Compliance Director (Banking) jobs in Kansas

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Senior Manager- Interest Rate Risk In the Banking Book
  • Lloyds Banking Group
  • Gove, KS FULL_TIME
  • JOB TITLE: Senior Manager- Interest Rate Risk In the Banking Book

    LOCATION(S): Leeds

    Salary: £85,255 - £100,300

    HOURS: Full time

    WORKING PATTERN: Hybrid, 40% (or two days) in our Leeds office

    About this opportunity

    We have an opportunity for an experienced Finance professional to join us in our Leeds office.

    The Treasury Reporting and Analytics team sits within Treasury Reporting and Finance (part of Group Corporate Treasury) and is responsible for the provision of financial risk modelling, reporting and analysis to a wide variety of internal and external partners. Our team plays a critical role in the understanding, monitoring, reporting and as such execution of financial risk management for the Group.

    This is a leadership role of 12 colleagues. The team has diverse skillset of technical expertise, Treasury subject matter experts and change management experience and is responsible for the measurement, modelling and reporting of interest rate risk in the banking book.

    This is a highly visible role with exposure to senior colleagues across Treasury and in the business.

    Day to day you'll be;

    • Leading a team responsible for end-to-end IRRBB measurement and reporting.
    • Driving continuous improvements through modelling changes and ensuring a robust control framework is applied to change management.
    • Responsible for the delivery of NII and balance sheet results for regulatory stress testing as part of Pillar 2, including both internal stress testing and the Bank of England Annual Cyclical Scenario (ACS).
    • Overseeing the delivery of key IRRBB reporting such as NII sensitives and market value to measure exposure against internal risk appetite as well as regulatory returns.
    • Collaborating with second line risk to comply with relevant policies and governance, model governance and change management policies for example.
    • Supporting the business with insightful analysis from treasury data and modelling.

    About us

    If you think all banks are the same, you'd be wrong. We're an innovative, fast-changing business that's shaping finance as a force for good. A bank that's empowering its people to innovate, explore possibilities and grow with purpose.

    What you'll need

    • Good experience of working with and leading teams responsible for Finance, Risk or Treasury data and technology.
    • Strong understanding of Treasury's purpose and the financial risks it manages, with a specific focus on interest rate risk.
    • Excellent collaboration and communication skills.

    About working for us

    Our focus is to ensure we're inclusive every day, building an organisation that reflects modern society and celebrates diversity in all its forms.

    We want our people to feel that they belong and can be their best, regardless of background, identity or culture.

    We were one of the first major organisations to set goals on diversity in senior roles, create a menopause health package, and a dedicated Working with Cancer initiative.

    And it's why we especially welcome applications from under-represented groups.

    We're disability confident. So if you'd like reasonable adjustments to be made to our recruitment processes, just let us know.

    We also offer a wide-ranging benefits package, which includes:

    • A generous pension contribution of up to 15%
    • An annual bonus award, subject to Group performance
    • Share schemes including free shares
    • Benefits you can adapt to your lifestyle, such as discounted shopping
    • 30 days' holiday, with bank holidays on top
    • A range of wellbeing initiatives and generous parental leave policies

    Want to do amazing work, that's interesting and makes a difference to millions of people? Join our journey.

  • 6 Days Ago

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Safety & Compliance Director - Pittsburg
  • AG SERVICES LLC
  • Topeka, KS OTHER
  • Job Details Job Location: Northwest Kansas or Surrounding Area - Colby, KS Position Type: Full Time Education Level: High School Salary Range: Undisclosed Travel Percentage: Day Travel with Some Overn...
  • 21 Days Ago

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Director of Compliance- Corporate Office
  • Weigand-Omega Management / Omega Senior Living / VitalCore Health Strategies
  • Wichita, KS FULL_TIME
  • Director of Compliance – Compliance $50k Based on Experience *****On-Demand Pay Benefit Offered***** Come join the Weigand-Omega Team for this exciting opportunity. We are looking to add a Director of...
  • 3 Days Ago

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Director of Compliance- Coporate Office
  • Weigand-Omega Management / Omega Senior Living / VitalCore Health Strategies
  • Wichita, KS FULL_TIME
  • Director of Compliance – Compliance $50k Based on Experience *****On-Demand Pay Benefit Offered***** Come join the Weigand-Omega Team for this exciting opportunity. We are looking to add a Director of...
  • 9 Days Ago

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Sorority House Director
  • House Director Professionals
  • Lawrence, KS CONTRACTOR,FULL_TIME
  • Our House Director helps to make our chapter facility feel like home and takes pride in providing welcoming, inclusive, and secure spaces. The individual in this role enjoys creating and maintaining i...
  • 8 Days Ago

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Director Retail Banking- St. Louis Branch
  • CommunityAmerica Credit Union
  • Leavenworth, KS FULL_TIME
  • Director Retail Banking- St. Louis Branch ID 2222 Type Full-Time Summary CommunityAmerica Credit Union is the largest credit union in Missouri and has a 30-year history serving the St. Louis County co...
  • 19 Days Ago

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Director of Compliance
  • Essen Medical Associates
  • Bronx, NY
  • Overview: At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in the Bron...
  • 4/26/2024 12:00:00 AM

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Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/25/2024 12:00:00 AM

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Director of Compliance
  • Biden for President
  • Wilmington, DE
  • The Director of Compliance will be responsible for overseeing Biden for President's fundraising compliance in accordance...
  • 4/25/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/24/2024 12:00:00 AM

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Director of Compliance
  • Newton Baby, Inc.
  • New York, NY
  • Job Description Job Description At Newton, we’re passionate about providing new parents with safe, healthy, sustainable ...
  • 4/24/2024 12:00:00 AM

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Director, Legal Compliance
  • Anduril Industries
  • Costa Mesa, CA
  • Andurils Legal Team seeks a Compliance Director with a focus on the full spectrum of cUAS, AI, and robotics regulatory i...
  • 4/24/2024 12:00:00 AM

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Compliance Director
  • Cambridge International Systems, Inc.
  • Arlington, VA
  • Cambridge International Systems is a rapidly growing services and systems integrator based in Arlington, VA, and we are ...
  • 4/24/2024 12:00:00 AM

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Director, IT Compliance
  • Apex Systems
  • University Of Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/22/2024 12:00:00 AM

Kansas /ˈkænzəs/ (listen) is a U.S. state in the Midwestern United States. Its capital is Topeka and its largest city is Wichita, with its most populated county being Johnson County. Kansas is bordered by Nebraska on the north; Missouri on the east; Oklahoma on the south; and Colorado on the west. Kansas is named after the Kansa Native American tribe, which inhabited the area. The tribe's name (natively kką:ze) is often said to mean "people of the (south) wind" although this was probably not the term's original meaning. For thousands of years, what is now Kansas was home to numerous and divers...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$108,833 to $156,140

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019