Compliance Manager (Banking) jobs in Kentucky

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Bank Teller-Min 1 year previous banking preferred
  • Monticello Banking Company
  • Monticello, KY FULL_TIME
  • We are looking for a Full-time Bank Teller to process all transactions accurately and efficiently in accordance with established policies and procedures. The successful candidate will be the "frontline" of our bank and will play a fundamental role in achieving our customers satisfaction and revenue growth objectives. Must be comfortable in processing daily transactions accurately and efficiently. Communicates with customers and potential customers bank products and services.
    Responsibilities

    • Conduct routine transactions within time limits and established guidelines (cash checks, accept deposits and loan payments, process withdrawals, etc.)
    • Assess customer needs and introduce new products and services (credit cards, debit cards, mobile deposits, etc.)
    • Make sales referrals, and cross-sell products and services.
    • Go the "extra mile" to build trust relationships, customer loyalty and satisfaction.
    • Comply with regulatory requirements.
    • Manage risk in every transaction and detect fraudulent transactions to prevent losses.
    • Resolve customers' issues and provide relevant information

    Qualifications

    • Customer service and cash handling experience required.
    • Minimum one year of banking experience preferred.
    • Available to work 40 hours per week schedule.
    • Basic PC knowledge, Windows based systems and familiarity with electronic equipment (e.g. cash drawers, receipt validators, money counter).
    • Strong communication and time management skills.
    • Customer satisfaction-oriented.
    • Attention to detail and mathematical skills.
    • Excellent sales skills.
    • High school diploma or equivalent required.
    • Available to work Saturdays as needed.

    Candidates must meet the company's hiring criteria to include a pre-employment background investigation and drug test.

    We are an Equal Opportunity Employer and drug free workplace.
    EEO m/w/v/d

    Job Type: Full-time

    Pay: $13.37 - $20.05 per hour

    Expected hours: No more than 40 per week

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Health insurance
    • Life insurance
    • Paid sick time
    • Paid time off
    • Vision insurance

    Experience level:

    • 1 year

    Schedule:

    • Monday to Friday
    • Weekends as needed

    Ability to Relocate:

    • Monticello, KY 42633: Relocate before starting work (Required)

    Work Location: In person

  • 1 Day Ago

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Compliance Manager
  • Turfway Park Racing and Gaming
  • Florence, KY FULL_TIME
  • ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Functions as a liaison between the Company and the Kentucky Horse Racing Commission (“KHRC”) and/or its desig...
  • 1 Day Ago

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Compliance Manager
  • Turfway Park
  • Florence, KY FULL_TIME
  • ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Functions as a liaison between the Company and the Kentucky Horse Racing Commission (“KHRC”) and/or its desig...
  • 1 Day Ago

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Relationship Manager I - Business Banking
  • PNC
  • Louisville, KY FULL_TIME
  • Position OverviewAt PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work to...
  • 20 Days Ago

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Relationship Manager I - Business Banking
  • PNC Financial Services Group
  • Lexington, KY FULL_TIME
  • Job Profile Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customer...
  • Just Posted

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Relationship Manager I - Business Banking
  • PNC
  • Lexington, KY FULL_TIME
  • Position OverviewAt PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work to...
  • 1 Day Ago

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Aircraft Conformity Manager
  • Joby Aviation
  • San Carlos, CA
  • Joby Overview Located in Northern California, the team at Joby Aviation is driven by our goal of creating an affordable,...
  • 4/23/2024 12:00:00 AM

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Private Funds Compliance Manager - Legal & Compliance, Life Sciences
  • Blackstone
  • Cambridge, MA
  • Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term va...
  • 4/22/2024 12:00:00 AM

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SOX Control and Compliance Manager
  • Healthcare Services Group, Inc.
  • Bensalem, PA
  • Overview: Position Title: SOX Control and ESG Compliance Manager Department: Accounting Reports To: Assistant Controller...
  • 4/9/2024 12:00:00 AM

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Manager Environ Compliance
  • Clean Harbors
  • Buttonwillow, CA
  • The Environmental Compliance Manager manages day to day regulatory functions at Clean Harbors and Safety-Kleen operating...
  • 4/1/2024 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Mc Lean, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Silver Spring, MD
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Arlington, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States. Ke...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$72,291 to $111,071

Compliance Manager (Banking) in Springfield, OH
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
January 09, 2020
Compliance Manager (Banking) in Chicago, IL
The compliance team may also design and implement solutions to address any identified risks, develop compliance programs for new regulations, and oversee employee training programs.
February 16, 2020
Compliance Manager (Banking) in Louisville, KY
Perhaps the most attractive part of working with the Genesis document imaging system is that it has been specially designed in modules, helping banks to prepare bank audit reports and compliance documents.
December 21, 2019