Compliance Manager (Banking) jobs in Sacramento, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Commercial Banking Relationship Manager
  • Umpqua Bank
  • Yuba, CA FULL_TIME
  • About Us:
    Umpqua Bank is headquartered in the Pacific Northwest with 5,000 employees and offers banking services to customers throughout the nation. It’s an especially exciting time to join our team as, following the recent merger with Columbia Bank, we have grown to become a leading western-based regional bank with more than $50B in assets under management and an unwavering commitment to our associates, our customers, and our communities.
    We create a great place to work by offering a special brand of relationship banking and by providing a culture where associates thrive. Associates who embody our core values fit in well here and we are eager to meet candidates who demonstrate behaviors that align with Trust, Ownership, Growth, Empathy, Teamwork, Heart, Enjoyment, and Relationships.
    About the Role:

    In this role, you will develop, advise, manage, and retain client relationships. You will also solicit new business relationships with a focus on the profitability of those relationships. This is a sales- and solutions-focused position.

    • Business development of current and new commercial client relationships.
    • Develop internal relationships in order to provide comprehensive financial solutions to clients from all areas of the Bank.
    • Advise clients on financial solutions and strategies.
    • Manage and review client relationships.
    • Articulate the Bank’s value proposition.
    • Build awareness of banking industry and industry-specific trends.
    • Demonstrate knowledge of other banking services offered by other lines of business to identify and offer qualified referrals.
    • Demonstrate intermediate understanding and development of commercial banking financial solutions, including engaging in community relationships and activities for business development.
    • Other responsibilities as assigned.
    • All employees are responsible for internal controls in the performance of their assigned duties. Internal control responsibilities are established in various policies, procedures, and documents, including the Code of Conduct.
    • Demonstrate compliance with all bank regulations that apply to your position and keep up to date on regulation changes.
    • Maintain working knowledge of our policies and procedures regarding the Bank Secrecy Act, Regulation CC, Regulation E, Bank Security, and other regulations that apply to your position.
    • May be asked to coach, mentor, or train others and teach coursework as subject matter expert.

    About You:

    • Bachelor’s degree in finance or related field, or equivalent experience, preferred.
    • One years of commercial banking experience or equivalent.
    • Ability to cross-sell an increasing variety of bank products.
    • Proficient in building client relationships.
    • Handle complex relationships and interact with outside counsel.
    • Proficient business development and sales skills.
    • Ability to manage an existing portfolio.
    • Consultative selling skills and approach.
    • Proactive.
    • Working knowledge of credit structures.
    • Well-developed credit skills and acumen.
    • Basic underwriting skills.
    • Basic understanding of personal and business financial statements and tax returns.
    • Ability to manage a complex workflow.
    • Strong written and verbal skills.
    • Ability to work independently, provide client solutions, and prospect new client relationships.
    • Proficient in building and managing client relationships.
    • Excellent oral and written communication, interpersonal, and client service skills.

    Our Benefits:

    We offer a competitive total rewards package including base wages and comprehensive benefits. The pay range for this role is $76,604.00 - $142,264.00, and the pay rate for the selected candidate is dependent upon a variety of non-discriminatory factors including, but not limited to, job-related knowledge, skills, and experience, education, and geographic location. The role may be eligible for performance-based incentive compensation and those details will be provided during the recruitment process.

    We offer eligible associates comprehensive healthcare coverage (medical, dental, and vision plans), a 401(k)-retirement savings plan with employer match for qualifying associate contributions, an employee assistance program, life insurance, disability insurance, tuition assistance, mental health resources, identity theft protection, legal support, auto and home insurance, pet insurance, access to an online discount marketplace, and paid vacation, sick days, volunteer days, and holidays. Benefit eligibility begins the first day of the month following the date of hire for associates who are regularly scheduled to work at least thirty hours weekly.

    Our Commitment to Diversity:

    Umpqua Bank is an equal opportunity and affirmative action employer committed to employing, engaging, and developing a diverse workforce. All qualified applicants will receive consideration for employment without regard to race, color, national origin, religion, sex, age, sexual orientation, gender identity, gender expression, protected veteran status, disability, or any other applicable protected status or characteristics. If you require an accommodation to complete the application or interview(s), please let us know by email:
    careers@umpquabank.com

    To Staffing and Recruiting Agencies:

    Our posted job opportunities are only intended for individuals seeking employment at Umpqua Bank. Umpqua Bank does not accept unsolicited resumes or applications from agencies and Umpqua Bank will not be responsible for any fees related to unsolicited resume submissions. Staffing and recruiting agencies are not authorized to submit profiles, applications, or resumes to this site or to any Umpqua Bank employee and any such submissions will be considered unsolicited unless requested directly by a member of the Talent Acquisition team.

  • 13 Days Ago

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Environmental Specialist
  • U.S. Compliance
  • Sacramento, CA FULL_TIME
  • U.S. Compliance: Searching for high-performing environmental professionals who want to make a difference. Join our fast-growing EHS compliance firm to help us CARE for people, PROTECT the environment ...
  • 17 Days Ago

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Environmental Specialist (CA)
  • U.S. Compliance
  • Sacramento, CA FULL_TIME
  • U.S. Compliance: Searching for high-performing environmental professionals who want to make a difference. Join our fast-growing EHS compliance firm to help us CARE for people, PROTECT the environment ...
  • 2 Months Ago

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Technical Project Manager, Compliance
  • Apple
  • Sacramento, CA FULL_TIME
  • SummaryPosted: Dec 8, 2023Role Number:200527545Imagine what you could do here. At Apple, new ideas have a way of becoming extraordinary products, services, and customer experiences very quickly. Bring...
  • 16 Days Ago

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Dental Compliance Manager
  • IDEAL DENTAL
  • West Sacramento, CA FULL_TIME
  • Job Title: Dental Compliance ManagerJob Summary:The Dental Compliance Manager is responsible for ensuring the practice adheres to all relevant laws, regulations, and industry standards pertaining to d...
  • 18 Days Ago

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Trade Compliance Manager
  • Kratos Defense
  • Roseville, CA FULL_TIME
  • Job Description: GENERAL JOB SUMMARY: The Trade Compliance Manager will have responsibility for all aspects of international trade in accordance with company policy and US. Government regulations incl...
  • 23 Days Ago

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0 Compliance Manager (Banking) jobs found in Sacramento, CA area

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Compliance Technician
  • Buena Vista Gaming Commission
  • Ione, CA
  • Job Description Job Description Job Summary: Under the direction of the Compliance Manager, the successful candidate for...
  • 4/19/2024 12:00:00 AM

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Finance and Administration Manager
  • Downtown Sacramento Partnership
  • Sacramento, CA
  • Job Description Job Description This position is responsible for managing the companys operations to provide an optimall...
  • 4/19/2024 12:00:00 AM

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Human Resource Classification Specialist
  • ADC Management Services, Inc
  • Sacramento, CA
  • Job Description Job Description Federal Classification Specialist ADC Management Services, Inc. is seeking a Federal Cla...
  • 4/19/2024 12:00:00 AM

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Consultant, Environmental Air Quality Compliance
  • ERM
  • Sacramento, CA
  • ERM is seeking a Consultant, Environmental Air Quality Compliance to join our team in Walnut Creek or Sacramento Califor...
  • 4/18/2024 12:00:00 AM

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Title 31 Manager (Casino Compliance)
  • iNtegrity+
  • Sacramento, CA
  • Title 31 Manager Position Summary As a Team Member of the Finance team, the Compliance Manager is an Ambassador and take...
  • 4/18/2024 12:00:00 AM

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Compliance Officer - Title 31
  • Integrity+
  • Sacramento, CA
  • Compliance Manager Position Summary As a Team Member of the Finance team, the Compliance Manager is an Ambassador and ta...
  • 4/18/2024 12:00:00 AM

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Property Manager ~ Floating
  • Mutual Housing
  • Sacramento, CA
  • Job Description Job Description:\n\nDescription: Job Title: Property Manager ~ Floating Location: Sacramento County/Yolo...
  • 4/18/2024 12:00:00 AM

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Human Resources Manager
  • The Table Community Foundation
  • Sacramento, CA
  • Job Description Job Description Job Title  Classification  Salary Range  Date  Human Resources Manager Nonexempt  $27-$3...
  • 4/17/2024 12:00:00 AM

Sacramento (/ˌsækrəˈmɛntoʊ/ SAK-rə-MEN-toh; Spanish: [sakɾaˈmento]) is the capital city of the U.S. state of California and the seat of Sacramento County. Located at the confluence of the Sacramento River and the American River in Northern California's Sacramento Valley, Sacramento's estimated 2018 population of 501,334 makes it the sixth-largest city in California and the ninth largest capital in the United States. Sacramento is the seat of the California Assembly, the Governor of California, and Supreme Court of California, making it the state's political center and a hub for lobbying and th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$83,047 to $127,596
Sacramento, California area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020