Compliance Manager (Banking) jobs in Lompoc, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Tribal Gaming Compliance Inspector
  • Chumash Enterprises
  • Santa Ynez, CA FULL_TIME
  • Overview

    The Tribal Gaming Compliance Inspector, under the direction of the Compliance Director, enforces Gaming policies and procedures, codes, and laws as established by the Tribal Gaming Commission, The State of California Department of Justice, and the National Indian Gaming Commission. Regulatory Compliance Inspection is mandated by State, and Federal law.

    Responsibilities

    • Investigates and reports violations of the Gaming Compact, Indian Gaming Regulatory Act, and Tribal Gaming Control Standards.
    • Reviews the systems established to ensure compliance with those policies, procedures, codes, regulations, and laws that have a significant impact on Gaming operations.
    • Examines and tests gaming equipment as required by the Gaming Commission and State and Federal law.
    • Safeguards the integrity and fairness of the Gaming operation by monitoring slot machines, table games, poker, and bingo game performance.
    • Reviews all money handling activities for accuracy and honesty.
    • Receives guest complaints pertaining to gaming activity.
    • Reviews specific operations and conducting investigations at the request of the Tribal Gaming Commission or Tribal Gaming Agency Management.
    • Conducts and performs required audits and inspections involving currency counter, secured key audits, kitchen and food safety, annual EPROM testing, tip container, and pocket checks.
    • Verifies records of slot files and requests corrections from Revenue Audit when necessary. 
    • Verifies accuracy of Master Slot File after machine installs, conversions, PAR changes, software upgrades, and machine moves.
    • Tests all new software received for accurate gaming labs signatures. 
    • Updates EPROM log for all pending project software received and used. 
    • At no time is the Compliance Inspector to make any managerial correction of Casino Employees. Compliance Inspectors are to observe and report only.
    • Upholds a work environment that promotes teamwork, partnership, recognition, mutual respect, and collaboration, while role modeling the company values, behaviors, and culture of One.Team.Chumash. 
    •  Performs other duties as assigned. 

    Qualifications

    • High School Diploma or GED Certificate.
    • Bachelor’s Degree in Business, Accounting, Criminology or equivalent work experience.
    • Five years of prior experience in Casino Operations, Departmental Procedures. 
    • Advanced proficiency in ability to conduct extensive research, understanding legal codes, and technical standards. 
    • Intermediate computer proficiency utilizing Microsoft applications, e-mail, and Internet.
    • Willingness to work flexible schedules in a 24/7 work environment, including holidays, nights, and weekends. 
    • The individual in this position is prohibited from playing any games or enter in any contests or promotions at the Chumash Casino Resort.
    • Must apply for, receive, and maintain a Gaming License from the Tribal Gaming Agency.
    • Native American hiring preference applies.

    Location

    3400 Highway 246

    Minimum Pay Rate

    $32.70 per hour

    Maximum Pay Rate

    $32.70 per hour
  • 22 Days Ago

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Assistant Manager
  • Jack in the Box, an independently owned Franchise
  • Buellton, CA FULL_TIME
  • FullTime Assistant Manager Vacancy working for Jack in the Box, an independently owned Franchise at Buellton CA
  • 21 Days Ago

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Communications Manager
  • Chumash Enterprises
  • Santa Ynez, CA FULL_TIME
  • Overview Under the direction of the Communications Director, the Communications Manager plans, develops, and implements a robust internal communications function and programs designed to inspire, enga...
  • 22 Days Ago

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Risk Manager
  • Chumash Enterprises
  • Santa Ynez, CA FULL_TIME
  • Overview Leads and supports the Risk Management Team. Manages all facets of the risk management function, including insurance, claims management, risk control and risk mitigation to ensure financial p...
  • 23 Days Ago

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Office Manager
  • Chumash Enterprises
  • Santa Ynez, CA FULL_TIME
  • Overview The Office Manager is responsible for the general operation of the Cultural office, including the administrative staff. This role is also responsible for the organizational efficiency by nurt...
  • 23 Days Ago

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Assistant Manager
  • Flynn Applebee's
  • Lompoc, CA FULL_TIME
  • Fun. Flexibility. Growth.Are you looking for a fun and exciting environment, flexible work schedule, or an opportunity for growth? Blending all of these together is the difference between a good job a...
  • Just Posted

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0 Compliance Manager (Banking) jobs found in Lompoc, CA area

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J4 - Facility Operations and Planning Manager
  • Delta Solutions & Strategies
  • Lompoc, CA
  • Delta Solutions and Strategies is seeking a highly skilled and motivated candidate to join a high-performance team to su...
  • 3/28/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - DIRECT HIRE (12 MONTH REGISTER) AMENDED
  • Department Of The Treasury
  • Santa Maria, CA
  • Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Santa Maria, CA
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 3/27/2024 12:00:00 AM

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Health Physicist
  • Department of Defense
  • Lompoc, CA
  • Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. This position will su...
  • 3/27/2024 12:00:00 AM

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Affordable Housing Community Manager - Rancho Garden
  • Solari Enterprises, Inc.
  • Santa Maria, CA
  • Job Description Job Description Position Overview: A full-time, non-exempt, community manager for community located in S...
  • 3/27/2024 12:00:00 AM

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J53 - Strategy and Campaign Planning SME
  • Delta Solutions & Strategies
  • Lompoc, CA
  • Delta Solutions and Strategies is seeking highly skilled and motivated candidates to join a high-performance team and pr...
  • 3/26/2024 12:00:00 AM

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Information System Security Officer
  • Mission First Solutions LLC
  • Lompoc, CA
  • The Information System Security Officer (ISSO) position is for the Defense Health Agency (DHA) on site at a Military Tre...
  • 3/25/2024 12:00:00 AM

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SCI Security Specialist II
  • ManTech
  • Vandenberg AFB, CA
  • Secure our Nation, Ignite your Future Become an integral part of a diverse team while working at an Industry Leading Org...
  • 3/24/2024 12:00:00 AM

Lompoc (/ˈlɒmpoʊk/, LOM-poke) (Purisimeño: Lompo', "Stagnant Water" ; Spanish: Lumpoco) is a city in Santa Barbara County, California, on the west coast of the United States. The city was incorporated on August 13, 1888. The population was 42,434 at the 2010 census, up from 41,103 at the 2000 census. Before European settlers arrived, the area around Lompoc was inhabited by the Chumash people. The name of the city is derived from a Purisimeño term, "Lum Poc", which means "stagnant waters" or "lagoon". The Spanish called it "Lumpoco". In 1837, the Mexican government sold the area as the Rancho L...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$82,343 to $126,534
Lompoc, California area prices
were up 2.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020