Compliance Director (Banking) jobs in New Jersey

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Windows Platform Team Manager-Director
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

    In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

    The anticipated salary range for this role is between $190,000.00and $223,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

    Role Description

    As the Platform Manager, you will play a pivotal role in overseeing and directing our Windows-based infrastructure while leading and mentoring a team of engineers. You will be responsible for ensuring the stability, security, and optimal performance of our Windows systems. We are looking for a Microsoft Windows generalist who has experience in the implementation and support of Windows OS, Active Directory, O365 and Azure platforms. This person will provide input into ongoing design and engineering work, picking up and running with final stage engineering and operationalization of systems as needed.

    Role Objectives

    * Windows Infrastructure: Develop and execute the company's Windows infrastructure strategy, aligning it with business objectives and growth plans.
    * Team Leadership: Manage and lead a team of Windows engineers, providing guidance, mentorship, and performance evaluations.
    * Windows Architecture: Collaborate with your Architecture team to Design and maintain the overall architecture of our Windows systems, ensuring scalability, security, and high availability.
    * Security and Compliance: Implement and enforce security policies, ensuring compliance with industry standards and regulations.
    * Collaboration: Collaborate with cross-functional teams, including IT, development, and operations, to drive Windows-based projects and initiatives.
    * Budget Management: Develop and manage the department's budget for Windows infrastructure, ensuring cost-effective solutions.
    * Problem Resolution: Act as a technical escalation point for complex Windows-related issues, providing guidance and solutions for problem resolution.

    Qualifications and Skills

    * Bachelor's degree in Computer Science, Information Technology, or a related field.
    * Strong leadership and team management skills.
    * Minimum of 10 years of experience in Windows engineering with a proven track record of progressively increasing responsibilities.
    * Expert knowledge of Windows infrastructure design, implementation, and maintenance.
    * Proficiency in Windows security practices and compliance requirements.
    * Relevant certifications, such as Microsoft Certified: Azure Administrator or Azure Solutions Architect, are a plus.
    * Excellent communication and interpersonal skills.
    * Budget management and vendor relationship experience.
    * Windows Server 2016/2019/2022
    * SCCM, SCOM
    * Active Directory,
    * Azure AD, AADC
    * PowerShell
    * Intune MDM
    * Azure ARC

    Additional Requirements

    D&I Commitment

    Responsible for fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

    SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.


    We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

     

  • 9 Days Ago

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Director - Treasury BA Tech Lead
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 25 Days Ago

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Sr. Compliance Analyst – Banking
  • Robert Half
  • Parsippany, NJ PER_DIEM
  • Major publicly traded Commercial bank located in Northern NJ is seeking a Sr. Compliance Analyst. Successful candidate MUST have 3 yrs of Commercial or Retail Banking Industry accounting experience. 3...
  • 1 Month Ago

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Director of Compliance
  • APluscare LLC
  • East Brunswick, NJ FULL_TIME
  • The Director of Compliance is responsible for establishing and implementing an effective compliance program to promote legal, ethical and proper conduct throughout APluscare operations. The Director o...
  • 29 Days Ago

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Sr. Director, Ethics & Compliance
  • Moderna
  • Princeton, NJ FULL_TIME
  • The RoleThe Senior Director, Ethics and Compliance, is a leader on our Ethics and Compliance team and a member of the US Leadership Team. Reporting to the Chief Ethics, Compliance & Privacy Officer, w...
  • 18 Days Ago

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Administrative Assistant to the Compliance Director
  • APluscare LLC
  • East Brunswick, NJ FULL_TIME
  • Job Title: Administrative Assistant to the Compliance Director Reporting Supervisor: Compliance Director Position Summary: The Administrative Assistant to the Compliance Director provides high-level a...
  • 19 Days Ago

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Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/25/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/24/2024 12:00:00 AM

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Director of Compliance
  • Newton Baby, Inc.
  • New York, NY
  • Job Description Job Description At Newton, we’re passionate about providing new parents with safe, healthy, sustainable ...
  • 4/24/2024 12:00:00 AM

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Director, Legal Compliance
  • Anduril Industries
  • Costa Mesa, CA
  • Andurils Legal Team seeks a Compliance Director with a focus on the full spectrum of cUAS, AI, and robotics regulatory i...
  • 4/24/2024 12:00:00 AM

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Compliance Director
  • Cambridge International Systems, Inc.
  • Arlington, VA
  • Cambridge International Systems is a rapidly growing services and systems integrator based in Arlington, VA, and we are ...
  • 4/24/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • University Of Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/22/2024 12:00:00 AM

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Director of Compliance
  • Bluegene Search
  • Pittsburgh, PA
  • Overview We are seeking a Director of Compliance to spearhead our clients compliance initiatives, ensuring our operation...
  • 4/21/2024 12:00:00 AM

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Director of Compliance
  • Marquette Transportation Company Llc
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/21/2024 12:00:00 AM

New Jersey is bordered on the north and northeast by New York (parts of which are across the Hudson River, Upper New York Bay, the Kill Van Kull, Newark Bay, and the Arthur Kill); on the east by the Atlantic Ocean; on the southwest by Delaware across Delaware Bay; and on the west by Pennsylvania across the Delaware River. New Jersey is often broadly divided into three geographic regions: North Jersey, Central Jersey, and South Jersey. Some New Jersey residents do not consider Central Jersey a region in its own right, but others believe it is a separate geographic and cultural area from the Nor...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$125,295 to $179,758

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019