Compliance Investigator jobs in Broken Arrow, OK

Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2024 Salary.com)

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Compliance Specialist
  • SeneGence
  • Tulsa, OK FULL_TIME
  • As a Compliance Specialist at SeneGence, you'll play a critical role in ensuring that our distributors adhere to the company's Policies and Procedures. You'll serve as a trusted point of contact for our distributors, providing guidance, education, and support on compliance matters. Working closely with the Compliance Manager and cross-functional teams, you'll help promote a culture of compliance and uphold our commitment to ethical conduct. If you're passionate about making a positive impact, fostering integrity, and empowering others to succeed, we want to hear from you!


    ESSENTIAL DUTIES AND RESPONSIBILITIES:

    • Serve as the primary point of contact for distributors regarding compliance-related inquiries, concerns, and training.
    • Provide guidance and education to distributors on the company's Policies and Procedures, ensuring their understanding and adherence.
    • Monitor distributor activities to identify and address any potential compliance issues or violations.
    • Conduct regular compliance audits and reviews to assess distributor compliance with company policies and applicable laws and regulations.
    • Collaborate with the Compliance Manager to develop and implement training programs and materials to educate distributors on compliance requirements.
    • Investigate and resolve compliance-related complaints or reports, taking appropriate corrective actions as necessary.
    • Stay informed about changes in relevant laws, regulations, and industry best practices, and ensure that the company's compliance program is up to date.
    • Maintain accurate records and documentation related to compliance activities, including audit reports, training records, and incident investigations.
    • Support the Compliance Manager in conducting internal investigations and implementing corrective measures when compliance violations occur.
    • Collaborate with cross-functional teams, including Legal, Sales, and Marketing, to ensure alignment and consistency in compliance efforts.
    • Assist in the development and enhancement of compliance policies, procedures, and training materials.
    • Participate in the review and approval process for marketing materials and promotions to ensure compliance with applicable laws and regulations.
    • Provide timely and accurate reporting to management on compliance activities and metrics.
    • Other duties, as requested by business need.

    QUALIFICATIONS REQUIRED FOR POSITION:

    • Minimum of 2 years of experience in compliance, legal, or customer service roles.
    • Bachelor's degree in Business, Legal Studies, or a related field preferred
    • Strong understanding of legal and regulatory requirements applicable to the direct selling industry.
    • Excellent customer service skills with the ability to effectively communicate complex information to distributors.
    • Detail-oriented with strong analytical and problem-solving skills.
    • Ability to work independently and prioritize tasks in a fast-paced environment.
    • Strong interpersonal skills with the ability to build positive relationships and collaborate with cross-functional teams.
    • Proficiency in Microsoft Office Suite (Word, Excel, and PowerPoint).
    • High level of integrity and ethical standards.
    • Consistent and regular attendance is an essential function of this position.


    QUALIFICATIONS DESIRED FOR POSITION:

    • Experience working in a compliance role within the direct selling or MLM industry.
    • Knowledge of advertising and marketing compliance regulations.
    • Familiarity with SeneGence's Policies and Procedures.
    • Certification in compliance or related field.


    CERTIFICATES/LICENSES REQUIRED FOR ROLE:

    • None.


    PHYSICAL DEMANDS:

    Physical requirements include arm and hand steadiness and finger dexterity enough to use a keyboard, ten-key, and telephone; frequent lifting, carrying, pushing, and pulling up to 25 pounds; occasional lifting, carrying, pushing, and pulling up to 40 pounds; may be subject to walking, standing, sitting, reaching, balancing, bending, crawling, handling, feeling, kneeling, climbing, twisting; and vision, speech, and hearing sufficient to perform the essential tasks.

    WORKING CONDITIONS:

    Working environment is primarily indoors in an office setting and occasionally outdoors for special events; requires some evening and possible weekend hours and requires use of telephone and other office equipment.


    SeneGence is an equal opportunity employer. All employment decisions are made without regard to race, color, age, gender, gender identity or expression, sexual orientation, marital status, pregnancy, religion, citizenship, national origin/ancestry, physical/mental disabilities, military status or any other basis prohibited by law.

  • 2 Days Ago

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Compliance Officer
  • Capital Advisors, Inc.
  • Tulsa, OK FULL_TIME
  • We endeavor to make a positive difference in people's lives by helping them achieve meaningful lifetime goals through investment management. We inspire peace of mind through a transparent and repeatab...
  • 10 Days Ago

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Research Investigator - NCWR
  • Oklahoma State University
  • Tulsa, OK FULL_TIME
  • This is a grant funded position. Position Description The Research Investigator supports key pre-clinical research activities by designing and utilizing various in vitro techniques that may help uncov...
  • 9 Days Ago

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Principle Investigator - NCWR
  • Oklahoma State University
  • Tulsa, OK FULL_TIME
  • This is a grant funded position. Position Description The Principal Investigator, NCWR supports key activities bridging discovery biology and medicinal chemistry on research projects aimed at pain and...
  • 9 Days Ago

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Fraud and Waste Investigator
  • Humana
  • Tulsa, OK FULL_TIME
  • Become a part of our caring community and help us put health first Humana Healthy Horizons in Oklahoma is seeking a Fraud and Waste Professional 2 who conducts investigations of allegations of fraudul...
  • 11 Days Ago

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Contract Investigator - Tulsa, OK
  • OMNIPLEX World Services Corporation, A Constellis Company
  • Tulsa, OK FULL_TIME
  • OMNIPLEX World Services Corporation is seeking talented individuals committed to excellence, honesty, and integrity to join our team. We are a trusted provider of high quality background investigation...
  • 17 Days Ago

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0 Compliance Investigator jobs found in Broken Arrow, OK area

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Day shift nurse 7a-7p Fulltime
  • The Cottage at Woodland Hills
  • Tulsa, OK
  • POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff in the communi...
  • 3/28/2024 12:00:00 AM

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Day shift nurse 7a-7p Fulltime
  • The Cottage
  • Tulsa, OK
  • The Cottage - POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff ...
  • 3/28/2024 12:00:00 AM

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7A-7P RN Full Time
  • The Cottage at Woodland Hills
  • Tulsa, OK
  • POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff in the communi...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - Direct Hire - Incentive eligible-AMENDED
  • Department Of The Treasury
  • Tulsa, OK
  • Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (6 Month Roster) - Amended
  • Department Of The Treasury
  • Tulsa, OK
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 3/27/2024 12:00:00 AM

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7A-7P LPN Fulltime
  • The Cottage at Woodland Hills
  • Tulsa, OK
  • POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff in the communi...
  • 3/26/2024 12:00:00 AM

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RN/LPN 12 hour shifts!!
  • The Cottage at Woodland Hills
  • Tulsa, OK
  • POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff in the communi...
  • 3/25/2024 12:00:00 AM

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LPN/RN NIGHT SHIFT 7p-7a FT/PRN
  • The Highlands at Owasso
  • Owasso, OK
  • The Highlands at Owasso - Sign on Bonus Available! Looking for an LPN to pick up 3-4 days a week on the night shift from...
  • 3/24/2024 12:00:00 AM

Broken Arrow is a city located in the northeastern part of the U.S. state of Oklahoma, primarily in Tulsa County but also with a section of the city in western Wagoner County. It is the largest suburb of Tulsa. According to the 2010 census, Broken Arrow has a population of 98,850 residents and is the fourth-largest city in the state. However, a July 2017, estimate reports that the population of the city is just under 112,000, making it the 280th-largest city in the United States. The city is part of the Tulsa Metropolitan Area, which has a population of 961,561 residents. The Missouri–Kansas–T...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigator jobs
$75,271 to $122,895
Broken Arrow, Oklahoma area prices
were up 1.2% from a year ago

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