Compliance Manager (Banking) jobs in Florida

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Asset Utilization Manager
  • American Compliance Technologi
  • Bartow, FL FULL_TIME
  • The Asset Utilization Manager is responsible for managing and overseeing the companies’ fleet, equipment, and inventory to ensure optimal utilization, cost of ownership and revenue. This would include managing fleet, equipment acquisitions/disposals inventory levels and restocking for all offices.

    DUTIES AND RESPONSIBILITIES:

    Oversee the functions of the Asset Utilization Department so that department goals are met with expected results and within budget/time requirements.

    • Determine and implement policies and procedures to effectively meet goals
    • Communicate information and ideas to the department and related departments
    • Provide a safe work environment within the department
    • Provide needed resources in order to achieve goals
    • Develop and manage the department budget
    • Track departmental goals
    • Analyze pertinent data to create and distribute periodic reports on Company-owned assets to maximize utilization, manage cost of ownership challenges, and develop appropriate CAPEX spend
    • Develop means and methods to track trends and work with senior staff to identify improvement opportunities
    • Provide guidance developing asset management policies, procedures, and best practices through the understanding of our fleet, equipment and inventory use, fleet lifecycle, cost of ownership, and competency of our maintenance departments
    • Offer recommendations for procurement/disposal of fleet and equipment in collaboration with Purchasing Manager, Office Managers, and Accounting
    • Participate and provide input to company’s capital budget development
    • Provide guidance and recommendations for retail pricing of the fleet, equipment and inventory for company rate sheets

    Coordinate the work within the department to result in compliance with regulations, controlling costs, maximum efficiency, and a high level of quality. Implement process improvements in all positions to achieve greater efficiencies.

    • Work closely with operations management team to ensure that offices maintain proper inventory levels based on sales and utilization targets
    • Conduct monthly reviews with operations management team to review fleet condition, utilization, and fleet acquisition / disposal opportunities
    • Provide follow-up meetings with operations and senior staff to result in better quality and greater morale with company assets
    • Establish, track and maintain team goals on efficiency and quality
    • Manage all licensing and fuel tax usage and other compliance issues

    Build and maintain a safe, team-oriented work environment in order to achieve department goals and high levels of satisfaction with customers and employees

    • Communicate through various means to ensure employee and customer needs are met
    • Identify problems and take appropriate action to resolve them in a timely manner
    • Mentor staff to promote team building
    • Manage the assets team to ensure top performance and safety

    Manage department records to ensure accurate data for asset life cycle information and to provide historical data for senior staff and operations management team.

    • Develop fleet life cycle plans to maximize ROI
    • Implement systems to track all service work
    • Eliminate obsolete processes to improve efficiency and accuracy of data
    • Improve workflow processes to increase the efficiency of each position
    • Ensure all data is being tracked timely and accurately within company’s data management systems

    All other duties as assigned

    KNOWLEDGE, SKILLS, AND ABILITIES:

    • Bachelor's degree in Business Management or a related field, or related experience
    • Knowledge in construction equipment maintenance, construction equipment service department operational procedures and processes
    • Minimum of 5 years asset or material management experience preferably in the equipment rental industry or construction equipment industry or equivalent
    • Commercial Driver's License (CDL) Knowledge, Skills and Abilities preferred
    • Keyboarding skills
    • Working knowledge of Microsoft Office Suite: Outlook, Word, Access, Excel, PowerPoint, asset management software, Geotab, Fleetio and Deltek Vision and other relevant ERP applications
    • Proven ability to drive process improvement, including the effective use of technology and automation
    • Ability to collaborate and train others
    • Knowledge of equipment used in service area
    • Strong written, verbal and interpersonal skills; must be able to communicate ideas and issues effectively and concisely to all levels of management
    • Ability to develop specifications for new equipment / fleet acquisitions
    • Knowledge of principles and methods involved to promote and run retail service business and internal fleet maintenance utilizing a team
    • Ability to deal with others tactfully
    • Ability to stand, sit, walk
    • Strong leadership and delegation skills
    • Must be able to work flexible hours beyond the normal schedule when necessary
    • Must be willing to travel occasionally for meetings or asset tracking field work throughout the Southeast US

    WORK ENVIRONMENT:

    The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    • Outside Work
    • Extreme temperatures
    • Work at elevated heights
    • Noisy conditions
    • Exposed to weather

    PHYSICAL DEMANDS:

    The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    • Specific vision abilities required by this job include vision, distance vision, color vision, peripheral vision, depth perception and ability to adjust focus
    • Ability to stand, sit, walk, bend, reach
    • Ability to push/pull
    • Ability to grasp tools
    • Lifting and carting of items weighing up to 50 lbs.
    • Ability to climb ladders in heights of up to 200 feet
    • Exposure to extreme climate, including but not limited to cold temperatures and high temperatures

    ADDITIONAL QUALIFICATIONS:

    • Pre-employment drug screen according to A-C-T’s Drug Free Workplace policy
    • Acceptable driving record in accordance with A-C-T’s Insurance & Driving policy
    • Satisfactory background check

    LANGUAGE SKILLS:

    Ability to read and interpret documents such as safety rules, operating and maintenance instructions, and procedure manuals. Ability to write routine reports and correspondence. Ability to speak effectively before groups of customers or employees of organization.

    Asset Utilization Manager is reportable to the Vice President

  • Just Posted

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Compliance Analyst Intern
  • 7G Environmental Compliance Management
  • Tallahassee, FL INTERN
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 1 Month Ago

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Regional Banking Manager
  • Wells Fargo
  • WINTER GARDEN, FL FULL_TIME
  • Why Wells Fargo:Are you ready for the next step in your career? This is where it begins – at a company known for our “Well Life” approach to supporting employees’ career aspirations, work-life balance...
  • 16 Days Ago

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Assistant Banking Center Manager
  • Seacoast Bank
  • Orlando, FL FULL_TIME
  • JOB SUMMARY: An Assistant Manager is responsible to assist in developing and implementing strategies focused on branch profitability and performance. Additionally, the position is expected to help lea...
  • 2 Days Ago

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Banking Center Manager
  • First Horizon
  • Altamonte Springs, FL FULL_TIME
  • Location: Onsite at location listed in job posting. Summary This position is responsible for the overall sales, production, profitability and regulatory compliance of a banking center. It is also the ...
  • 12 Days Ago

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Corporate Banking Relationship Manager
  • City National Bank of Florida
  • Orlando, FL OTHER
  • Overview Acts as the primary advisor for a portfolio of Corporate Banking clients. Develops new business relationships and maintains important revenue-generating client relationships through new busin...
  • 1 Month Ago

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Compliance Manager
  • Unio Health Partners
  • Torrance, CA
  • COMPANY DESCRIPTION Unio Health Partners (UHP) is a highly differentiated physician practice management platform with th...
  • 4/24/2024 12:00:00 AM

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Compliance Manager
  • Connected Internal Job Board
  • Phoenix, AZ
  • About Us Connected International, Inc. (Connected Cannabis Co.) is a leading vertically integrated cannabis company base...
  • 4/24/2024 12:00:00 AM

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Compliance Manager
  • City of Santa Clara, CA
  • Santa Clara, CA
  • Salary : $140,528.04 - $181,849.68 Annually Location : Santa Clara, CA Job Type: Full-Time Job Number: 90-23-181 Departm...
  • 4/24/2024 12:00:00 AM

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Aircraft Conformity Manager
  • Joby Aviation
  • San Carlos, CA
  • Joby Overview Located in Northern California, the team at Joby Aviation is driven by our goal of creating an affordable,...
  • 4/23/2024 12:00:00 AM

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Private Funds Compliance Manager - Legal & Compliance, Life Sciences
  • Blackstone
  • Cambridge, MA
  • Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term va...
  • 4/22/2024 12:00:00 AM

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Manager, SOX Compliance
  • Vonage
  • Holmdel, NJ
  • Why this role is important: The SOX Compliance Senior reports to the SOX Compliance Manager. The position is a highly vi...
  • 4/21/2024 12:00:00 AM

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SOX Control and Compliance Manager
  • Healthcare Services Group, Inc.
  • Bensalem, PA
  • Overview: Position Title: SOX Control and ESG Compliance Manager Department: Accounting Reports To: Assistant Controller...
  • 4/9/2024 12:00:00 AM

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Manager Environ Compliance
  • Clean Harbors
  • Buttonwillow, CA
  • The Environmental Compliance Manager manages day to day regulatory functions at Clean Harbors and Safety-Kleen operating...
  • 4/1/2024 12:00:00 AM

Florida (/ˈflɒrɪdə/ (listen); Spanish for "land of flowers") is the southernmost contiguous state in the United States. The state is bordered to the west by the Gulf of Mexico, to the northwest by Alabama, to the north by Georgia, to the east by the Atlantic Ocean, and to the south by the Straits of Florida. Florida is the 22nd-most extensive (65,755 sq mi or 170,300 km2), the 3rd-most populous (21,312,211 inhabitants), and the 8th-most densely populated (384.3/sq mi or 148.4/km2) of the U.S. states. Jacksonville is the most populous municipality in the state and the largest city by area in th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$72,983 to $112,133

Compliance Manager (Banking) in Springfield, OH
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
January 09, 2020
Compliance Manager (Banking) in Chicago, IL
The compliance team may also design and implement solutions to address any identified risks, develop compliance programs for new regulations, and oversee employee training programs.
February 16, 2020
Compliance Manager (Banking) in Louisville, KY
Perhaps the most attractive part of working with the Genesis document imaging system is that it has been specially designed in modules, helping banks to prepare bank audit reports and compliance documents.
December 21, 2019