Compliance Manager jobs in Roswell, NM

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Compliance/BSA Administrator
  • CNB Bank
  • Carlsbad, NM FULL_TIME
  • CNB Bank
    Job Description

    Job Title
    : Marijuana Relationship Administrator
    Department: Compliance
    Reports To: BSA/Compliance Officer

    Definitions:
    Marijuana Related Business: (MRB), Bank Secrecy Act (BSA), Cannabis Control Division of NM (CCD); Suspicious Activity Reports (SAR), High-Risk Monitoring (HRM),

    SUMMARY

    To assist the BSA Officer by administering and managing the bank’s Cannabis/MRB program. The Marijuana Relationship Administrator will act as the primary liaison with the bank’s Cannabis or Marijuana-Related Businesses. To act as secondary support to the BSA officer by acting as backup for the BSA Administrator. To be one of the primary points of contact between the bank and audit/examination personnel.

    ESSENTAIL DUTIES AND RESPONSIBILITIES
    • Act as the primary administrator of the day-to-day activities related to the bank’s Cannabis/MRB program.
    • Help solicit and develop relationships with local and regional cannabis-related businesses throughout the state.
    • Prepare and submit finalized MRB/Cannabis Account Applications with a summary of the final recommendation to approve or deny the applicant.
    • Conduct regular assessments of current MRB/Cannabis relationships to ensure the businesses comply with all applicable state and local laws and regulations.
    • Complete and submit quarterly Marijuana Related Suspicious Activity Reports to FinCEN, a subsidiary of the US Department of Treasury.
    • Prepare and present quarterly MRB/Cannabis Business Activity reports to the BSA Officer. Assist the BSA Officer with ensuring bank personnel are adequately trained to comply with Federal, State, and CCD laws and regulations.
    • Prepare and conduct MRB Cannabis Training annually with all bank personnel.
    • Conduct quarterly/annual site visits for each location an MRB owns and operates.

    Under minimal supervision; act as backup to the BSA Officer to obtain or develop data collection systems supporting bank-related regulatory compliance issues. Areas of compliance information gathering will include, but not be limited to:
    • The Cannabis Control Act/Cannabis Regulation Act/Compassionate Use Act
    • Bank Secrecy Act & U. S. Patriot Act:
    Currency Transaction Reports, Monetary Instrument Logs, Suspicious Activity Report, Anti-Money Laundering, High Risk, Customer/Account monitoring, Kiting Monitoring, Customer Identification Program, OFAC & Information Sharing 314a list, Identity Theft.
    • Operational Compliance:
    Funds Availability Act, Regulation DD – Truth in Savings Act,

    • Act as backup to the BSA Administrator for the daily administration of the bank’s BSA automated transaction monitoring software, “Verafin”.
    • Monthly customer identification program review.
    • Assist management by the development and implementation of periodic reporting tools, including both statistical and narrative information derived from ongoing data collection efforts.
    • Participate in Quarterly Compliance Committee meetings and preparation of meeting minutes.
    • Develop and maintain a strong working relationship with third-party compliance audit service providers and regulatory examination staff.
    • Assist with updates to all BSA and related regulatory policy statements as needed or write new policies as needed.
    • Assist with the development of BSA-related training and facilitate meetings. Assist with training of all staff on changes as needed.
    • Attend training seminars or equivalent online training as well as continued education.
    EDUCATION and/or EXPERIENCE
    • High School education or GED
    • Strong written, verbal, and interpersonal skills
    • Knowledge of banking terminology
    • Ability to do extensive research, prepare reports and written summaries.
    • Training will be provided to qualified candidates who do not have previous BSA / AML experience.
  • 9 Days Ago

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Water Production Compliance Operator
  • Village of Ruidoso
  • Ruidoso, NM FULL_TIME
  • Classification Under limited supervision, performs duties that ensure the Village of Ruidoso is in compliance with the rules & regulations of regulatory agencies and that Village policies and procedur...
  • 27 Days Ago

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Regulatory Compliance Specialist
  • HF Sinclair Corporation
  • Artesia, NM FULL_TIME
  • Basic FunctionHF Sinclair Midstream is seeking a Regulatory Compliance Specialist. This position is open to location. The Regulatory Compliance Specialist conducts and supports compliance of DOT/PHMSA...
  • 29 Days Ago

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Water Quality Compliance SME (Subject Matter Expert)
  • chloeta
  • Alamogordo, NM FULL_TIME
  • Job Title Water Quality Compliance SME (Subject Matter Expert) Location Alamogordo, NM 88310 US (Primary)Albuquerque, NM 87117 USClovis, NM USMelrose, NM 88124 US Job Type Full-time Travel 50 - 60% Jo...
  • 25 Days Ago

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Manager
  • Pizza hut
  • Alamogordo, NM FULL_TIME
  • To eat. To laugh. To share. That's why people come to Pizza Hut. It's the calling of our Restaurant General Managers to make them feel like family with smiles, teamwork and dedication. If you're an ex...
  • Just Posted

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Manager
  • New Mexico
  • Alamogordo, NM FULL_TIME
  • As part of the Subway® Team, you as a Manager will focus on eight main things : Providing an excellent guest experience Ensuring that great food is prepared & served Keeping our restaurants functional...
  • Just Posted

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0 Compliance Manager jobs found in Roswell, NM area

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Patient Access Specialist
  • Ensemble Health Partners, Inc.
  • Roswell, NM
  • Thank you for considering a career at Ensemble Health Partners! Ensemble Health Partners is a leading provider of techno...
  • 4/26/2024 12:00:00 AM

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Verizon Sales Consultant
  • Cellular Sales
  • Roswell, NM
  • Cellular Sales is Growing! Throughout our region, Arizona and New Mexico, the top talent is making close to $200K, the t...
  • 4/26/2024 12:00:00 AM

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Sales / Customer Service Representative - Roswell, GA
  • Weed Man Inc
  • Roswell, NM
  • Weed Man, the largest franchised lawn care company in North America and the #1 franchise in lawn care, is looking for a ...
  • 4/25/2024 12:00:00 AM

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Food Service (Full Time)
  • Sodexo
  • Roswell, NM
  • Responsibilities The Food Service Worker may work anywhere on property where food is prepared This person will assist in...
  • 4/24/2024 12:00:00 AM

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PT Grants Data Entry Clerk - Work From Home>
  • Instrumentl
  • Roswell, NM
  • [Administrative Assistant / Fully Remote] - Anywhere in U.S. / Up to $18 per hour - As a Data Entry Clerk you'll: Enter ...
  • 4/24/2024 12:00:00 AM

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FOOD SERVICE WORKER (FULL & PART-TIME)
  • Morrison Healthcare
  • Roswell, NM
  • **FOOD SERVICE WORKER (FULL & PART-TIME)** * We are hiring immediately for a full-time and part-time **FOOD SERVICE WORK...
  • 4/24/2024 12:00:00 AM

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Remote - Recruitment Specialist
  • Life Balance Transition
  • Roswell, NM
  • "Don't fear failure. Fear being in the exact same place next year as you are today." Michael Hyatt Are you currently nav...
  • 4/23/2024 12:00:00 AM

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Tax Regional Support Specialist
  • OneSource Virtual
  • OneSource Virtual (OSV) is the Workday partner that has helped more than 1,300 companies with everything from deployment...
  • 4/23/2024 12:00:00 AM

Roswell is a city and the seat of Chaves County in the U.S. state of New Mexico. As of the 2010 census it had a population of 48,411, making it the fifth-largest city in New Mexico. It is a center for irrigated farming, dairying, ranching, manufacturing, distribution, and petroleum production. It is also the home of New Mexico Military Institute (NMMI), founded in 1891. Bitter Lake National Wildlife Refuge is located a few miles northeast of the city on the Pecos River. Bottomless Lakes State Park is located 12 miles (19 km) east of Roswell on US 380. The Roswell UFO incident was named after t...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager jobs
$105,125 to $143,999
Roswell, New Mexico area prices
were up 2.5% from a year ago

Compliance Manager in Newport News, VA
See the Future Outlook and Educational Requirements for "Compliance Manager".
December 15, 2019
Compliance Manager in Akron, OH
Many Health, Safety and Environment (HSE) personnel and site managers don’t have data to hand that indicates the safety compliance of a worker or the personal protective equipment (PPE) they’re using for a particular job or task, or for the zone they’re working in.
January 28, 2020
Compliance Manager in New York, NY
Are you a restaurant manager or food and beverage director, or do you hold a managerial position anywhere in the food industry and wish that you had two more hands.
January 07, 2020