Compliance Director (Banking) jobs in Nebraska

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

B
Investment Banking Managing Director
  • Bridgepoint Investment Banking
  • Omaha, NE FULL_TIME
  • Opportunistic nationally, but preferred locations include Chicago, Omaha and Denver.



    WHO WE ARE

    Bridgepoint Investment Banking is not an old school, antiquated investment bank. We’re next gen – impact-focused, growing and entrepreneurial. We provide a better and more fun environment for Wall Street rockstars to utilize their skills and expertise to provide uncompromised and impact advice and solutions to our clients. We are hyper-focused on our core values and integrity, and providing senior investment bankers a better platform to utilize their skills and relationship networks. We aren’t just another sell-side mill, but provide true full-service investment banking solutions for our clients spanning corporate finance and M&A. For more information please visit: .



    WHAT WE’RE LOOKING FOR

    Bridgepoint is seeking Managing Director candidates to augment our growing and differentiated middle market investment banking firm. Bridgepoint provides a unique opportunity for compensation, firm input, entrepreneurial spirit and impact relative to traditional investment banks. Bridgepoint is the first impact investment bank – focused on prosperity for our people, our clients and our communities. Every team member has input in our fast-paced, entrepreneurial environment focused on culture and innovation. Managing Directors will also participate in the overall firm strategy and new business initiatives.

    Bridgepoint Managing Directors provide key leadership role within our investment banking group. Primary responsibilities include generating new business for the firm, managing existing client engagements, closing deals, and overseeing junior Banking staff. We cover multiple industries, but have interest on those specializing in Industrials, Healthcare, Business Services, Consumer and Technology. This is an opportunity for growth, responsibility and building wealth for the ideal candidate. The Bridgepoint platform provides ample white space for a successful, high energy MD to build out a highly successful group/practice.



    QUALIFICATIONS

    An experienced MD with a proven track record of middle market M&A and/or leveraged finance deal origination;

    Significant client interaction and experience, particularly showing the ability to develop strong and influential client relationships;

    Rock-solid personal reputation, exceptional work ethic and professional integrity;

    Conduct themselves with a high level of professionalism with uncompromising integrity and confidentiality;

    Established network/personal brand credibility to enable expected business development;

    Minimum 10 years of relevant investment banking experience;

    Proven management skills, from leadership to delegation, to mentoring, etc.;

    Interest in a fast-paced, entrepreneurial culture that promotes diversity and growth;

    Hungry for a long-term career opportunity to be an impact-player within our leadership team;

    Culture-focused, values-based decision maker;

    Bachelor’s Degree required; advanced degree preferred.

    OVERVIEW OF DUTIES

    Actively pursue business development opportunities and market a full range of investment banking services and solutions to prospective clients;

    Create and manage new deal flow and originate new client engagements that fit the strategy of the firm;

    Use relationships with established rolodex to generate new opportunities;

    Develop client networks, establish and maintain pipeline and support efforts in developing and executing sales and marketing strategies;

    Lead on a variety of transactions in all industries and stages, from initial client pitch to transaction closing;

    Extraordinary day-to-day deal execution, negotiation and closing skills;

    Communicate financial information and strategic issues in a clear, concise and relevant manner to assist and guide executives in corporate finance transactions;

    Demonstrate extraordinary attention to detail on client deliverables;

    Maintain and manage client relationships and be actively involved at the key strategic points of each transaction;

    Provide leadership, professional development and mentoring for junior staff;

    Participate in key industry conferences, speaking opportunities, media interviews, and marketing efforts to generate exposure and promote the firm;

    Act as strategic advisor to clients enabling them to achieve their long-term goals;

    Be a team player and culture carrier;

    Involvement in both corporate finance and M&A transactions.



    LOCATION

    Opportunistic nationally, but preferred locations include Chicago, Omaha, Denver and Dallas/Austin.



    OTHER

    At Bridgepoint you will be challenged and rewarded for leadership, technical excellence and inspired perspectives.



    *Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses.

  • 21 Days Ago

B
Managing Director
  • Bridgepoint Investment Banking
  • Omaha, NE FULL_TIME
  • Opportunistic nationally, but preferred locations include Chicago, Omaha, Denver and Dallas/Austin. WHO WE AREBridgepoint Investment Banking is not an old school, antiquated investment bank. We’re nex...
  • 10 Days Ago

L
Director of Compliance
  • Liberty First Credit Union
  • Lincoln, NE FULL_TIME
  • General Summary Responsible for facilitating and assuring the compliance requirements of the Credit Union by administering, enhancing, and executing the Credit Union’s Compliance and Regulatory polici...
  • 6 Days Ago

P
Director, Compliance
  • Physicians Mutual
  • Omaha, NE FULL_TIME
  • Physicians Mutual Life Insurance is seeking a highly qualified and results driven individual to join our team! The Director of Compliance will provide legal and regulatory guidance by analyzing laws a...
  • 10 Days Ago

F
Director, Community Banking
  • First National Bank of Omaha
  • Grand Island, NE FULL_TIME
  • At FNBO, our employees are the heart of our story-and we're committed to their success! Please see below the details of this career opportunity and how it fits into our organization's success.Our Mode...
  • 7 Days Ago

C
Director of Community Banking
  • CORE BANK
  • Omaha, NE OTHER
  • Job Details Job Location: Corporate Headquarters - Omaha, NE Position Type: Full Time Education Level: 4 Year Degree Salary Range: Undisclosed Job Category: Banking DescriptionCompany Overview Core Ba...
  • 1 Month Ago

F
Director of Compliance
  • Flynn Group
  • Independence, OH
  • Position Description Flynn Group is currently seeking an experienced professional to lead our HR Compliance Team and ser...
  • 3/27/2024 12:00:00 AM

M
Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 3/26/2024 12:00:00 AM

A
Global Compliance Director
  • AIT Worldwide Logistics, Inc.
  • Itasca, IL
  • Introduction: Come move the world with us! Wake up each day to be part of a? global movement.?A movement to?make an impa...
  • 3/26/2024 12:00:00 AM

O
Contract and Compliance Director
  • One Source Freight Solutions
  • Phoenix, AZ
  • Job Description Job Description One Source Freight Solutions is a professional non asset based 3PL who is focused on log...
  • 3/26/2024 12:00:00 AM

P
Director of Compliance
  • PeopleSolutionsNOW
  • Allentown, PA
  • Title: Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-12...
  • 3/25/2024 12:00:00 AM

G
Director of Compliance
  • gategroup
  • Reston, VA
  • About us Gate Gourmet, a gategroup company, is the world's largest independent provider of catering and provisioning ser...
  • 3/24/2024 12:00:00 AM

B
Compliance Director (REMOTE)
  • BAYADA
  • Merchantville, NJ
  • Description Are you looking for an extraordi nary growth and leadership opportunity with a top company in a fast-growing...
  • 3/24/2024 12:00:00 AM

G
Director, EU Compliance
  • Genmab
  • At Genmab, we’re committed to building extra[not]ordinary futures together, by developing antibody products and pioneeri...
  • 2/27/2024 12:00:00 AM

The state is bordered by South Dakota to the north; Iowa to the east and Missouri to the southeast, across the Missouri River; Kansas to the south; Colorado to the southwest; and Wyoming to the west. The state has 93 counties and is split between two time zones, with the state's eastern half observing Central Time and the western half observing Mountain Time. Three rivers cross the state from west to east. The Platte River, formed by the confluence of the North Platte and the South Platte, runs through the state's central portion, the Niobrara River flows through the northern part, and the Rep...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$107,066 to $153,618

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019