Compliance Investigation Manager jobs in Connecticut

Compliance Investigation Manager oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Being a Compliance Investigation Manager ensures that investigations are properly documented and reports findings to authorities as needed. Helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Additionally, Compliance Investigation Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Compliance Investigation Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Compliance Investigation Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)

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Compliance Manager
  • Launch Potato
  • Hartford, CT FULL_TIME
  • YOUR ROLE

    You will have the opportunity to make an immediate and significant impact on Launch Potato's FinanceBuzz business by managing compliance for some of our biggest partnerships and verticals. The ideal candidate is highly organized and attentive to detail, an excellent communicator, and thrives on identifying and resolving issues.

    In this role, you'll manage compliance operations for our credit card and banking partners. Internally, you'll serve as our compliance expert, creating and owning documentation, training, and audits. You'll work closely with our Account Management, Content, and Paid Acquisition teams. Externally, you'll interface with partners, cultivating relationships, and ensuring we're in sync and compliant with all partner expectations. When any issues arise, you will work to resolve them efficiently and urgently.

    As the business grows, there may be opportunity to build and lead a larger compliance team.

    SUCCESS LOOKS LIKE

    • Review content and ads to ensure they meet regulatory and partner requirements and are fully up-to-date, factually correct, and compliant at all times
    • Work with our Content and Product team to make website updates as needed
    • Conduct internal audits and develop processes and reporting to catch things before they become issues
    • Resolve issues that come up, urgently when necessary
    • Communicate timing and urgency of site updates needed due to compliance updates
    • Develop and maintain internal documentation and training materials, ensuring team is fully knowledgeable on all things related to credit card and banking compliance
    • Serve as an internal compliance expert, keeping the team up to date on latest compliance guidance and advising them on internal risk
    • Cultivate strong relationships with partners in the credit card and banking verticals as well as cross-departmentally with internal teams

    WHAT YOU NEED TO SUCCEED

    • 2-5 years in a compliance role in the personal finance industry vertical
    • Systems-oriented; highly operational but can also see the bigger picture
    • Strong multitasking and organizational skills
    • Strong written and verbal communication skills
    • Fierce attention to detail
    • Ability to prioritize tasks for yourself and others
    • Problem-solving skills (creative at times!)
    • Love of building and communicating process
    • Ability to collaboratively work with others toward shared goals
  • 1 Day Ago

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HR Compliance Manager
  • Caring People Home Healthcare
  • Fairfield, CT FULL_TIME
  • Caring People has been providing services for over 20 years. Our team of health care professionals listen, understand, and aim to deliver the unique care that each of our clients deserves. We are a we...
  • 1 Day Ago

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Risk Manager Financial Compliance
  • EMCOR Group, Inc.
  • Norwalk, CT FULL_TIME
  • Description About Us: EMCOR Group, Inc. (NYSE: EME) is a Fortune 500 company and a leader in mechanical and electrical construction, industrial and energy infrastructure, and building services. A prov...
  • 10 Days Ago

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Project Manager- Compliance Engineer
  • HRP Associates, Inc.
  • Farmington, CT FULL_TIME
  • HRP Associates, Inc. is seeking a Project Manager to join our growing compliance engineering team out of our Clifton Park, NY or Farmington, CT office. The successful candidate will demonstrate enthus...
  • 1 Month Ago

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Sr. Manager, Tax and Compliance
  • The Lovesac Company
  • Stamford, CT FULL_TIME
  • Job DetailsRemote Type Fully Remote&nbspSalary Range $95,000.00 - $150,000.00 Salary/yearDescription Our purpose: At Lovesac, we are committed to helping people fill their homes with Total Comfort. Th...
  • 1 Month Ago

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HR Manager – Benefit Analytics and Compliance
  • Linde Inc.
  • Danbury, CT FULL_TIME
  • Linde Inc. HR Manager – Benefit Analytics and Compliance Danbury, CT, United States | req14444 What you will enjoy doing* This position reports to the Director of Retirement / Health and Welfare Benef...
  • 19 Days Ago

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* Current Vacancies**Services Specialist 9/10/P11 Clare County (Case Manager/ Investigator)
  • The State of MI
  • Harrison, MI
  • The MDHHS mission is to provide opportunities, services, and programs that promote a healthy, safe, and stable environme...
  • 3/28/2024 12:00:00 AM

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Environmental Health & Safety (EHS) Consultant
  • SAVI EHS
  • Jacksonville, FL
  • Job Description Job Description Compensation $50.00 an Hour Employment Type Part Time (8 Hours a Week) 11 Months Job Des...
  • 3/28/2024 12:00:00 AM

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Compliance and Ethics Manager (Investigations)
  • Thomas Brooke International
  • Medina, OH
  • The Opportunity Fortune manufacturing company with strong history of that are the foundation of its Compliance program. ...
  • 3/27/2024 12:00:00 AM

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Senior EHS Manager (Data Center Construction)
  • SAVI EHS
  • Fayetteville, GA
  • Job Description Job Description Compensation $120,000.00 - $140.000.00 annual salary Vehicle allowance Annual bonus Empl...
  • 3/27/2024 12:00:00 AM

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Senior Special Investigations Manager (Hybrid)
  • American Family Insurance - Corporate
  • Madison, WI
  • This is a senior/ second level manager that recommends and manages enterprise claim philosophies, policies, and procedur...
  • 3/26/2024 12:00:00 AM

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Fleet Manager
  • SOURCE POWER LLC
  • San Antonio, TX
  • Job Description Job Description Fleet and DOT Manager Job details Salary $70,000 - $85,000 a year Job Type Full-time Off...
  • 3/24/2024 12:00:00 AM

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Sr. Compliance Investigator
  • Howard Sloan Financial
  • Tampa, FL
  • Job Description Job Description The day-to-day responsibilities of this role is heavily in the pre-paid card program are...
  • 3/24/2024 12:00:00 AM

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Medical Science Liaison (m/f/x)
  • CSL Behring
  • Wien, Wien
  • To strengthen our Medical team in Vienna, Austria, we are currently hiring a Medical Science Liaison (m/f/x) (Fulltime /...
  • 3/15/2024 12:00:00 AM

Connecticut is bordered on the south by Long Island Sound, on the west by New York, on the north by Massachusetts, and on the east by Rhode Island. The state capital and fourth largest city is Hartford, and other major cities and towns (by population) include Bridgeport, New Haven, Stamford, Waterbury, Norwalk, Danbury, New Britain, Greenwich, and Bristol. Connecticut is slightly larger than the country of Montenegro. There are 169 incorporated towns in Connecticut.The highest peak in Connecticut is Bear Mountain in Salisbury in the northwest corner of the state. The highest point is just east...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigation Manager jobs
$158,475 to $192,844

Compliance Investigation Manager in New Haven, CT
Promoting honesty and integrity across our daily actions and interactions, our compliance, privacy, and regulatory professionals provide the guidance and resources to uphold the highest ethical standards.
February 02, 2020
Compliance Investigation Manager in Abilene, TX
RevenueSA conducts investigations into the operations of taxpayers to monitor and address risks associated with compliance with South Australia’s taxation legislation.
February 12, 2020
Compliance Investigation Manager in Springfield, OH
The extent of the investigation will vary depending upon the matter investigated.
December 28, 2019