Compliance Manager (Banking) jobs in Santa Barbara, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Community Banking Operations Manager
  • Montecito Bank & Trust
  • Santa Barbara, CA FULL_TIME
  • Are you a talented professional who excels at personalized service, enjoys getting involved in your communities, and has a desire to work for an award-winning Best Bank? 

    Montecito Bank & Trust is seeking a full-time Community Banking Operations Manager in our Community Banking department. This position will be responsible for all operational and administrative management of the Branch Network to ensure effective and efficient branch operations, associate development and engagement, exceptional client service, and compliance with regulations and policies to ensure satisfactory and above audit ratings while supporting and encouraging the community outreach efforts. The Community Banking Operations Manager will partner with the Sales Manager to ensure that products and services are promoted. This position will serve as a direct liaison between the operations at each branch and other departments within the Bank. This role requires leadership, support, and onsite observational and interactive coaching and mentorship to branch managers throughout all branches. Traveling and visiting branches will be a large part of this position. This is an exempt position reporting to the President & Chief Operating Officer. This position does not have the ability to work hybrid or remote and will be in-person at our MB&T Administrative Offices.


    Minimum Requirements, Activities, & Responsibilities

    Education and Experience: 

    • High school diploma or equivalent required; college degree preferred
    • A minimum of eight to ten years of banking experience, or similar experience, required
    • Five years’ experience in coordinating and/or managing a multi-branch network required
    • Comprehensive knowledge of financial service industry products, operations, and procedures required
    • Knowledge of local, state, and federal laws and regulations as they apply to financial institutions required
    • Fiserv experience and Consumer and Business lending experience preferred
    • The ability to be registered as a Mortgage Loan Originator (MLO)

    Essential Functions:

    • Communicates goals and direction with branch managers to ensure clear understanding of rules, regulations, requirements, and expectations
    • Fosters the development of branch management and associates through training, mentoring, counseling, and motivating
    • Coordinates and monitors all staff in performance of daily activities, including training, hiring, and evaluating
    • Identifies areas for improvement, changes in procedures, or new developments for updates to services or products
    • Focuses on retaining, growing, and increasing profit of existing relationships through excellent customer service and branch experiences
    • Manages, monitors and minimizes the community bank operating losses
    • Other activities and duties as assigned 

    Skills and Capabilities:

    • Must have strong critical thinking skills with the ability to effectively handle simultaneous and changing priorities while meeting deadlines
    • Ability to consistently conduct observational and onsite leadership, mentorship, and coaching 
    • Ability to successfully work with all stakeholders: customers, prospects, regulators, board members, vendors, senior leadership, and subordinates
    • Ability to make timely, independent decisions within authority and assigned responsibilities
    • Ability to be solutions oriented, a problem solver with sense of urgency with excellent time management skills

    Interested in applying? Visit our website at www.montecito.bank/careers 

    Review opening using the “Apply Now” tab on our Careers web page. 

    Once you've selected the desired position, click “Apply" on the top right-hand corner of the web page.

    Create a personal log-in to submit your expression of interest.

    A member of our Human Resources department will reach out to you to let you know whether or not you have been selected to move forward in the interview process.

    Equal Opportunity Employer/Disabled/Veteran

    ** The typical hiring range based on qualifications and pay equity is $140,577.49-$169,370.47

  • 16 Days Ago

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Associate Program Compliance Manager
  • Publicis Groupe
  • Santa Barbara, CA FULL_TIME
  • Company Description From helping to invent the affiliate industry, to performance marketing and what comes next, we've earned a reputation for maintaining the largest, most reliable partnership-based ...
  • 1 Day Ago

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Procurement Compliance Manager
  • County of Santa Barbara
  • Santa Barbara, CA FULL_TIME
  • SALARY $87,197.79 - $110,316.81 Annually This salary range reflects the negotiable range for hire, however the top of the range for future career and salary advancement is $126,882.29 Annually.We are ...
  • 23 Days Ago

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Global Trade Compliance & International Logistics Manager
  • Apeel Sciences Careers
  • Santa Barbara, CA FULL_TIME
  • About This RoleWe seek a resourceful, self-motivated candidate with expertise in global trade compliance and international logistics to join the Apeel Sciences Operations Team. The Global Trade Compli...
  • 5 Days Ago

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Compliance Quality Care Manager -Behavioral Wellness
  • County of Santa Barbara
  • Santa Barbara, CA FULL_TIME
  • The Behavioral Wellness Department accepting applications to fill the Assistant Director of Compliance and Quality Care Management position in Santa Barbara. Although this vacancy is being listed in S...
  • 5 Days Ago

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Director of Compliance
  • PayJunction
  • Santa Barbara, CA FULL_TIME
  • We are seeking a Director of Compliance to join our organization to help orchestrate and oversee the various company compliance audits, ensuring all departments adhere to the applicable, respective co...
  • 15 Days Ago

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0 Compliance Manager (Banking) jobs found in Santa Barbara, CA area

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Santa Barbara, CA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Excise Tax Specialist - Examiner) 12 MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • Carpinteria, CA
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Supervisory Internal Revenue Agent - MSP, 12 Month Roster, Temp Prom NTE 1 Year, MBE, MBMP
  • Department Of The Treasury
  • Carpinteria, CA
  • Duties WHAT IS THE SMALL BUSINESS/SELF-EMPLOYED (SB/SE) DIVISION? A description of the business units can be found at: h...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Carpinteria, CA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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AVP, Risk Management
  • VENTURA COUNTY CREDIT UNION
  • Ventura, CA
  • Job Details Job Location OCEAN VIEW - Ventura, CA Position Type Full Time Salary Range $129,170.00 - $161,462.00 Salary ...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent- Senior Revenue Agent (Examiner), 12-month Roster
  • Department Of The Treasury
  • Carpinteria, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at:...
  • 4/20/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Register
  • Department Of The Treasury
  • Santa Barbara, CA
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION? A description of the business units can be found at: https://ww...
  • 4/19/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Register
  • Department Of The Treasury
  • Carpinteria, CA
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION? A description of the business units can be found at: https://ww...
  • 4/19/2024 12:00:00 AM

Santa Barbara (Spanish: Santa Bárbara) is the county seat of Santa Barbara County in the U.S. state of California. Situated on a south-facing section of coastline, the longest such section on the West Coast of the United States, the city lies between the steeply rising Santa Ynez Mountains and the Pacific Ocean. Santa Barbara's climate is often described as Mediterranean, and the city has been promoted as the "American Riviera". As of 2014, the city had an estimated population of 91,196, up from 88,410 in 2010, making it the second most populous city in the county after Santa Maria. The contig...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$82,970 to $127,478
Santa Barbara, California area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020