Compliance Manager (Banking) jobs in Nebraska
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
Investment Banking Managing Director
- Bridgepoint Investment Banking
-
Omaha, NE
FULL_TIME
-
Opportunistic nationally, but preferred locations include Chicago, Omaha and Denver.
WHO WE ARE
Bridgepoint Investment Banking is not an old school, antiquated investment bank. We’re next gen – impact-focused, growing and entrepreneurial. We provide a better and more fun environment for Wall Street rockstars to utilize their skills and expertise to provide uncompromised and impact advice and solutions to our clients. We are hyper-focused on our core values and integrity, and providing senior investment bankers a better platform to utilize their skills and relationship networks. We aren’t just another sell-side mill, but provide true full-service investment banking solutions for our clients spanning corporate finance and M&A. For more information please visit: .
WHAT WE’RE LOOKING FOR
Bridgepoint is seeking Managing Director candidates to augment our growing and differentiated middle market investment banking firm. Bridgepoint provides a unique opportunity for compensation, firm input, entrepreneurial spirit and impact relative to traditional investment banks. Bridgepoint is the first impact investment bank – focused on prosperity for our people, our clients and our communities. Every team member has input in our fast-paced, entrepreneurial environment focused on culture and innovation. Managing Directors will also participate in the overall firm strategy and new business initiatives.
Bridgepoint Managing Directors provide key leadership role within our investment banking group. Primary responsibilities include generating new business for the firm, managing existing client engagements, closing deals, and overseeing junior Banking staff. We cover multiple industries, but have interest on those specializing in Industrials, Healthcare, Business Services, Consumer and Technology. This is an opportunity for growth, responsibility and building wealth for the ideal candidate. The Bridgepoint platform provides ample white space for a successful, high energy MD to build out a highly successful group/practice.
QUALIFICATIONS
An experienced MD with a proven track record of middle market M&A and/or leveraged finance deal origination;
Significant client interaction and experience, particularly showing the ability to develop strong and influential client relationships;
Rock-solid personal reputation, exceptional work ethic and professional integrity;
Conduct themselves with a high level of professionalism with uncompromising integrity and confidentiality;
Established network/personal brand credibility to enable expected business development;
Minimum 10 years of relevant investment banking experience;
Proven management skills, from leadership to delegation, to mentoring, etc.;
Interest in a fast-paced, entrepreneurial culture that promotes diversity and growth;
Hungry for a long-term career opportunity to be an impact-player within our leadership team;
Culture-focused, values-based decision maker;
Bachelor’s Degree required; advanced degree preferred.
OVERVIEW OF DUTIES
Actively pursue business development opportunities and market a full range of investment banking services and solutions to prospective clients;
Create and manage new deal flow and originate new client engagements that fit the strategy of the firm;
Use relationships with established rolodex to generate new opportunities;
Develop client networks, establish and maintain pipeline and support efforts in developing and executing sales and marketing strategies;
Lead on a variety of transactions in all industries and stages, from initial client pitch to transaction closing;
Extraordinary day-to-day deal execution, negotiation and closing skills;
Communicate financial information and strategic issues in a clear, concise and relevant manner to assist and guide executives in corporate finance transactions;
Demonstrate extraordinary attention to detail on client deliverables;
Maintain and manage client relationships and be actively involved at the key strategic points of each transaction;
Provide leadership, professional development and mentoring for junior staff;
Participate in key industry conferences, speaking opportunities, media interviews, and marketing efforts to generate exposure and promote the firm;
Act as strategic advisor to clients enabling them to achieve their long-term goals;
Be a team player and culture carrier;
Involvement in both corporate finance and M&A transactions.
LOCATION
Opportunistic nationally, but preferred locations include Chicago, Omaha, Denver and Dallas/Austin.
OTHER
At Bridgepoint you will be challenged and rewarded for leadership, technical excellence and inspired perspectives.
*Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses.
- 22 Days Ago
Banking Center Manager
- CORE BANK
-
Omaha, NE
OTHER
- Job Details Job Location: Maple - Omaha, NE Position Type: Full Time Education Level: High School Salary Range: Undisclosed Travel Percentage: None Job Category: Banking DescriptionCompany Overview Co...
- 15 Days Ago
Business Banking Relationship Manager
- U.S. Bank National Association
-
Omaha, NE
FULL_TIME
- At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee...
- 1 Month Ago
Ag Relationship Manager, Community Banking
- First National Bank of Omaha
-
North Platte, NE
FULL_TIME
- At FNBO, our employees are the heart of our story-and we're committed to their success! Please see below the details of this career opportunity and how it fits into our organization's success.Our Mode...
- 1 Month Ago
Grants Compliance Manager
- Innovative Emergency Mgmt
-
Lincoln, NE
FULL_TIME
- Position Summary: IEM is looking for Full Time- Grants Compliance Manager to support IEMs State's Broadband Program funded by BEAD and other state and federal funds. We are seeking people experienced ...
- 20 Days Ago
Manager, Risk & Compliance
- Bill Me Later Inc.
-
Nebraska, NE
FULL_TIME
- At PayPal (NASDAQ: PYPL), we believe that every person has the right to participate fully in the global economy. Our mission is to revolutionize commerce globally to make moving money, selling and sho...
- 27 Days Ago
Compliance Manager (Banking) jobs at Popular Companies
Manager Environ Compliance
- Clean Harbors
-
Deer Park, TX
- The Environmental Compliance Manager manages day to day regulatory functions at Clean Harbors and Safety-Kleen operating...
- 4/26/2024 12:00:00 AM
Aircraft Conformity Manager
- Joby Aviation
-
San Carlos, CA
- Joby Overview Located in Northern California, the team at Joby Aviation is driven by our goal of creating an affordable,...
- 4/23/2024 12:00:00 AM
Private Funds Compliance Manager - Legal & Compliance, Life Sciences
- Blackstone
-
Cambridge, MA
- Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term va...
- 4/22/2024 12:00:00 AM
SOX Control and Compliance Manager
- Healthcare Services Group, Inc.
-
Bensalem, PA
- Overview: Position Title: SOX Control and ESG Compliance Manager Department: Accounting Reports To: Assistant Controller...
- 4/9/2024 12:00:00 AM
Compliance Management Officer
- NTT DATA
-
Silver Spring, MD
- Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
- 11/27/2023 12:00:00 AM
Compliance Management Officer
- NTT DATA
-
Arlington, VA
- Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
- 11/27/2023 12:00:00 AM
Compliance Management Officer
- NTT DATA
-
Mc Lean, VA
- Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
- 11/27/2023 12:00:00 AM
Compliance Management Officer
- NTT DATA
-
- Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
- 11/27/2023 12:00:00 AM
About Nebraska
The state is bordered by South Dakota to the north; Iowa to the east and Missouri to the southeast, across the Missouri River; Kansas to the south; Colorado to the southwest; and Wyoming to the west. The state has 93 counties and is split between two time zones, with the state's eastern half observing Central Time and the western half observing Mountain Time. Three rivers cross the state from west to east. The Platte River, formed by the confluence of the North Platte and the South Platte, runs through the state's central portion, the Niobrara River flows through the northern part, and the Rep...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$72,368 to $111,189
Most Popular Cities in Nebraska for Compliance Manager (Banking) Jobs
What does a Compliance Manager (Banking) do?
Compliance Manager (Banking) in Springfield, OH
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
January 09, 2020
Compliance Manager (Banking) in Chicago, IL
The compliance team may also design and implement solutions to address any identified risks, develop compliance programs for new regulations, and oversee employee training programs.
February 16, 2020
Compliance Manager (Banking) in Louisville, KY
Perhaps the most attractive part of working with the Genesis document imaging system is that it has been specially designed in modules, helping banks to prepare bank audit reports and compliance documents.
December 21, 2019