Compliance Director (Banking) jobs in Waco, TX

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Analyst
  • McLennan Community College
  • Waco, TX FULL_TIME
  • LOOKING FOR INDIVIDUALS WHO EXEMPLIFY OUR COLLEGE VALUES:

    Communications: We will be open and courageous in our communication with students and with one another. We will communicate decisions and the reasons for them. Excellence: We will strive for excellence in all that we do. We will actively plan for the future, seeking new and innovative ways to accomplish our mission. Inclusiveness: We will seek to appreciate and understand our students and each other, actively seeking different viewpoints. We will work to create a welcoming environment where our diverse community of students and employees learn, teach, and work together. Integrity: We will work with the highest level of integrity, taking responsibility for all of our actions. We will tell the truth and seek to be fair in our decision-making and actions. People: We will be honest, humble, respectful, and gracious to our students and to each other. We best serve our students, colleagues, and community when we work as a team.


    Application will not be considered until ALL required documents are received.

    ****POSITION OPEN UNTIL FILLED****

    GENERAL POSITION DESCRIPTION:

    The Compliance Analyst is a professional position that is part of the Institutional Research and Effectiveness team. This position will serve as compliance support and auditor to the College’s instructional programs, operations, reporting, and accreditation. Work with campus leaders on implementing and maintaining compliance standards with state, federal and regional accreditation requirements, and institutional policies and procedures. Work with departments to identify and resolve areas of non-compliance and ensure on-going compliance. This position reports to the Chief Research and Effectiveness Officer and exercises no supervision. NOTE: This is a security sensitive position and an appropriate background investigation will be made on applicants being strongly considered for this position.


    SELECTION CRITERIA:

    Knowledge of: 1. Basic Compliance and higher education functions. 2. -Role of reporting and compliance in higher education. 3. -Policies and guidelines regarding higher education. 4. -Office methods, practices, including filing system, records maintenance, and letter and report writing. 5. -Pertinent Federal and State laws and college policies, rules, and regulations. Skills in: 6. -Collect input and develop coordinated documents and workflows from varied organizational units. 7. -Develop and maintain campus calendar of state and federal reporting requirements. 8. -Project management and scheduling. 9. -Using database systems, MS Word, MS Excel, MS Outlook. 10. -English usage, spelling, grammar, and punctuation. Ability to: 11. Work independently. 12. Work in cross-departmental teams 13. Perform high-level data entry. 14. -Learn and stay abreast of pertinent Federal and state laws, College policies, rules, and regulations. 15. Learn and stay abreast of College program accreditation processes. 16. Read, interpret, and implement detailed, complex and often incomplete instructions. 17. Use critical and creative thinking skills to perform complex research projects. 18. Understand the organization and operation of the area and of outside agencies as necessary to assume assigned responsibilities 19. Operate office machines and equipment including computer. 20. Learn new software and stay abreast of new software applications 21. Organize and prioritize work to meet deadlines. 22. Communicate clearly and concisely, both orally and in writing 23. Communicate clearly, professionally, effectively, and cooperatively with students, faculty, staff, and administrators.


    WORKING CONDITIONS:

    Sedentary-Desk work; occasional field trips e.g. for college or program activities. Minimal Hazard/Exposure-Standard office setting. At least minimal environmental controls are in place to assure health and comfort.


    QUALIFICATIONS:

    MINIMUM QUALIFICATION REQUIREMENTS:

    Education: Bachelor’s Degree from an accredited college or university.

    Experience: More than one year of professional work experience in higher education.


    PREFERRED QUALIFICATIONS:

    Education: Professional work experience in maintaining compliance standards with state, federal and/or regional accreditation requirements.

    APPLICATION INFORMATION:

    APPLICATION PROCESS:

    Please feel free to contact this office regarding the status of your application. NOTE: Finalists may be asked to participate in an in-basket exercise. MCC uses E-Verify to confirm the employment eligibility of all newly hired employees. For more information visit www.dhs.gov/e-verify.


    REQUIRED APPLICATION MATERIALS:
    • Online Employment Application
    • Resume
    • Cover Letter
    • Copies of College Transcripts


    MCC provides equal educational opportunities to all individuals and does not discriminate against any individual regardless of race, color, religion, national or ethnic origin, gender, disability, age, veteran status, genetic information, sexual orientation, gender identity, pregnancy, or other legally protected category in its educational programs, activities, or employment.
    http://www.mclennan.edu/employees/policy-manual/docs/E-XXXIV.pdf (Download PDF reader)

  • 6 Days Ago

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Compliance Analyst
  • McLennan Community College
  • Waco, TX FULL_TIME
  • LOOKING FOR INDIVIDUALS WHO EXEMPLIFY OUR COLLEGE VALUES: Communications: We will be open and courageous in our communication with students and with one another. We will communicate decisions and the ...
  • 6 Days Ago

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Compliance Supervisor
  • Diversified Energy Company
  • Teague, TX FULL_TIME
  • COMPLIANCE SUPERVISOR JOB ID: 552 COMPANY PROFILE: Diversified Gas & Oil Corporation (DGOC) is an established owner and operator of producing conventional and unconventional natural gas & oil wells an...
  • 9 Days Ago

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Safety Compliance Officer
  • Heart Of Texas Goodwill Industries
  • Waco, TX FULL_TIME
  • SUMMARY: The primary duties of this position include the promotion, development, and ongoing evaluation of Goodwill safety standards and development of staff to ensure compliance with all legal and ac...
  • 15 Days Ago

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BSA/Compliance Specialist
  • Alliance Bank Central Texas
  • Waco, TX FULL_TIME
  • Alliance Bank Central Texas has a current opening for a BSA/Compliance Specialist. Details: BSA/Compliance Specialist is a support role to the BSA Officer. Job Duties Review and analyze electronic ale...
  • Just Posted

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Technical Compliance Manager
  • BrightFarms Inc
  • Lorena, TX FULL_TIME
  • BrightFarms is The Place to Grow! At BrightFarms, we’re on a mission to revolutionize the way leafy greens are grown. But we don’t just want to grow great tasting greens, we want them to do good as we...
  • 25 Days Ago

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0 Compliance Director (Banking) jobs found in Waco, TX area

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Front End, Service Manager - Waco, TX
  • H-E-B
  • Waco, TX
  • Job Description: H-E-B needs energetic and motivated Partners willing to work hard and have fun while providing superior...
  • 4/23/2024 12:00:00 AM

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Chief Safety and Security Officer
  • Takethehop
  • Belton, TX
  • **Salary:** Depending on Qualifications Under the supervision of the Director of Urban Operations , the Chief Safety & S...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Waco, TX
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Clinical Manager Home Health Full Time
  • CenterWell Home Health
  • Waco, TX
  • Become a part of our caring community and help us put health first Develops, plans, implements, analyzes, and organizes ...
  • 4/21/2024 12:00:00 AM

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Plant Director
  • SCM Talent
  • Waco, TX
  • We are the leading global independent beverage solutions provider serving a broad range of national and international re...
  • 4/21/2024 12:00:00 AM

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Charge Nurse (RN/LVN) 6p-6a
  • Coral Rehabilitation and Nursing of McGregor
  • Mc Gregor, TX
  • Coral Rehabilitation and Nursing of McGregor - Required Qualifications A Nursing Degree from an accredited college or un...
  • 4/20/2024 12:00:00 AM

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PRN ADMISSION / INTAKE COUNSELOR (LPC, LMSW, LCSW)
  • UHS
  • Temple, TX
  • Responsibilities Canyon Creek Behavioral Health (a UHS facility): Canyon Creek Behavioral Health is a 102-bed, acute car...
  • 4/20/2024 12:00:00 AM

Waco (/ˈweɪkoʊ/ WAY-koh) is a city in central Texas and is the county seat of McLennan County, Texas, United States. It is situated along the Brazos River and I-35, halfway between Dallas and Austin. The city had a 2010 population of 124,805, making it the 22nd-most populous city in the state. The 2017 US Census population estimate is 136,436 The Waco Metropolitan Statistical Area consists of McLennan and Falls Counties, which had a 2010 population of 234,906. Falls County was added to the Waco MSA in 2013. The 2017 US Census population estimate for the Waco MSA is 268,696. Waco is located at ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$102,316 to $146,791
Waco, Texas area prices
were up 1.2% from a year ago

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