Compliance Director (Banking) jobs in Lubbock, TX

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Director
  • National Sorghum Producers
  • Lubbock, TX FULL_TIME
  • The United Sorghum Checkoff Program (USCP) is the national checkoff program for sorghum farmers. USCP is responsible for promotion, research, and information programs for the U.S. sorghum industry. The Sorghum Promotion, Research, and Information Order is implemented under the authority of “Commodity Promotion, Research, and Information Act of 1996.” USCP has hired the National Sorghum Producers (NSP) as the management entity for the checkoff. This position will be managed as a USCP employee.

    The Compliance Director maintains compliance of agreements and assessments and supports operations of USCP.

    • Manage handling of assessments, deposits and the first handler database and update as needed.
    • Carry out any other responsibilities delegated to him/her by the ED or CEO.
    • Review and monitoring of assessments from first handers to assure compliance with the Act and Order.
    • Serve with the Executive Director as the Field Staff liaison in general knowledge of assessment compliance.
    • Conduct first hander audits to assure compliance with the Act and Order. As well, review state conducted first hander audits to assure compliance.
    • Continue to develop a program to review and manage forage compliance within dairy and other industries.
    • Work directly with USDA oversight administrator with any special requests.
    • Organize and manage the Board of Director activities, including meeting arrangements and minutes, document management, and meeting registration processes.
    • Advise the ED on agenda topics for board meetings, as well as executive committee and finance committee meetings.
    • Produce printed material: board packets, committee meeting information and other projects.
    • Travel to and attend meetings of the Board of Directors.
    • Travel as needed to visit producers and first handlers.
    • Code accounts payable expenses as needed.
    • Provide support to the Executive Director on USCP Board administration and operations.
    • Serve as an office resource in providing training and/or support of administrative staff to assist them in maximizing their performance.
    • Assist with travel/meeting arrangements for Board and Executive Director, set up conference calls when needed
    • Maintain Non-Disclosure Agreements
    • Grains Council travel coordination for Board and Executive Director

    To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required to perform this job successfully. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    Minimum of a Bachelor’s Degree from a four-year college or university; and/or two years business or related experience and/or training in a related field, or equivalent combination of education and experience. A background in a legal-related position is a plus.

    Ability to read, analyze, and interpret legal documents, technical procedures or government regulations and to write reports, business correspondence, agreements and procedure manuals are required. Communicate effectively and respond appropriately to outside inquiries from producers, board members, governmental agencies, industry representatives and the general public as needed.

    The individual must have the ability to calculate figures and amounts such as discounts, interest, commissions, proportions, percentages, values, or other related quantitative findings as needed. The individual must be able to construct graphical, numerical, and statistical interpretations of data.

    The individual must have the ability to identify problems, collect data, establish facts and draw valid conclusions based on producer, industry and marketing data related to assessments.

    The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job.

    Employee would/may perform work in the following manners, including but not limited to: standing/sitting for long periods of time (up to 8 hours), bending/stooping for long periods of time, performing tasks requiring crawling/kneeling/straddling, walking for long periods, lifting by hand up to 50 pounds and good hearing/vision enabling person to hear/see – directions/safety hazards, computer screen, and other media, work or environmental needs to fulfill responsibilities.

    The work environment described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    Due to the agricultural nature of the organization the individual may be exposed to adverse working conditions including but not limited to: Inclement weather including high/low temperatures, rain/snow/sleet, working in areas where dust volume is high, working outdoors in the elements working on or around agricultural machinery.

    Employee would be required to use the following equipment, including but not limited to, motor vehicle, computer equipment. The person should possess the skills and the ability to execute the duties and responsibilities of the position.

    Salary will be negotiable and commensurate with experience.

    The individual will be based out of the NSP Office located in Lubbock, TX and will require travel as necessary to attend external and internal meetings, review, and other items as needed to perform such duties.

    USCP is an equal employment opportunity employer and strives to comply with all applicable laws prohibiting discrimination based on race, color, creed, sex, age, national origin or ancestry, physical or mental disability, veteran status, marital status, medical condition, or sexual orientation, as well as any other category protected by federal, state, or local laws. All such discrimination is unlawful and all persons involved in the operations of USCP are prohibited from engaging in this type of conduct.

    In accordance with Federal civil rights law and U.S. Department of Agriculture (USDA) civil rights regulations and policies, the USDA, its Agencies, offices, and employees, and institutions participating in or administering USDA programs are prohibited from discriminating based on race, color, national origin, religion, sex, gender identity (including gender expression), sexual orientation, disability, age, marital status, family/parental status, income derived from a public assistance program, political beliefs, or reprisal or retaliation for prior civil rights activity, in any program or activity conducted or funded by USDA (not all bases apply to all programs). Remedies and complaint filing deadlines vary by program or incident.

    Job Type: Full-time

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Flexible spending account
    • Health insurance
    • Health savings account
    • Life insurance
    • Paid time off
    • Vision insurance

    Schedule:

    • 8 hour shift
    • Day shift
    • Monday to Friday

    Ability to Relocate:

    • Lubbock, TX 79403: Relocate before starting work (Required)

    Work Location: In person

  • 12 Days Ago

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Sr Specialist - DOT Compliance
  • DOT Compliance - Energy Transfer Family of Partnerships Careers
  • MIDLAND, TX FULL_TIME
  • Are you interested in joining our team? Chat with our digital assistant to learn more about our company and apply right from your mobile device!Text ETP to 25000 to get started or apply through this w...
  • 6 Days Ago

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Specimen Collector
  • DRUG SCREEN COMPLIANCE
  • Odessa, TX FULL_TIME
  • In need of 1 candidate to train and certify to collect UA specimens, breath alcohol samples, saliva and hair specimens. Candidates must have reliable transportation. Must go in 24 hour on call rotatio...
  • 1 Day Ago

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AVS Technician - West Texas Location
  • CROSSBRIDGE COMPLIANCE GROUP
  • Odessa, TX OTHER
  • Job Details Level: Experienced Job Location: Odessa, TX Position Type: Full Time Education Level: High School Salary Range: Undisclosed DescriptionAVS Technician - Phased Array, UT Shearwave, and scan...
  • 3 Days Ago

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Administrative Support Specialist
  • Compliance Services, LLC
  • Odessa, TX FULL_TIME
  • Compliance Services, LLC is a rapidly growing family-owned business providing safety services and safety equipment throughout the oil and gas industry. We are looking for a person experienced in admin...
  • 3 Days Ago

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Banking Xperience Representative I
  • City Bank
  • Lubbock, TX OTHER
  • Job Details Job Location: Overton Branch - Lubbock, TX Position Type: Full Time Salary Range: Undisclosed DescriptionSummary BXR's will handle all areas of customer account issues, online banking, mob...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Lubbock, TX area

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General Manager
  • ASM Global
  • Lubbock, TX
  • POSTITION: General Manager DEPARTMENT:Administration REPORTS TO: Regional Manager/Regional Vice President FLSA STATUS: S...
  • 5/8/2024 12:00:00 AM

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Sales Manager
  • TAJ HOSPITALITY MANAGEMENT LLC
  • Lubbock, TX
  • Job Details Job Location TAJ Hospitality Management - Lubbock, TX Position Type Full Time Education Level High School Tr...
  • 5/8/2024 12:00:00 AM

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Manual Machinist
  • Magnum Staffing Services, Inc.
  • Wolfforth, TX
  • Job Description Job Description DIRECT HIRE experience with vertical turbine pumps, impellers and shafts. Summary Respon...
  • 5/8/2024 12:00:00 AM

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Account Executive - Employee Health & Benefits
  • Marsh McLennan Agency
  • Lubbock, TX
  • ESSENTIAL DUTIES & RESPONSIBILITIES: Primary Contact with the Producer Manage the Client Insurance Program, utilizing ag...
  • 5/7/2024 12:00:00 AM

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Retail Stocking Team Supervisor
  • Burlington
  • Lubbock, TX
  • **LOCATION** 6050 Brownfield HWY and Milwaukee Avenue Lubbock TX US 79407 **Overview** At Burlington, we embrace the man...
  • 5/7/2024 12:00:00 AM

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Medication Associate
  • The Legacy at South Plains
  • Lubbock, TX
  • JOB DESCRIPTION SUMMARY The Medication Associate prepares, administers, and documents medications as prescribed by the p...
  • 5/6/2024 12:00:00 AM

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Cook
  • The Plaza at Lubbock
  • Lubbock, TX
  • Cook The Plaza at Lubbock Lubbock, TX The Plaza at Lubbock in Lubbock, TX has an opportunity for a Cook that is passiona...
  • 5/5/2024 12:00:00 AM

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RRC - Engineering Specialist I/ Oil & Gas Field Inspector - Lubbock
  • CAPPS
  • Lubbock, TX
  • Job Description The Railroad Commission of Texas is a state agency with primary regulatory jurisdiction over the oil and...
  • 5/4/2024 12:00:00 AM

Lubbock (/ˈlʌbək/ LUB-ək) is the 11th-most populous city in the U.S. state of Texas and the county seat of Lubbock County. With a population of 256,042 in 2015, the city is also the 83rd-most populous in the United States. The city is located in northwestern part of the state, a region known historically and geographically as the Llano Estacado, and ecologically is part of the southern end of the High Plains, lying at the economic center of the Lubbock metropolitan area, which has a projected 2020 population of 327,424. Lubbock's nickname, "Hub City", derives from it being the economic, educat...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$102,343 to $146,829
Lubbock, Texas area prices
were up 1.2% from a year ago

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