Compliance Manager (Banking) jobs in Pomona, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Project Safety Manager
  • Compliance Systems Management
  • Los Angeles, CA FULL_TIME
  • Job Title: Project Safety Manager (CHST) for LA Metro Tunnel Project

    Compensation: $60-70/hr (negotiable)
    Duration: 1 year
    ASAP start

    (Must be willing to work nights if needed)

    Overview:
    We are seeking an experienced and qualified Project Safety Manager (CHST) to oversee safety operations on a year-long tunnel construction project in Los Angeles, CA for our client. The Project Safety Manager will be responsible for ensuring that all aspects of the project are in compliance with federal, state, and local safety regulations, and that all workers and subcontractors follow proper safety protocols.
    Key Responsibilities:




    • Develop and implement a comprehensive safety program for the construction project, including policies and procedures, training materials, and communication protocols.
    • Conduct regular site inspections to identify potential hazards and recommend corrective action to ensure compliance with safety regulations.
    • Monitor and evaluate the effectiveness of the safety program, identifying areas for improvement and developing strategies to address them.
    • Collaborate with project managers, contractors, and workers to establish and maintain a culture of safety on the job site.
    • Conduct safety training for workers and subcontractors, ensuring that all personnel are aware of safety protocols and procedures.
    • Investigate accidents and incidents on the job site, identifying root causes and making recommendations to prevent future occurrences.
    • Maintain accurate records of all safety-related activities and incidents, including injury reports, training logs, and inspection reports.
    • Communicate regularly with project managers and other stakeholders to provide updates on safety performance and identify areas for improvement.
    • Serve as a liaison between the contractor and regulatory agencies, ensuring that all necessary permits and certifications are obtained and that all safety regulations are being followed.
    Qualifications:




    • CHST (Construction Health and Safety Technician) credential required.
    • Bachelor's degree in Occupational Health and Safety, Engineering, or related field preferred.
    • Minimum of 10 years of experience in civil construction safety management, with a proven track record of developing and implementing successful safety programs.
    • 5 years of underground construction experience preferred.
    • Strong knowledge of federal, state, and local safety regulations and their application in a construction setting.
    • Excellent communication and interpersonal skills, with the ability to build strong working relationships with all levels of personnel.
    • Strong organizational skills and attention to detail, with the ability to manage multiple tasks and projects simultaneously.
    • Experience with incident investigation and root cause analysis preferred.
    • Ability to work independently with minimal supervision.
    • Must be willing and able to travel to job sites as needed.
    If you are a highly motivated and experienced safety professional with a CHST credential, and you are looking for an exciting opportunity to work on a year-long construction project we encourage you to apply for this position.
  • 22 Days Ago

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Safety Manager and Certified Gas Tester
  • Compliance Systems Management
  • Los Angeles, CA FULL_TIME
  • Certified Gas Tester needed for Metro Rail project in Los AngelesLocation: Los Angeles, CA (LA Metro Rail Project)Job Type: Full-timeCompensation: $65/hrStart: ASAPDuration: 1 year Our client is a lea...
  • 20 Days Ago

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Operations Process and Controls Manager
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 21 Days Ago

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Governance and Risk Program Manager
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • Just Posted

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Governance Program Manager (Remote)
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
  • 3 Days Ago

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Sr. Relationship Manager
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 8 Days Ago

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0 Compliance Manager (Banking) jobs found in Pomona, CA area

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Export Compliance Manager
  • Morrison Express
  • El Segundo, CA
  • Description/Function: Remain informed of current export issues, regulations, and laws through the attendance of complian...
  • 3/28/2024 12:00:00 AM

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Controls and Compliance Manager
  • ICS
  • Los Angeles, CA
  • Job Description Job Description Hybrid Remote 2 days on-site 3 days remote Workday Financials experience is a huge plus!...
  • 3/28/2024 12:00:00 AM

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IT Compliance Manager
  • Kharon
  • Los Angeles, CA
  • TL;DR Kharon is seeking a full-time, GRC Program Manager. Responsibilities: Lead and manage Kharon's InfoSec GRC program...
  • 3/28/2024 12:00:00 AM

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VP, Compliance Manager
  • Workway
  • Los Angeles, CA
  • Workway BancForce is a premier national staffing firm that places qualified job-seeking candidates across the nation in ...
  • 3/28/2024 12:00:00 AM

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Payroll Compliance Manager
  • Calibre CPA
  • Los Angeles, CA
  • Job Description Job Description Calibre CPA Group is seeking a Payroll Compliance Manager to join our Compliance departm...
  • 3/25/2024 12:00:00 AM

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Director of Risk Management and Compliance
  • The Whole Child - Mental Health & Housing
  • Whittier, CA
  • JOB OVERVIEW The Director of Risk Management & Compliance will be responsible for ensuring The Whole Child (TWC) adheres...
  • 3/25/2024 12:00:00 AM

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PRIVACY PROGRAM MANAGER - CORPORATE COMPLIANCE
  • Hoag Memorial Hospital Presbyterian
  • Costa Mesa, CA
  • Salary Range: $46.7900 - $77.2200 /hour. Actual compensation may vary based on geographic location, work experience, ski...
  • 3/25/2024 12:00:00 AM

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Senior Accounting and Compliance Manager - Aerospace (Hybrid)
  • The Patriot Group, Inc.
  • Los Angeles, CA
  • Job Description Job Description Senior Finance Manager: Government Accounting & Compliance (HYBRID) – Aerospace Work for...
  • 3/25/2024 12:00:00 AM

Pomona (/pəˈmoʊnə/) is a city in Los Angeles County, California, United States. Pomona is located in the Pomona Valley, between the Inland Empire and the San Gabriel Valley. As of the 2010 United States Census, the city's population was 149,058. Pomona is 30 miles (48 km) east of the Los Angeles area of Los Angeles County in the Pomona Valley, located at 34°3′39″N 117°45′21″W / 34.06083°N 117.75583°W / 34.06083; -117.75583 (34.060760, -117.755886). According to the United States Census Bureau, the city has a total area of 22.964 square miles (59.48 km2), over 99% of it land. Pomona is appro...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$85,245 to $130,993
Pomona, California area prices
were up 3.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020