Compliance Director (Banking) jobs in Nashville, TN

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Investment Banking Managing Director - Healthcare
  • Mesirow
  • Nashville, TN FULL_TIME
  • The Opportunity

    Mesirow is an independent, employee-owned financial services firm founded in 1937. Headquartered in Chicago with offices around the world, we serve clients through a personal, custom approach to reaching financial goals and acting as a force for social good. With capabilities spanning Global Investment Management, Capital Markets & Investment Banking, and Advisory Services, we invest in what matters: our clients, our communities and our culture. Mesirow was also recently named one of the Best Places to Work in Chicago by the Chicago Tribune and one of the Top Places to Work by Crain’s Chicago Business.

    Mesirow Investment Banking focuses exclusively on middle-market transactions and serves both public and private companies in merger & acquisition advisory, debt advisory, restructuring and special situations, fairness and solvency opinions, board of directors’ advisory and special committee representation. Our practice combines rich industry knowledge and long-standing relationships with an entrepreneurial desire to develop tailored solutions designed to deliver measurable results.

    We are currently seeking Investment Bankers to join our Investment Banking team within the Healthcare sector.

    Responsibilities:

    • Act as a lead on all aspects of transaction execution and assist in closing of current engaged deal flow
    • Provide direction and vision to team members for offering materials, management presentations, client pitches and other materials
    • Perform due diligence, research and analysis regarding transactions and industries for prospects and clients
    • Prepare and review complex financial analyses and models for potential financings/ transactions
    • Ensure quality of client deliverables by demonstrating extraordinary attention to detail
    • Manage and maintain client relationships and act as the primary contact and advisor to targeted client groups
    • Assess client needs and proactively generate relevant ideas and solutions and participate in pitching the Company’s services to new clients
    • Mentor and develop Associate and Analyst staff members
    • Participate in other projects as requested

    Requirements:

    • The ideal candidate will currently hold a Director position or equivalent, with extensive investment banking experience in middle–market transactions (preferably Mergers and Acquisitions)
    • MBA required, plus a bachelor’s degree in Finance or Accounting
    • Fluency in Microsoft Excel and other Microsoft applications, including PowerPoint
    • Proficiency in complex financial modeling
    • Ability to form client relationships, market and successfully bring in new business.
    • Strong professional communication and inter-personal skills, and the ability to succinctly express complex ideas both orally and in writing
    • Proficiency in managing multiple project-oriented tasks effectively and in a timely manner with exceptional attention to detail
    • Ability to work independently while being team-oriented; prioritize tasks, react to changes, and solve critical issues
    • Qualified candidates must possess a high level of motivation, initiative, and leadership potential

     

    EOE

  • 15 Days Ago

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Director, Business Integrity Partner (Compliance)
  • C Nashville Support Center
  • Brentwood, TN OTHER
  • DescriptionScionHealth is recruiting for a Director, Business Integrity Partner, to join our Compliance team. This position may be remote however, candidates who live in the Louisville or Nashville me...
  • 11 Days Ago

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Director of Quality Compliance - Behavioral Health
  • Pinewood Springs
  • Columbia, TN FULL_TIME
  • This position is incentive eligible. Introduction Are you passionate about the patient experience? At HCA Healthcare, we are committed to caring for patients with purpose and integrity. We care like f...
  • 9 Days Ago

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Managing Director, Talent Acquisition and HR Compliance
  • CoreCivic
  • Brentwood, TN FULL_TIME
  • At CoreCivic, our employees are driven by a deep sense of service, high standards of professionalism and a responsibility to better the public good. CoreCivic is currently seeking a Managing Director,...
  • 15 Days Ago

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Senior Software Engineer
  • Simplify Compliance, LLC
  • Brentwood, TN FULL_TIME
  • At the heart of our company is our people. People from many different backgrounds with different vantage points, opinions, and experiences. We strive to continually lead with ourIMPACT values and empo...
  • 19 Days Ago

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SOC 2 Analyst
  • CLEARWATER SECURITY & COMPLIANCE LLC
  • Nashville, TN FULL_TIME
  • Description Clearwater Security and Compliance LLC is the leading provider of cybersecurity, risk management, and HIPAA compliance software, consulting, and managed services for the healthcare industr...
  • 19 Days Ago

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0 Compliance Director (Banking) jobs found in Nashville, TN area

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Director, Regulatory Compliance and Accreditation Services (Part -Time) - Remote
  • Lifepoint Health Support Center
  • Brentwood, TN
  • Director, Regulatory Compliance and Accreditation Services Who we are: At Lifepoint Health, we provide quality healthcar...
  • 4/19/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Nashville, TN
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 4/19/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12-MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • Nashville, TN
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 4/19/2024 12:00:00 AM

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Director, Human Capital Management (EBS)- Hybrid
  • Lifepoint Health Support Center
  • Brentwood, TN
  • Lifepoint Health has an opportunity for a Director, Human Capital Management (EBS) Hybrid position in Brentwood, TN. The...
  • 4/19/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Franklin, TN
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at:...
  • 4/19/2024 12:00:00 AM

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Director, SEC Reporting
  • Holley
  • Nashville, TN
  • Summary We are seeking an experienced and detail-oriented Director of SEC Reporting to join Holley's Finance team. The s...
  • 4/18/2024 12:00:00 AM

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Project Manager - Capital Programs
  • Reyes Holdings
  • Nashville, TN
  • Overview: Reyes Holdings is a global leader in the production and distribution of food and beverage products. Our five b...
  • 4/18/2024 12:00:00 AM

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Revenue Cycle Specialist (Medicare)
  • Alive Hospice, Inc.
  • Nashville, TN
  • Apply Description Revenue Cycle Specialist (Medicare)Full Time Location:Nashville, TNStatus:Regular Full TimeDays:Monday...
  • 4/16/2024 12:00:00 AM

Nashville is the capital and most populous city of the U.S. state of Tennessee. The city is the county seat of Davidson County and is located on the Cumberland River. The city's population ranks 24th in the U.S. According to 2017 estimates from the U.S. Census Bureau, the total consolidated city-county population stood at 691,243. The "balance" population, which excludes semi-independent municipalities within Davidson County, was 667,560 in 2017. Located in northern Middle Tennessee, Nashville is the main core of the largest metropolitan area in Tennessee. The 2017 population of the entire 14-...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$107,689 to $154,500
Nashville, Tennessee area prices
were up 1.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020