Compliance Director (Banking) jobs in Massachusetts

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Senior Director, US Advertising and Promotional Compliance
  • 10001056 - Director Regulatory
  • Boston, MA FULL_TIME
  • This is what you will do:

    The Senior Director, Advertising and Promotional Compliance, will direct and conduct the regulatory affairs aspects of review and approval of promotional materials and marketing activities for all products in the Alexion portfolio and pipeline, including acquisition products. This individual will have primary responsibility for strategic planning and preparation of critical submission documentation with business partners and the health authorities ( U.S. Food and Drug Administration (“FDA”)). S/he will lead and direct the Regulatory Affairs Advertising and Promotional Compliance organization in support of the Alexion portfolio, pipeline, and therapeutic areas, and will develop and implement strategies to facilitate the development and review of promotional materials and activities. This position requires that the successful applicant possess expert knowledge of FDA promotional regulations to support assigned therapeutic area(s) (TA) and related business functions.  This position will independently work with business senior leaders to provide regulatory guidance and risk assessment to help business teams develop and deliver initiatives that are intended to comply with applicable laws, rules and regulations governing the advertising and promotion of pharmaceutical products. This is a US role with team members based in the US.  This is a leadership role in regulatory affairs interacting with commercial, medical and legal on a regular basis with very strong interactions occurring when in launch mode.

    You will be responsible for:

    Additional representative responsibilities will include, but not necessarily be limited to, the following:

    • Serve as an internal expert on FDA regulations, guidance, and enforcement trends governing the promotion of prescription drugs.
    • In collaboration with Commercial, Medical and Legal colleagues, conduct a detailed review and evaluation of the adequacy of clinical evidence provided to support proposed claims and assess consistency of proposed claims with approved labeling.
    • Provide regulatory leadership to the respective cross-functional team charged with advertising and promotion review to ensure compliance of promotional materials including, but not limited to, Physician and Patient Sales, Marketing and Educational Materials, Training Materials, Slide Presentations and press releases and external communications in compliance with global  regulations and Company policies for ad promo materials
    • Thoroughly review and assess proposed promotional items to evaluate their completeness, accuracy, and compliance with regulatory requirements and Alexion policies; review and revise regulatory policies to ensure compliance with regulatory requirements.
    • Contribute to the modification, development and implementation of Company practices and policies for advertising and promotional activities. 
    • Assist Commercial with the planning and prioritization of proposed promotional and disease state materials; provide expert guidance related to Regulatory strategy during early development projects to ensure promotional goals can be achieved.
    • Serve as a member of the Medical Review Committee to ensure regulatory compliance for non-branded, diseases specific or investigational drug communications.
    • Maintain a thorough understanding of the FDA’s Office of Prescription Drug Promotion (“OPDP”) in the Center for Drug Evaluation and Research (CDER) and Advertising and Promotional Labeling Branch (APLB) in the Center for Biologics Evaluation and Research (CBER) requirements, as well as a keen awareness of enforcement trends. Serve as primary contact leading and facilitating communications with the OPDP and APLB reviewers in the request and negotiation of advisory comments and any other interactions regarding use of promotional claims for assigned products, including pre-clearance of launch materials or materials requiring pre-clearance such as products under Subpart H or Subpart E approval.
    • In collaboration with global regulatory operations, ensure the management and maintenance of records and databases that support communication with OPDP and APLB.
    • Provide consistent, well-supported, and clear guidance to key stakeholders.
    • Deliver Regulatory compliance training to assigned teams in preparation for scientific conferences on and off site.
    • Participate in developing processes and procedures relevant to the creation, review and approval of advertising and promotional materials.
    • Collaborate with global regulatory operations and cross-functional colleagues to assess and optimize use of electronic review and archiving tools.
    • Provide input, review and approve web-based materials.
    • Identify and escalate any unresolved regulatory affairs compliance concerns to the Vice President, US Medical Affairs.

    You will need to have:

    • Bachelor’s degree is required.
    • 7-10 years of relevant industry experience which shall include demonstrated regulatory affairs experience specific to Advertising and Promotion Compliance is required
    • Expert understanding of global ad prom regulations and guidelines specific to advertising and promotion of pharmaceutical products is required;
    • Significant experience communicating and negotiating directly with the OPDP.
    • A solutions-driven mindset with the ability to transform a requirement into a proposal and to be perceived as a constructive colleague who helps state ideas at the outset.
    • A highly collaborative mindset; self-aware, emotionally intelligent and a good listener open to ideas and an exchange of meaningful dialogue with peers.
    • Ability to listen to and carefully consider others’ perspectives and to manage and resolve conflict.
    • A proven track record of practicing sound judgment as it relates to risk assessment
    • Knowledgeable on industry compliance requirements and non-compliance examples and trends.
    • Demonstrated ability to influence others and foster team collaboration.
    • Strong interpersonal, communication and leadership skills.
    • Ability to work in a fast-paced environment and to manage multiple competing tasks and demands.
    • Forward thinker with strong industry knowledge and ability to identify, synthesize and act upon strategic information and changes within the environment.
    • Excellent interpersonal skills with ability to lead, interact with, influence, resolve conflict and drive consensus among individuals from a variety of cultures and disciplines.
    • Demonstrated decision-making and problem-solving capability; ability to negotiate skillfully to achieve a fair outcome or promote a common cause.
    • Demonstrated ability to represent Alexion’s interests, objectives and policies in a professional and responsible manner.
    • The duties of this role are generally conducted in an office environment. As is typical of an office-based role, employees must be able, with or without an accommodation to: use a computer; engage in communications via phone, video, and electronic messaging; engage in problem solving and non-linear thought, analysis, and dialogue; collaborate with others; maintain general availability during standard business hours.

    AstraZeneca embraces diversity and equality of opportunity. We are committed to building an inclusive and diverse team representing all backgrounds, with as wide a range of perspectives as possible, and harnessing industry-leading skills. We believe that the more inclusive we are, the better our work will be. We welcome and consider applications to join our team from all qualified candidates, regardless of their characteristics. We comply with all applicable laws and regulations on non-discrimination in employment (and recruitment), as well as work authorization and employment eligibility verification requirements.

    AstraZeneca requires all US employees to be fully vaccinated for COVID-19 but will consider requests for reasonable accommodations as required by applicable law.

  • 7 Days Ago

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Director, Compliance
  • National Financial Services LLC
  • , MA FULL_TIME
  • Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI)...
  • 1 Month Ago

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Compliance Auditor
  • Compliance - Baystate Health
  • Springfield, MA FULL_TIME
  • Req#: R27685 Category(s): Legal/Compliance/Risk, Compliance Full Time / Part Time: Per Diem Shift: First Summary: Responsible for performing a variety of diversified duties in connection with reviews ...
  • Just Posted

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Fair and Responsible Banking Manager - Compliance, Marlboro, MA, Hybrid, Full-Time
  • Digital Federal Credit Union / DCU
  • Marlborough, MA FULL_TIME
  • Schedule Monday - Friday 8a-5p (40 hrs) Hybrid - 5 days/month onsite What You’ll Do Summary/Objective: The Fair and Responsible Banking Officer/Manager is responsible for working as a senior member of...
  • 25 Days Ago

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Fair and Responsible Banking Manager - Compliance, Marlboro, MA, Hybrid, Full-Time
  • DCU Opportunities
  • Marlborough, MA FULL_TIME
  • Schedule Monday - Friday 8a-5p (40 hrs) Hybrid - 5 days/month onsite What You’ll Do Summary/Objective: The Fair and Responsible Banking Officer/Manager is responsible for working as a senior member of...
  • 25 Days Ago

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Director, Compliance Business Partner
  • Syndax Pharmaceuticals
  • Waltham, MA FULL_TIME
  • Syndax Pharmaceuticals is looking for a Director, Compliance Business Partner At Syndax, we are determined to realize a future in which people with cancer live longer and better than ever before. Synd...
  • 10 Days Ago

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Hedge Fund/Family Office Consultant - Compliance Manager, Director of Compliance
  • Arootah LLC
  • New York, NY
  • Job Title: Hedge Fund/Family Office Consultant - Compliance Manager, Director of Compliance Join our experienced roster ...
  • 4/18/2024 12:00:00 AM

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Director of Compliance
  • Taylor Root
  • Our client is a healthcare company looking for a Director of Compliance. The ideal person would come from a management s...
  • 4/17/2024 12:00:00 AM

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COMPLIANCE DIRECTOR
  • Catholic Health Services
  • Hialeah, FL
  • CATHOLIC HOSPICE INC. COMPLIANCE DIRECTOR FULL TIME - MONDAY TO FRIDAY MIAMI LAKES, FL. Summary & Objective The Director...
  • 4/16/2024 12:00:00 AM

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Director of Compliance
  • Bluegene Search
  • Pittsburgh, PA
  • Overview We are seeking a Director of Compliance to spearhead our clients compliance initiatives, ensuring our operation...
  • 4/16/2024 12:00:00 AM

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Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/15/2024 12:00:00 AM

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Director, Tax Compliance
  • Fidelity TalentSource LLC
  • Jersey City, NJ
  • Job Description: The Tax Compliance Director supports a dynamic environment where collaboration with Operations, Legal, ...
  • 4/15/2024 12:00:00 AM

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Director of Compliance
  • BlueGene Search
  • Pittsburgh, PA
  • Overview We are seeking a Director of Compliance to spearhead our clients compliance initiatives, ensuring our operation...
  • 4/14/2024 12:00:00 AM

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Compliance Director
  • Newton Baby, Inc.
  • New York, NY
  • Job Description Job Description At Newton, we’re passionate about providing new parents with safe, healthy, sustainable ...
  • 4/14/2024 12:00:00 AM

Massachusetts is the 7th-smallest state in the United States. It is located in the New England region of the northeastern United States and has an area of 10,555 square miles (27,340 km2), 25.7% of which is water. Several large bays distinctly shape its coast. Boston is the largest city, at the inmost point of Massachusetts Bay, and the mouth of the Charles River. Despite its small size, Massachusetts features numerous topographically distinctive regions. The large coastal plain of the Atlantic Ocean in the eastern section of the state contains Greater Boston, along with most of the state's po...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$124,380 to $178,446

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