Compliance Manager (Banking) jobs in Fort Smith, AR

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Director of Compliance and Quality Assurance
  • Comprehensive Juvenile Services, Inc.
  • Fort Smith, AR FULL_TIME
  • Job Responsibilities:

    1. To uphold and comply with the Mission Statement in the Job Description.

    2. To assist the Executive Director in carrying out the fiscal and programmatic policies of the agency.

    3. To be responsible for coordination of the process of all accreditation, licensure, or monitoring requirements and the maintenance and renewal of same.

    4. To assume the role of Project Manager of the COA accreditation process.

    5. To be responsible for oversight and coordination of the Performance and Quality Improvement system.

    6. To facilitate quarterly meetings with the Performance and Quality Improvement Team and prepare minutes for review by the Board.

    7. To oversee implementation of Annual Plan and provide quarterly reports to the Board of Directors.

    8. To assure that program components comply with agency policy, performance indicators, licensing standards, accreditation standards and contract and grant requirements through monitoring efforts.

    9. To assist the Executive Director and Department Supervisors in planning, developing and implementing sound policy, programs and services.

    10. To supervise the non-residential direct service supervisory staff and conduct annual personnel evaluations.

    11. To oversee and participate in all onsite monitoring reviews.

    12. To assume the responsibility for the agency in the absence of the Executive Director.

    13. To attend all board meetings and provide reports as directed by the Executive Director.

    14. To assist the Executive Director with applying for grants, applications and contracts which are appropriate to the mission of the agency.

    15. To maintain 30 hours of agency related training each year.

    16. To encourage staff development and continuing education for agency staff.

    17. To ensure all staff background record checks are completed according to deadlines mandated by the Department of Human Services.

    18. To ensure all subcontract agreements for services are maintained and updated as required.

    19. To participate in community public awareness events and serve as a spokesperson for the agency as directed by the Executive Director.

    20. To assist the Executive Director with applying for private or foundation funding to support the capital campaign and/or enhance service delivery.

    21. To serve as a representative on appropriate task forces, coalitions, focus groups and associations as directed by the Executive Director.

    22. To perform duties as assigned by the Executive Director.

    Minimum Qualifications:

    1. Bachelor’s degree in social work, sociology, psychology, criminal justice, or business administration or management, and two years’ experience working in a management position. A non-college graduate will be considered, commensurate upon ten years’ experience working in the juvenile justice system.

    2. Valid driver’s license.

    3. Proof of vehicle insurance.

    4. Clear driving record.

    5. Successfully pass a criminal, adult and child maltreatment central registry background check.

    6. Successfully pass a pre-employment drug screening.

    7. Regular and predictable job attendance.

    8. Ability to work both independently and as an active team member.

    9. Maturity and sensitivity to cultural and individual differences.

    10. Ability to maintain professional demeanor while exercising judgment and discretion on and off the agency’s work site.

    11. Ability to maintain client confidentiality.

    12. Working toward becoming proficient with computer functions and software utilized by the agency.

    13. Ability to write reports and correspondence.

    14. Commitment to the mission, values, and goals of Comprehensive Juvenile Services.

    Mission Statement:

    To professionally serve the needs of western Arkansas youth and their families by providing community based intervention and advocacy services which will reduce family conflict, promote family reunification, prevent juvenile delinquency, and prevent a youth’s entry or further advancement into the juvenile justice system.

    Job Type: Full-time

    Pay: $49,000.00 per year

    Benefits:

    • Dental insurance
    • Health insurance
    • Life insurance
    • Paid time off
    • Retirement plan
    • Vision insurance

    Education:

    • Bachelor's (Required)

    Experience:

    • Management: 2 years (Required)

    Ability to Relocate:

    • Fort Smith, AR 72901: Relocate before starting work (Required)

    Work Location: In person

  • Just Posted

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MUL - EHS Compliance Specialist
  • O.K. Foods, Inc.
  • Muldrow, OK FULL_TIME
  • Founded more than 80 years ago, OK Foods has grown from a livestock and poultry feed manufacturer to join one of the world's leading chicken producers, Bachoco. Bachoco OK Foods produces the highest q...
  • Just Posted

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EHS Compliance Specialist
  • Bachoco OK Foods
  • Muldrow, OK FULL_TIME
  • Bachoco OK Foods is seeking an EHS Compliance Specialist for our Muldrow, OK location.Summary: EHS Compliance Specialist is responsible for providing management, oversight, and direction of the Enviro...
  • 1 Day Ago

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MUL - EHS Compliance Specialist
  • OK Foods
  • Muldrow, OK FULL_TIME
  • Founded more than 80 years ago, OK Foods has grown from a livestock and poultry feed manufacturer to join one of the world’s leading chicken producers, Bachoco. Bachoco OK Foods produces the highest q...
  • 1 Day Ago

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EHS Compliance Specialist
  • Bachoco OK Foods
  • Muldrow, OK FULL_TIME
  • Bachoco OK Foods is seeking an EHS Compliance Specialist for our Muldrow, OK location.Summary: EHS Compliance Specialist is responsible for providing management, oversight, and direction of the Enviro...
  • 1 Day Ago

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Compliance and Housing Processor
  • Restore Hope, Inc.
  • Fort Smith, AR FULL_TIME
  • Compliance and Housing Program Processor Job Description In 2015, Governor Asa Hutchinson asked Restore Hope Arkansas to bridge the recognized gap between government services and communities strugglin...
  • 9 Days Ago

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0 Compliance Manager (Banking) jobs found in Fort Smith, AR area

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Fort Smith, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 5/4/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Poteau, OK
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 5/4/2024 12:00:00 AM

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Catering and Concessions Manager| Fort Smith Convention Center
  • Oak View Group
  • Fort Smith, AR
  • Oak View Group: Oak View Group is the global leader in venue development, management, and premium hospitality services f...
  • 5/4/2024 12:00:00 AM

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Family Nurse Practitioner at Baptist Health Urgent Care
  • Hiring Now!
  • Fort Smith, AR
  • Baptist Health Urgent Care is looking for dedicated, compassionate, and experienced Nurse Practitioners to join our dyna...
  • 5/3/2024 12:00:00 AM

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NP
  • Hiring Now!
  • Fort Smith, AR
  • Baptist Health Urgent Care is looking for dedicated, compassionate, and experienced Nurse Practitioners to join our dyna...
  • 5/3/2024 12:00:00 AM

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FNP
  • Hiring Now!
  • Fort Smith, AR
  • Baptist Health Urgent Care is looking for dedicated, compassionate, and experienced Nurse Practitioners to join our dyna...
  • 5/3/2024 12:00:00 AM

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Nurse Practitioner
  • Hiring Now!
  • Fort Smith, AR
  • Baptist Health Urgent Care is looking for dedicated, compassionate, and experienced Nurse Practitioners to join our dyna...
  • 5/3/2024 12:00:00 AM

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Family Nurse Practitioner at Baptist Health Urgent Care
  • Urgent Team Management
  • Fort Smith, AR
  • Baptist Health Urgent Care is looking for dedicated, compassionate, and experienced Nurse Practitioners to join our dyna...
  • 5/3/2024 12:00:00 AM

Fort Smith is the second-largest city in Arkansas and one of the two county seats of Sebastian County. As of the 2010 Census, the population was 86,209. With an estimated population of 88,037 in 2017, it is the principal city of the Fort Smith, Arkansas-Oklahoma Metropolitan Statistical Area, a region of 298,592 residents that encompasses the Arkansas counties of Crawford, Franklin, and Sebastian, and the Oklahoma counties of Le Flore and Sequoyah. Fort Smith has a sister city relationship with Cisterna, Italy, site of the World War II Battle of Cisterna, fought by United States Army Rangers c...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$71,562 to $104,746
Fort Smith, Arkansas area prices
were up 1.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020