Compliance Manager (Banking) jobs in Rhode Island

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Bally's Corporation
  • Warwick, RI FULL_TIME
  • Are you ready to make a significant impact in a rapidly evolving industry? Are you passionate about fostering a culture of compliance awareness and accountability? Who we are

    Bally's Interactive is the digital arm of one of the world's leading entertainment providers, with tens of millions of players across the globe and an unmatched ecosystem of products spanning across the sports betting, iGaming and free-to-play.

    Our brands and sites include market movers and shakers like Jackpotjoy, Bally Bet, Vera&John, Virgin Casino and many more. We make our mark by embracing the diversity of our global team, challenging ourselves, and striving to make a difference for our players.

    Well, what about the team?

    As a Compliance Manager, you'll play a pivotal role in ensuring our iGaming and online sports wagering operations meet regulatory standards across various North American jurisdictions. Your primary responsibility will involve managing regulatory and compliance matters, ensuring our operations adhere to all relevant regulations and standards. This includes obtaining and maintaining personal gaming licensure as required in specific jurisdictions. Additionally, occasional travel may be necessary to oversee compliance activities and maintain relationships with regulatory bodies. You'll be joining a dynamic team committed to maintaining the highest standards of regulatory compliance, contributing to the success and growth of our operations in the rapidly evolving iGaming and online sports wagering industry.

    So, what will you be doing?
    • Acting as a key point of contact for regulatory bodies on all compliance matters
    • Providing timely and practical compliance advice and guidance to internal and external stakeholders
    • Staying up to date with regulatory requirements and make recommendations to the business on changes required
    • Maintaining compliance calendar for all jurisdictions to ensure compliance with licensure requirements
    • Reviewing audit and assessment results and ensure that failures are acted upon, and remedial action is taken
    • Ensuring that sub-contracted and/or outsourced partners working for Bally's maintain the highest standards for all compliance-related activities
    • Working with cross-functional teams to ensure that security assessments and regulator-required updates are implemented efficiently and effectively
    • Applying expertise and industry knowledge in crafting Operations Manuals and Internal Controls for sports and iGaming products and updating as required
    And what are we looking for?
    • Experience with accounting or regulatory reporting requirements
    • Experience engaging with regulatory bodies
    • Have communication proficiency, including presentation skills via videoconferencing tools
    • Possess problem solving and analysis skills
    • Have a background in Gaming or Sports Wagering
    This is what you'll get

    Different benefits packages are tailored to fit each location, but here's a taste of what may be on offer

    • Annual leave
    • Annual bonus
    • 401K program
    • Health insurance
    • Company share scheme
    • Home office allowance
    Flexible Working

    At Bally's Interactive, we believe in the power of collaboration and working together in a shared space, as well as the benefits of working from home. We champion hybrid working wherever we can, offering a flexible blend of working in the office 3 days a week.

    DNA / Values

    At Bally's Interactive, we are driven by a set of core values that we like to call our DNA. We strive to embody our DNA and keep them at the heart of everything we do!

    We are Always Ready to embrace change, adapt, and do what it takes to delight our customers. We believe that You Make the Difference, which is what gives our players the best experience and keeps them coming back. We are All One Team, looking out for each other, respecting diversity while connecting through a common purpose. Our teams are Learning Every Day by showing constant curiosity and the drive to learn from successes, mistakes, new experiences, and the people around us. At Bally's we Love to Lead by thinking differently, seeking innovation, and always looking for ways to raise our game.

    Equal Opportunities

    At Bally's Interactive, we are committed to promoting equal opportunities in employment and working conditions.

    Diversity, Equity and Inclusion are important to us, and we encourage a culture where everyone can be themselves at work.

    We believe passionately that employing a diverse workforce is central to our success, this is our superpower.

    We do not discriminate against employees or job applicants on the basis of race, colour, nationality, ethnic or national origin, age, sex or sexual orientation, gender reassignment, religion or belief, marital or civil partner status, pregnancy or maternity, political opinion or disability.

    Salary: $90,000-$120,000


    At Bally’s Corporation, we are committed to promoting equal opportunities in employment and working conditions.

    We believe passionately that employing a diverse workforce is central to our success. We celebrate the unique differences of our employees because that is what drives curiosity, innovation, and the success of our business.

    We do not discriminate on any status protected by the laws or regulations in the locations where we operate.

     

  • 2 Days Ago

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Compliance Manager
  • Bally's Interactive
  • Warwick, RI FULL_TIME
  • Are you ready to make a significant impact in a rapidly evolving industry? Are you passionate about fostering a culture of compliance awareness and accountability? Who we are Bally's Interactive is th...
  • 2 Days Ago

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Compliance Assurance Manager
  • Citizens Bank, N.A.
  • Johnston, RI OTHER
  • DescriptionThe Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy, effectiveness, and sustainability of...
  • 7 Days Ago

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Compliance Assurance Manager
  • Citizens Bank, N.A.
  • Johnston, RI OTHER
  • DescriptionThe Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy, effectiveness, and sustainability of...
  • 7 Days Ago

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Compliance Manager - UDAAP
  • Citizens Bank, N.A.
  • Johnston, RI OTHER
  • DescriptionCompliance Manager – UDAAP and Consumer Protection This role reports to the UDAAP and Consumer Protection Director and supports the Office of Fair and Responsible Banking by providing subje...
  • 9 Days Ago

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Product Regulatory Compliance Manager
  • Fujifilm
  • North, RI OTHER
  • Overview Who We Are FUJIFILM Electronic Materials, U.S.A., Inc., is a global leader in chemical solutions which enable the semiconductor industry and the digital universe. We have an exciting opportun...
  • 1 Month Ago

Rhode Island (/ˌroʊd -/ (listen)), officially the State of Rhode Island and Providence Plantations, is a state in the New England region of the United States. It is the smallest state in area, the seventh least populous, the second most densely populated, and it has the longest official name of any state. Rhode Island is bordered by Connecticut to the west, Massachusetts to the north and east, and the Atlantic Ocean to the south via Rhode Island Sound and Block Island Sound. It also shares a small maritime border with New York. Providence is the state capital and most populous city in Rhode Is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$80,204 to $123,228

Compliance Manager (Banking) in Springfield, OH
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
January 09, 2020
Compliance Manager (Banking) in Chicago, IL
The compliance team may also design and implement solutions to address any identified risks, develop compliance programs for new regulations, and oversee employee training programs.
February 16, 2020
Compliance Manager (Banking) in Louisville, KY
Perhaps the most attractive part of working with the Genesis document imaging system is that it has been specially designed in modules, helping banks to prepare bank audit reports and compliance documents.
December 21, 2019