Compliance Director (Banking) jobs in Maine

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Re-Refineries Compliance
  • Clean Harbors
  • South Berwick, ME FULL_TIME
  • The Director of Re-Refineries Compliance manages compliance and staff for a specific area of operations. Oversee the work of Compliance Managers and perform the functions of the Compliance Manager where there is no dedicated Compliance Manager. 

    Clean Harbors (NYSE: CLH) is North America’s leading provider of environmental and industrial services. The Company serves a diverse customer base, including a majority of Fortune 500 companies. Its customer base spans a number of industries, including chemical, energy and manufacturing, as well as numerous government agencies. These customers rely on Clean Harbors to deliver a broad range of services such as end-to-end hazardous waste management, emergency spill response, industrial cleaning and maintenance, and recycling services. Through its Safety-Kleen subsidiary, Clean Harbors also is North America’s largest re-refiner and recycler of used oil and a leading provider of parts washers and environmental services to commercial, industrial and automotive customers. Founded in 1980 and based in Massachusetts, Clean Harbors operates in the United States, Canada, Mexico, Puerto Rico and India. For more information, visit www.cleanharbors.com.

    Clean Harbors offers all eligible employees a comprehensive benefits package including:

    • Competitive annual salary
    • Opportunities for growth, development and internal promotion
    • Health, Dental and Life Insurance
    • 401k, tuition reimbursement, and paid time off
    • Company paid certifications, licenses and training
    • Ensuring that Health and Safety is the number one priority by complying with all safe work practices, policies, and processes and acting in a safe manner at all times.
    • Immediately report instances of non-and immediately report all spills, fires, releases, odors, and incidents requiring implementation of the contingency plan and injuries to Corporate per Company policy along with submitting weekly compliance reports.
    • Participate in disciplinary reviews to ensure that the health and safety compliance disciplinary guidelines are implemented consistently and fairly.
    • Perform and monitor general regulatory compliance duties to walking the facility to review overall compliance, reviewing the Off – C, compatibility and Inspection workbench’s, checking VPI (View Plant Inventory) report for aging issues and checking RMP and DHS reports for chemical volume issues.
    • Develop training plans that cover RCRA training and OSHA modules that are required by H&S. Review deficiency report monthly. Communicate weekly with the facility compliance staff to review\discussed the highlights and issues; Develop\mentor compliance staff. Ensures staff has the tools to be effective in their positions.
    • Ensure all compliance items are entered into the compliance calendar and all deadlines contained in the compliance calendars are met. Ensure permit compliance including ensuring the facility complies with applicable regulatory approvals/permits and local, state and/or federal regulations and laws, and company policies and procedures, and monitoring the remedial activity, verifying when complete.
    • Ensure written reports are submitted to the appropriate agencies (federal, state, fire department, etc); renew RCRA, WWT, air and local permits as required; modify permits as required.
    • Ensure incident reports are completed in a timely manner and that all required notices are promptly made to regulatory agencies.
    • Ensure all inspections (daily, weekly, monthly, etc) required by regulation are completed and that timely corrective actions are taken and documented through work tickets.
    • Ensure compliance with all consent orders.
    • Annually ensure review and update the facility profiles. Compile clean compliance data and regulatory tracking including monitoring local, state and federal regulation changes.
    • Return all phone calls promptly, respond to all electronic messages when applicable, and respond to requests for information timely.
    • Support compliance managers with third-party environmental compliance audits and regulatory inspections to include completing all assigned customer audit checklists, conduct audit tours as assigned; all third-party disposal site audits assigned are scheduled and performed; audit reports are completed and submitted to corporate within four weeks of the on-site audit.
    • Represent the company for industry group and customer presentations.
    • Creatively seek solutions to operational issues while remaining in compliance with applicable regulations.
    • Participate in the development and implementation of compliance policies and procedures. Complete all performance reviews within the required timeframe.
    • Performs other duties and tasks as assigned from time to time by management and will be required by the needs of the Clean Harbors business. 
    • BS/BA in Environmental Science or related field preferred.
    • 5 years in Compliance.
    • Knowledge of Department of Transportation (DOT) and Environmental Protection Agency (EPA) laws/regulations (required).
    • Excellent communication, writing and presentation skills.
    • Excellent organizational skills.

    Clean Harbors is an equal opportunity employer. We do not discriminate against applicants due to race, ancestry, color, sexual orientation, gender identity, national origin, religion, age, physical or mental disability, veteran status, or on the basis of any other federal, state/provincial or local protected class.

    Clean Harbors is a Military & Veteran friendly company.

    *CH

    #LI-JC1


    About the Company:
    Clean Harbors


    Clean Harbors is North America’s leading provider of environmental, energy and industrial services. The Company serves a diverse customer base, including a majority of the Fortune 500 companies, across the chemical, energy, manufacturing and additional markets, as well as numerous government agencies. These customers rely on Clean Harbors to deliver a broad range of services such as end-to-end hazardous waste management, emergency spill response, industrial cleaning and maintenance, and recycling services. Through its Safety-Kleen subsidiary, Clean Harbors also is North America’s largest re-refiner and recycler of used oil and a leading provider of parts washers and environmental services to commercial, industrial and automotive customers. Founded in 1980 and based in Massachusetts, Clean Harbors operates throughout the United States, Canada, Mexico and Puerto Rico.

    Company Size:
    10,000 employees or more


    Industry:
    Engineering Services


    Founded:
    1980


    Website:
    https://www.cleanharbors.com/


  • 14 Days Ago

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Director of Compliance and Structural Scalability
  • UNITY ENVIRONMENTAL UNIVERSITY
  • New Gloucester, ME OTHER
  • Job Details Job Location: New Gloucester - New Gloucester, ME Position Type: Enterprise - Staff Salary Range: Undisclosed DescriptionQualifications
  • 23 Days Ago

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Director of Safety, Security, and Regulatory Compliance
  • University of Maine
  • Presque Isle, ME FULL_TIME
  • Position Title: Director of Safety, Security, and Regulatory Compliance Campus: Presque Isle Department: Security & Safety - IS&S Location: Presque Isle ME Bargaining Unit: UMPSA Salary Band/Wage Band...
  • 28 Days Ago

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Director of Research Ethics & Compliance – MaineHealth Institute for Research
  • MaineHealth
  • Westbrook, ME FULL_TIME
  • Summary Position Summary The MaineHealth Institute for Research is seeking a Director of Research Ethics & Compliance to join our executive leadership team. Under the direction of the Vice President f...
  • 25 Days Ago

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Banking associate
  • TD Bank
  • Gray, ME FULL_TIME
  • Banking Associate - Gray, Maine page is loaded Banking Associate - Gray, Maine Apply remote type On Site locations Gray, Maine time type Full time posted on Posted 3 Days Ago job requisition id R 1341...
  • 13 Days Ago

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Banking Specialist
  • Franklin Savings Bank
  • Ellsworth, ME FULL_TIME
  • Franklin Savings Bank is looking to add to our amazing team! We have an opening for a Banking Specialist in our newest location in Ellsworth. This position supports the Commercial and Business Solutio...
  • 26 Days Ago

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Director of Compliance
  • PayJunction
  • Santa Barbara, CA
  • Job Description Job Description We are seeking a Director of Compliance to join our organization to help orchestrate and...
  • 4/23/2024 12:00:00 AM

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Compliance Director
  • Cambridge International Systems Inc
  • Arlington, VA
  • Job Description Job Description Cambridge International Systems is a rapidly growing services and systems integrator bas...
  • 4/23/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • University Of Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/22/2024 12:00:00 AM

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Compliance Director
  • Sbaprolife
  • Arlington, VA
  • Susan B. Anthony Pro-Life America (SBA) is the largest pro-life political organization in the country with a nationwide ...
  • 4/22/2024 12:00:00 AM

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Director of Compliance
  • Taylor Root
  • Our client is a healthcare company looking for a Director of Compliance. The ideal person would come from a management s...
  • 4/22/2024 12:00:00 AM

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Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/20/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/19/2024 12:00:00 AM

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Compliance Director
  • Cambridge International Systems, Inc.
  • Arlington, VA
  • Cambridge International Systems is a rapidly growing services and systems integrator based in Arlington, VA, and we are ...
  • 4/19/2024 12:00:00 AM

To the south and east is the Atlantic Ocean and to the north and northeast is New Brunswick, a province of Canada. The Canadian province of Quebec is to the northwest. Maine is both the northernmost state in New England and the largest, accounting for almost half of the region's entire land area. Maine is the only state in the continental US to border only one other American state (New Hampshire to the South and West). Maine is the easternmost state in the United States in both its extreme points and its geographic center. The town of Lubec is the easternmost organized settlement in the United...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$111,233 to $159,584

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019