Compliance Manager (Banking) jobs in Downey, CA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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VP, Senior Manager - IT Infrastructure (Hybrid in LA or PHX)
  • Sumitomo Mitsui Banking Corporation
  • Los Angeles, CA FULL_TIME
  • JOB SUMMARY:

    SMBC Manubank is seeking a highly skilled and experienced Infrastructure Manager to join our dynamic IT team. As an Infrastructure Manager, you will be responsible for overseeing and managing the design, implementation, and maintenance of our organization's infrastructure and cloud systems. You will play a critical role in ensuring the reliability, scalability, and security of our corporate infrastructure and cloud platforms.

    PRINCIPLE DUTIES & RESPONSIBILITIES:

    • Infrastructure Management:
      • Design, implement, and manage the organization's infrastructure systems, including servers, networks, storage, and virtualization.
      • Ensure the availability, performance, and security of all infrastructure components.
      • Develop and maintain infrastructure policies, procedures, and documentation.
      • Monitor system performance and proactively identify and resolve issues.
      • Plan and implement infrastructure upgrades and capacity expansions.
      • Collaborate with cross-functional teams to ensure alignment with business requirements.
      • Adhere to SMBC standards and controls to maintain security, compliance, and risk management within the infrastructure environment.
    • Cloud Management:
      • Manage the organization's cloud infrastructure and services, including public and private cloud platforms.
      • Design and implement cloud architecture, ensuring scalability, performance, and cost optimization.
      • Monitor cloud resource usage/costs and implement strategies for optimization.
      • Implement and maintain cloud security measures and compliance standards.
      • Collaborate with development teams to ensure seamless integration of cloud services into applications and workflows.
      • Stay updated with the latest cloud technologies and industry trends.
    • Team Leadership:
      • Lead a team of infrastructure and cloud engineers, providing guidance, mentorship, and support.
      • Set clear goals and expectations for the team and monitor their performance.
      • Foster a collaborative and positive work environment, encouraging knowledge sharing and professional growth.
      • Coordinate with other IT teams and stakeholders to ensure smooth operations and project delivery.
    • Vendor/Managed Services Management:
      • Evaluate and select infrastructure and cloud service providers.
      • Manage managed service provider relationships and contracts, ensuring service level agreements are met.
      • Collaborate with vendors to resolve issues and implement new solutions.
      • Act as strategic partner with our parent company’s (SMBC) IT and Procurement organization.

    POSITION SPECIFICATIONS:

    • Education and Experience:
      • Bachelor's degree in Computer Science, Information Technology, or a related field. A master's degree is a plus.
      • Proven experience (5 years) in infrastructure management, including server administration, networking, and virtualization.
      • Extensive experience (3 years) in managing cloud platforms, such as Azure, and/or Google Cloud.
      • Previous experience in a leadership or management role is required.
    • Technical Skills:
      • Strong knowledge of infrastructure technologies, including servers, networks, storage, and virtualization.
      • Proficiency in cloud infrastructure and services, including IaaS, PaaS, and SaaS models.
      • Strong understanding of various Azure components including but not limited to Entra ID, DevOps, W365 Cloud PC, Azure Virtual Desktop.
      • Familiarity with cloud security best practices and compliance standards.
      • Experience with cloud automation and orchestration tools, such as Terraform or Kubernetes.
      • Solid understanding of network protocols, security, and troubleshooting.
      • Knowledge of backup and disaster recovery strategies.
    • Leadership and Communication:
      • Excellent leadership and team management skills, with the ability to motivate and inspire a technical team.
      • Strong communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams and stakeholders.
      • Proven ability to work in a fast-paced environment and manage multiple priorities simultaneously.
      • Strong problem-solving and decision-making skills, with a proactive and analytical mindset.
    • Certifications (preferred):
      • Relevant industry certifications, such as Microsoft Certified: Azure Administrator, or Google Cloud Certified Professional Cloud Architect.
      • ITIL Foundation or other IT service management certifications.
  • 15 Days Ago

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Project Safety Manager
  • Compliance Systems Management
  • Los Angeles, CA FULL_TIME
  • Job Title: Project Safety Manager (CHST) for LA Metro Tunnel ProjectCompensation: $60-70/hr (negotiable)Duration: 1 year ASAP start(Must be willing to work nights if needed)Overview:We are seeking an ...
  • 16 Days Ago

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Safety Manager and Certified Gas Tester
  • Compliance Systems Management
  • Los Angeles, CA FULL_TIME
  • Certified Gas Tester needed for Metro Rail project in Los AngelesLocation: Los Angeles, CA (LA Metro Rail Project)Job Type: Full-timeCompensation: $65/hrStart: ASAPDuration: 1 year Our client is a lea...
  • 15 Days Ago

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Sr. Relationship Manager
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 2 Days Ago

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Governance and Risk Program Manager
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 21 Days Ago

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Relationship Manager Specialty Deposits- Glendale
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Los Angeles, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 6 Days Ago

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0 Compliance Manager (Banking) jobs found in Downey, CA area

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Compliance Manager
  • Catalyst Cannabis Co.
  • Long Beach, CA
  • Job Title: Compliance Manager Reports to: Senior Compliance Manager/Director of Compliance Job Summary This position is ...
  • 4/19/2024 12:00:00 AM

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Director of Risk Management and Compliance
  • The Whole Child - Mental Health & Housing
  • Whittier, CA
  • JOB OVERVIEW The Director of Risk Management & Compliance will be responsible for ensuring The Whole Child (TWC) adheres...
  • 4/19/2024 12:00:00 AM

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Compliance Manager
  • Catalyst Cannabis Co.
  • Long Beach, CA
  • Job Title: Compliance Manager Reports to: Senior Compliance Manager/Director of Compliance Job Summary This position is ...
  • 4/18/2024 12:00:00 AM

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General Manager, Legal & Compliance
  • Advantex Professional Services
  • Torrance, CA
  • Join Our Leadership Team as General Manager, Legal & Compliance in the Franchise Industry Position Overview: As the Gene...
  • 4/18/2024 12:00:00 AM

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VP, Compliance Manager
  • Workway
  • Los Angeles, CA
  • Workway BancForce is a premier national staffing firm that places qualified job-seeking candidates across the nation in ...
  • 4/17/2024 12:00:00 AM

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Payroll Compliance Manager
  • Calibre CPA
  • Los Angeles, CA
  • Job Description Job Description Calibre CPA Group is seeking a Payroll Compliance Manager to join our Compliance departm...
  • 4/16/2024 12:00:00 AM

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Director of Risk Management and Compliance
  • The Whole Child - Mental Health & Housing
  • Whittier, CA
  • JOB OVERVIEW The Director of Risk Management & Compliance will be responsible for ensuring The Whole Child (TWC) adheres...
  • 4/16/2024 12:00:00 AM

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Senior Manager, Strategic Compliance
  • ADP
  • San Dimas, CA
  • ADP is hiring a Senior Manager, Strategic Compliance within our Tax organization. Are you looking to grow your career in...
  • 4/11/2024 12:00:00 AM

Downey is a city located in southeast Los Angeles County, California, United States, 13 mi (21 km) southeast of downtown Los Angeles. It is considered part of the Gateway Cities. The city is the birthplace of the Apollo space program. It is also the home of the oldest still operational McDonald's restaurant in the world. As of the 2010 census, the city had a total population of 111,779. According to the United States Census Bureau, the city has a total area of 12.6 square miles (33 km2). 12.4 square miles (32 km2) of it is land and 0.2 square miles (0.52 km2) of it (1.27%) is water. The cities...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$85,121 to $130,783
Downey, California area prices
were up 3.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020