory-driven customer communications and disclosures.
    • Effectively manage the Issue Management process to support timely closure of control gaps and customer remediation where required.
    • Support an effective Compliance program including Compliance Risk Assessments.
    • Develop and maintain strong working relationships with business partners and internal stakeholders (e.g., other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group).
    • Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group).

    Minimum Qualifications

    • Demonstrated regulatory knowledge of consumer deposit banking regulations, including UDAAP, Regulations DD, E, CC, and related guidance & supervisory opinions.
    • Prior compliance, legal or risk experience with the end-to-end deposit life cycle,    including account acquisition, ATM, debit cards, money movement, servicing, and account restrictions.
    • Ability to research, assess, and determine regulatory impact to business initiatives.
    • Ability to exercise sound judgment and influence decisions in the development and selection of compliant solutions.
    • Strong project management skills, ability to manage multiple priorities simultaneously.
    • Demonstrated ability to make decisions independently, work well under pressure, meet deadlines, and adapt easily to frequent change.
    • Strong creativity and collaborative skills, and experience working in a matrixed and agile environment and on cross-functional teams.
    • Excellent verbal and written communication skills.
    • Proactive, results-oriented, and self-driven.
    • Experience with digital and mobile banking products & platforms preferred.
    • Bachelor’s degree required.
    • Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred.

    Salary Range: $90,000.00 to $165,000.00 annually bonus benefits

    The above represents the expected salary range for this job requisition. Ultimately, in determining your pay, we'll consider your location, experience, and other job-related factors.

    We back our colleagues and their loved ones with benefits and programs that support their holistic well-being. That means we prioritize their physical, financial, and mental health through each stage of life. Benefits include:

    • Competitive base salaries 
    • Bonus incentives 
    • 6% Company Match on retirement savings plan 
    • Free financial coaching and financial well-being support 
    • Comprehensive medical, dental, vision, life insurance, and disability benefits 
    • Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need 
    • 20 weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy 
    • Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) 
    • Free and confidential counseling support through our Healthy Minds program 
    • Career development and training opportunities

    For a full list of Team Amex benefits, visit our Colleague Benefits Site.

    American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law.

    We back our colleagues with the support they need to thrive, professionally and personally. That's why we have Amex Flex, our enterprise working model that provides greater flexibility to colleagues while ensuring we preserve the important aspects of our unique in-person culture. Depending on role and business needs, colleagues will either work onsite, in a hybrid model (combination of in-office and virtual days) or fully virtually.

    US Job Seekers/Employees - Click here to view the “Know Your Rights” poster and the Pay Transparency Policy Statement.

    If the links do not work, please copy and paste the following URLs in a new browser window: https://www.dol.gov/agencies/ofccp/posters to access the three posters.

  • 8 Days Ago

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Compliance Manager
  • BCT Partners
  • Salt Lake, UT FULL_TIME
  • Company DescriptionBCT Partners is a diverse-led, multidisciplinary, international consulting firm that delivers a full range of research, consulting, training, technology, and analytics services. Our...
  • 25 Days Ago

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Regulatory Compliance Manager
  • UST MFG LLC
  • Layton, UT FULL_TIME
  • Essential Tasks and Responsibilities: · Review raw material documentation and make disposition decisions · Assist with training and oversee risk management activities ISO 14971, HACCP, etc. · Assist w...
  • 11 Days Ago

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Program Audit and Compliance Manager
  • Henry Schein
  • American Fork, UT FULL_TIME
  • THIS POSITION IS ACCEPTING APPLICANTS FROM UTAH AND IDAHO. Job Summary The primary responsibility of this position is to audit and enforce compliance for all Dentrix Developer Program (DDP) partner co...
  • 14 Days Ago

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Regulatory Compliance Manager
  • Circle
  • Salt Lake, UT FULL_TIME
  • What you’ll be responsible for: Circle is looking for an experienced Regulatory Compliance Manager to support the design, implementation and operation of the Regulatory Compliance Program. As a member...
  • 3 Days Ago

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Broker-Dealer Compliance Manager
  • Maetz Consulting, LLC
  • Salt Lake, UT FULL_TIME
  • I'm recruiting for a growing financial services firm who is looking to hire a full-time Broker-Dealer Compliance Manager to work out of their Bountiful, UT office (just outside of Salt Lake City, UT)....
  • 3 Days Ago

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Security Compliance Manager
  • General Dynamics Information Technology
  • Baltimore, MD
  • General Dynamics Information Technology (GDIT) is seeking a Security Manager who is innovative, dedicated, and highly mo...
  • 4/16/2024 12:00:00 AM

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Compliance Manager
  • Volker Legacy Holdings Inc.
  • Fond du Lac, WI
  • Job Description Job Description COMPANY BACKGROUND: Völker and our affiliated companies are expanding rapidly to support...
  • 4/16/2024 12:00:00 AM

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Compliance Manager
  • KVK Tech
  • Newtown, PA
  • Job Description Job Description Department Quality Operations Job Title Compliance Manager FLSA Status Exempt Reports To...
  • 4/15/2024 12:00:00 AM

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Compliance Manager
  • Sanitas
  • Miami, FL
  • Job Details Job Location South Florida Region - Doral, FL Position Type Full Time Education Level 4 Year Degree Travel P...
  • 4/14/2024 12:00:00 AM

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Compliance Manager
  • Fremont Bank
  • Livermore, CA
  • Title: Compliance Manager Job Location: Livermore, CA Hiring salary range: $124,196.60 - $158,322.61 annual Fremont Bank...
  • 4/13/2024 12:00:00 AM

S
Compliance Manager
  • Saliense
  • Tysons Corner, VA
  • Who is Saliense? Saliense is a growing Management and Technology Consulting Solutions provider based out of Mclean, VA. ...
  • 4/12/2024 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Mc Lean, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

Utah is known for its natural diversity and is home to features ranging from arid deserts with sand dunes to thriving pine forests in mountain valleys. It is a rugged and geographically diverse state that is at the convergence of three distinct geological regions: the Rocky Mountains, the Great Basin, and the Colorado Plateau. Utah is one of the Four Corners states, and is bordered by Idaho in the north, Wyoming in the north and east; by Colorado in the east; at a single point by New Mexico to the southeast; by Arizona in the south; and by Nevada in the west. It covers an area of 84,899 sq mi ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager jobs
$113,995 to $156,150

Compliance Manager in Asheville, NC
Usually, compliance managers develop and implement control systems for dealing with violations of compliance guidelines and policies.
February 09, 2020
Compliance Manager in Binghamton, NY
Compliance managers should have great leadership capabilities with the natural ability to solve serious problems.
December 17, 2019
Compliance Manager in Springfield, OR
Given the increasing volume of work, it’s no surprise that compliance manager salaries are on the rise.
December 22, 2019