Compliance Director (Banking) jobs in Richardson, TX

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Director
  • Stream Data Centers
  • Dallas, TX FULL_TIME
  • Stream Data Centers powers, cools, protects, and connects the technology of the world’s well-known hyperscale data companies, cloud providers and large enterprises. Stream is currently developing and operating across eight markets in North America. Stream has pioneered innovative evolutions in data center design to deliver dramatic gains in reliability, efficiency and sustainability that can scale as quickly as the market demands. This role will be core to Stream’s success as the business continues to grow by providing great service to its core clients and new clients.

    POSITION OVERVIEW

    Stream Data Centers is seeking a highly experienced Compliance Director to join our dynamic team. In this role, you will be responsible for developing and overseeing the company's compliance programs, ensuring adherence to relevant laws and regulations, and promoting a culture of ethical conduct within the organization.

    You will work closely with various departments across the company to assess compliance risks, develop policies and procedures, and conduct audits and investigations. Additionally, you will provide guidance and training to employees on compliance matters and will serve as a resource for any compliance-related questions or concerns.

    The ideal candidate for this role is a detail-oriented professional with extensive knowledge of compliance best practices and a strong understanding of the data center industry. Strong analytical and problem-solving skills, excellent communication and interpersonal skills, and the ability to work collaboratively with cross-functional teams are also essential.

    Preferred in the following local markets: Chicago, Colorado, Dallas, Houston, San Antonio, and Phoenix. 

    RESPONSIBILITIES:

    • Develop and implement a comprehensive compliance program to ensure adherence to applicable laws and regulations as well as industry and customer requirements
    • Monitor changes in laws and regulations that may affect the organization and update compliance policies and procedures as needed
    • Proactively conduct regular compliance audits and risk assessments to identify potential areas of non-compliance and develop strategies to mitigate risk
    • Investigate and resolve compliance-related issues, proactively ensuring proper documentation and reporting
    • Develop and deliver compliance training programs to educate employees on relevant laws, regulations, customer requirements and company policies
    • Collaborate with department leaders to introduce and implement compliance initiatives and improvements
    • Maintain up-to-date knowledge of industry best practices and trends in compliance
    • Ensure compliance with customer requirements and cyber/data privacy and security regulations and standards, such as GDPR, CCPA/CRPA, ISO 27001, SOC, and NIST 800 53/82
    • Stay informed about emerging compliance issues and recommend appropriate actions

    QUALIFICATIONS: 

    • Bachelor's degree in law, business, or a related field; Juris Doctor (JD) degree is strongly preferred
    • Minimum of 7 years of experience in compliance, preferably within the data center or technology industry
    • Extensive knowledge of applicable laws and regulations, such as GDPR, CCPA, CRPA, and data center, cyber security and information technology industry standards
    • Strong analytical and problem-solving skills with the ability to assess risks and develop effective compliance strategies
    • Excellent communication and interpersonal skills, with the ability to build relationships and influence stakeholders at all levels of the organization
    • Experience leading and conducting compliance audits and investigations
    • Ability to interpret complex legal and regulatory requirements and communicate them in a clear and concise manner
    • Detail-oriented with strong organizational skills and the ability to prioritize and manage multiple projects simultaneously
    • A collaborative team player with the ability to work effectively with cross-functional teams
    • Professional certifications in compliance, such as Certified Compliance and Ethics Professional (CCEP) or Certified Information Privacy Professional (CIPP), are strongly preferred
    • Ability to travel occasionally to different data center locations as needed

    The pay range for this role is between $160,000 - $200,000 (base). Individual compensation packages are based on various factors unique to each candidate, including skill set, experience, qualifications, location, and other job-related reasons. Stream Data Centers offers annual bonus, benefits, flexible time off (vacation), 401k and a variety of other perks and benefits.

    ____________________________________________________________________________

    Stream is an equal-opportunity employer and does not discriminate on the basis of ethnicity, race, religion, sex, age, national origin, disability, military status, or any other reason prohibited by law. Note: Nothing in this job description restricts management’s right to assign or reassign duties and responsibilities to this job at any time.

  • 12 Days Ago

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Director of Compliance
  • Altruist Corp
  • Dallas, TX FULL_TIME
  • About Altruist Altruist is a fast growing fintech company that's transforming the financial advice industry. Our mission is to make financial advice better, more affordable, and accessible to everyone...
  • 22 Days Ago

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Compliance, FCC - Transaction Banking, Vice President
  • Candidate Experience Site - Lateral
  • Richardson, TX FULL_TIME
  • Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accompl...
  • 12 Days Ago

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Director / Managing Director Investment Banking
  • ComCap Holdings
  • Dallas, TX FULL_TIME
  • Description We are seeking a Director or Managing Director to focus on mid-market origination. ComCap focuses on companies with $10m in SaaS revenue or $5m in EBITDA across our sectors of expertise. Q...
  • 14 Days Ago

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Director Middle Market and Business Banking
  • Comerica Bank
  • Dallas, TX FULL_TIME
  • Department Manager Middle Market and Business BankingThe Department Manager Middle Market and Business Banking role will be responsible for the development and coordination of all Middle Market and Bu...
  • 18 Days Ago

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National Director Retail Banking and Operations
  • Comerica Bank
  • Dallas, TX FULL_TIME
  • National Director Retail Banking and Operations The National Director, Retail Banking has overall leadership and management responsibility for Banking Center sales and service nationally. As a senior ...
  • 22 Days Ago

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0 Compliance Director (Banking) jobs found in Richardson, TX area

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Director of Hospice Sales
  • Reliant at Home
  • Plano, TX
  • Reliant at Home is looking for a dynamic Director of Hospice Sales to lead our team in the Dallas, Collin, and Denton Co...
  • 4/17/2024 12:00:00 AM

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Finance Director/Treasurer
  • International Missions, Inc. dba Christar
  • Richardson, TX
  • Job Description Job Description The Christar Mobilization Center U.S. (CMCUS) The CMCUS is the administrative office of ...
  • 4/16/2024 12:00:00 AM

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Human Resources Director
  • OrthoMed Staffing
  • Addison, TX
  • Job Description Job Description BASIC FUNCTION The Human Resources Director is responsible for the day-to-day human reso...
  • 4/16/2024 12:00:00 AM

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Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Dallas, TX
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/16/2024 12:00:00 AM

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Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (12 Month Roster)- Amended
  • Department Of The Treasury
  • Dallas, TX
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 4/16/2024 12:00:00 AM

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Compliance Specialist III
  • Simmons Bank
  • Fort Worth, TX
  • It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and ...
  • 4/15/2024 12:00:00 AM

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Senior Financial Analyst
  • Advanced Integration Technology
  • Plano, TX
  • Summary: The Senior Financial Analyst will be heavily involved in the Company’s financial forecast, annual budgeting pro...
  • 4/14/2024 12:00:00 AM

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Director, Technical Accounting
  • Keurig Dr Pepper
  • Frisco, TX
  • Job Overview: The Director, Technical Accounting will report to the Vice President of Accounting, Assistant Controller a...
  • 4/13/2024 12:00:00 AM

The cities of Dallas, Plano and Garland, Texas constitute almost all of the Richardson border apart from the municipality's extreme northeastern "panhandle." The Lake Highlands area of northeast Dallas borders Richardson to the south, North Dallas to the southwest, Far North Dallas to the west, West Plano to the northwest, East Plano to the north, the city of Murphy to the northeast, Sachse to the east, and Garland to the southeast. Richardson is located at 32°57′56″N 96°42′57″W / 32.965628°N 96.715707°W / 32.965628; -96.715707. According to the United States Census Bureau, the city has a t...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,834 to $161,881
Richardson, Texas area prices
were up 2.2% from a year ago

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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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