Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
POSITION TITLE: Field Compliance Inspector
DEPARTMENT: MVI Field Services
REPORTS TO: Regional Compliance Manager
DESCRIPTION: Perform visual inspections of Underground Storage Tank (UST) Systems and Fuel Pumps at major convenience store chains, in accordance with Federal, State, and other applicable UST Regulations, as well as within client requirements. Represent and promote MVI Field Services in a courteous and cordial manner, building client confidence and maximum efficiency for the business. Extremely flexible position with autonomy.
No previous experience is needed, all inspectors will be properly trained.
ESSENTIAL FUNCTIONS:
MARGINAL FUNCTIONS:
EXPECTATIONS:
Inspectors are expected to thoroughly inspect all sites on the assigned route based on the monthly schedule submitted. Inspectors may set their own schedule with no more than 8 inspections scheduled per day. This position description does not list all the duties of the position. You may be asked by supervisors or managers to perform other duties, as necessary, to meet client requests. MVI Field Services reserves the right to revise or change this position description based on the needs of the business.
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