Compliance Manager (Banking) jobs in Huntington Beach, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Commercial Banking - Portfolio Manager
  • U.S. Bank National Association
  • Newport, CA FULL_TIME
  • At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.

    Job Description

    U.S. Bank’s Commercial Banking group is one of the largest providers of financial solutions to middle market companies in the United States. We are looking for a top-performing Commercial Banking Credit Portfolio Manager (PM) to join our team.

    Portfolio Managers partner with Commercial Banking Relationship Managers and product specialists to successfully manage all aspects of Commercial Banking credit relationships including underwriting, negotiation, documentation, and ongoing monitoring of financials/covenants, etc. We look to successfully grow revenue with regular prospect/client calls to add new credit relationships and retain/expand existing relationships.

    Responsibilities include underwriting all types of credit exposure for middle market companies with revenue between $25 million and $1 billion, managing a large portfolio of existing credit relationships, successfully closing new credit relationships and expanding existing relationships, managing credit risk and compliance, responding to prospect/customer credit questions, and making client/prospect calls.

    The role offers a hybrid/flexible schedule, which means there's an in-office expectation of 3 or more days per week and the flexibility to work outside the office location for the other days.

    Basic Qualifications

    • Master's degree, or equivalent work experience
    • 10 or more years of commercial banking experience

    Preferred Skills/Experience

    • Extensive knowledge of commercial lending practices, applicable laws and regulations, credit quality standards, company and business line policies and procedures
    • Strong financial statement analysis and problem-solving skills
    • Strong relationship management / communication skills
    • Extensive experience with underwriting, documentation, and ongoing monitoring for diverse credit products including working capital, equipment, and commercial real estate secured loans
    • Experience in managing single bank and syndicated credit
    • Ability to work effectively with individuals and groups across the company
    • Well-developed written communication and verbal presentation skills

    If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

    Benefits:

    Our approach to benefits and total rewards considers our team members’ whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following (some may vary based on role, location or hours):

    • Healthcare (medical, dental, vision)

    • Basic term and optional term life insurance

    • Short-term and long-term disability

    • Pregnancy disability and parental leave

    • 401(k) and employer-funded retirement plan

    • Paid vacation (from two to five weeks depending on salary grade and tenure)

    • Up to 11 paid holiday opportunities

    • Adoption assistance

    • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

    EEO is the Law

    U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

    E-Verify

    U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services.

    The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $135,150.00 - $159,000.00 - $174,900.00

    Job postings typically remain open for approximately 20 days of the posting date listed above, however the job posting may be closed earlier should it be determined the position is no longer required due to business need. Job postings in areas with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the posting listed date.
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Regional Banking Manager
  • Wells Fargo
  • HUNTINGTON BEACH, CA FULL_TIME
  • Why Wells Fargo:Are you ready for the next step in your career? This is where it begins – at a company known for our “Well Life” approach to supporting employees’ career aspirations, work-life balance...
  • 1 Day Ago

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Mortgage Loan Compliance Manager
  • SummitHR
  • Orange, CA FULL_TIME
  • Job Description: The Disclosure/Compliance Specialist will follow written procedures to identify and accurately disclose/re-disclose any and all required disclosures within a compliant time frame for ...
  • 19 Days Ago

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Litigation and IP Compliance Manager
  • Inari Medical
  • Irvine, CA FULL_TIME
  • Description The Litigation and IP Compliance Manager works under general supervision of the General Counsel playing a central role in carrying out the corporation’s legal mandates. This role oversees ...
  • 20 Days Ago

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Manager, Security and Compliance
  • EV Connect Inc
  • Forest, CA FULL_TIME
  • EV Connect is seeking a Manager, Security and Compliance who shares our passion for electric vehicles and their ability to positively impact transportation, air quality and energy independence for gen...
  • 21 Days Ago

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Compliance Testing Manager
  • Pacific Premier Bank
  • Irvine, CA FULL_TIME
  • DescriptionThe Compliance Testing Manager is responsible for leading the development, implementation, and maintenance of a Compliance Monitoring and Testing Program under the Bank's Compliance Managem...
  • 23 Days Ago

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0 Compliance Manager (Banking) jobs found in Huntington Beach, CA area

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Export Compliance Manager
  • Morrison Express
  • El Segundo, CA
  • Description/Function: Remain informed of current export issues, regulations, and laws through the attendance of complian...
  • 3/28/2024 12:00:00 AM

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Controls and Compliance Manager
  • ICS
  • Los Angeles, CA
  • Job Description Job Description Hybrid Remote 2 days on-site 3 days remote Workday Financials experience is a huge plus!...
  • 3/28/2024 12:00:00 AM

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IT Compliance Manager
  • Kharon
  • Los Angeles, CA
  • TL;DR Kharon is seeking a full-time, GRC Program Manager. Responsibilities: Lead and manage Kharon's InfoSec GRC program...
  • 3/28/2024 12:00:00 AM

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VP, Compliance Manager
  • Workway
  • Los Angeles, CA
  • Workway BancForce is a premier national staffing firm that places qualified job-seeking candidates across the nation in ...
  • 3/28/2024 12:00:00 AM

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Payroll Compliance Manager
  • Calibre CPA
  • Los Angeles, CA
  • Job Description Job Description Calibre CPA Group is seeking a Payroll Compliance Manager to join our Compliance departm...
  • 3/25/2024 12:00:00 AM

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Director of Risk Management and Compliance
  • The Whole Child - Mental Health & Housing
  • Whittier, CA
  • JOB OVERVIEW The Director of Risk Management & Compliance will be responsible for ensuring The Whole Child (TWC) adheres...
  • 3/25/2024 12:00:00 AM

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PRIVACY PROGRAM MANAGER - CORPORATE COMPLIANCE
  • Hoag Memorial Hospital Presbyterian
  • Costa Mesa, CA
  • Salary Range: $46.7900 - $77.2200 /hour. Actual compensation may vary based on geographic location, work experience, ski...
  • 3/25/2024 12:00:00 AM

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Senior Accounting and Compliance Manager - Aerospace (Hybrid)
  • The Patriot Group, Inc.
  • Los Angeles, CA
  • Job Description Job Description Senior Finance Manager: Government Accounting & Compliance (HYBRID) – Aerospace Work for...
  • 3/25/2024 12:00:00 AM

Huntington Beach is a seaside city in Orange County in Southern California. The city is named after American businessman Henry E. Huntington. The population was 189,992 during the 2010 census, making it the most populous beach city in Orange County and the seventh most populous city in the Los Angeles-Long Beach-Anaheim, CA Metropolitan Statistical Area.[citation needed] Its estimated 2014 population was 200,809. It is bordered by Bolsa Chica Basin State Marine Conservation Area on the west, the Pacific Ocean on the southwest, by Seal Beach on the northwest, by Westminster on the north, by Fou...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$85,566 to $131,486
Huntington Beach, California area prices
were up 3.0% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020