Compliance Director (Banking) jobs in Hawaii

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

C
Business Unit Compliance Officer - Branch Banking
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:

    This position conducts compliance audits and assessments for all operational functions and help to identify risks. Monitors regulatory changes and works closely with internal Compliance to implement. Provides compliance guidance as required, interprets policies/procedures, and addresses concerns. Provides training to business units as required.

    Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a “Voyaging Spirit” and being “Positively Ohana”. Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness.

    Primary Accountabilities:

    • Responsible for business unit compliance oversight as the “Business Unit Compliance Officer” (BUCO) with dotted line reporting to the Compliance Division Manager. The BUCO is responsible for engaging in activities that contribute to the day-to-day compliance oversight of the business unit and any related third-party vendor relationships in alignment with the Compliance Management System Policy, Bank Secrecy Act Policy, and BUCO Program. The BUCO demonstrates and applies business acumen to promote a culture of compliance and the identification, escalation, and timely mitigation of compliance risks. This role exercises judgment and influence and may constructively challenge business unit management to support compliance objectives, balancing business strategy with appropriate controls.
    • The BUCO is accountable for implementing the Compliance Management System Policy and Bank Secrecy Act Policy, including but not limited to the following activities:
    • Facilitating the Compliance Risk Assessment process by identifying, assessing, and managing regulatory compliance risks within the business unit.
    • Works closely with BSA to identify problem areas and resolution.
    • Knowing and understanding all state and federal compliance laws, rules, and regulations (“laws and regulations”) applicable to the business unit, and how such laws and regulations impact or affect the business unit.
    • Keeping abreast of changes to the laws and regulations, as tracked and disseminated on the Regulatory Tracking Log, and implanting regulatory change within the business unit.
    • Attending all management meetings to keep apprised of developments within the business unit that may impact the compliance function.
    • Actively participating in and advising on key business decisions within the business unit, including new or changes to existing products, services, processes, projects, and vendors.
    • Ensuring that the business unit has sufficient resources to adequately manage compliance risks.
    • Reviewing, drafting, and/or updating business unit policies, procedures, processes, guidelines, and controls to ensure that regulatory requirements are sufficiently addressed and that day-to-day activities operate in a compliant manner.
    • Identifying compliance training needs, providing subject matter expertise to support the development of training curriculum, and conducting or coordinating compliance training for the business unit, in addition to and in support of the Compliance Training Program.
    • Conducting and/or facilitating transactional and non-transactional monitoring and testing to assess the business unit’s compliance with all applicable laws and regulations, in support of the Compliance Monitoring Program.
    • Escalating compliance concerns to the Corporate Compliance Department for inclusion on the Issues Tracking Log and ensuring that any corrective action is taken as necessary and appropriate to address compliance concerns.
    • Supporting the Customer Complaint Program by ensuring that the business unit employees understand and fulfill their responsibilities for reporting and addressing customer complaints.
    • Facilitating regulatory audits and examinations.
    • Conducts In-Person training for required compliance related topics.
    • Completing other compliance related projects and tasks as requested to support the Bank’s Compliance Management System Policy and Bank Secrecy Act Policy.

    Minimum Qualifications:

    Education:

    • High School Diploma or GED required.

    Experience:

    • 5 years of experience and knowledge in Branch Operations & Compliance.
    • 2 years of supervisory experience or 1 years of management experience.

    Physical Requirements & Working Conditions:

    • Must be able to perform light physical work and to move or lift items including but not limited to boxes, files and papers up to 20 pounds unless otherwise as indicated.
    • Must be able to operate and proficiently use standard office equipment, including phone, copier, personal computer and/or other work related mechanical or electronic devices and applications.
    • Must be able to clearly communicate verbally and in writing with all internal and external customers. Must also be able to hear sufficiently to engage in daily discussions and interactions.
    • Must be able to read and understand bank-related documents.
    • Must be able to work in a conventional office setting, involving sitting at a desk or workstation for long periods of time. Must also be able to adapt to different work environments as needed to perform the job.


    We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

  • 2 Days Ago

C
Business Unit Compliance Officer (Branch Banking)
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:Conducts compliance audits and assessments for all operational functions and helps to identify risks. Monitors regulatory changes and works closely with internal Compliance to implem...
  • 3 Days Ago

H
Director of Clinical Operations and Compliance
  • Hāna Health
  • Hāna, HI FULL_TIME
  • Responsible for the overall management of Hana Health’s clinic operations, including personnel management, facility management, implementation of operational and quality processes and compliance with ...
  • 1 Month Ago

C
Managing Director of Sponsored Research and Compliance
  • Chaminade University Of Honolulu
  • Honolulu, HI FULL_TIME
  • CHAMINADE UNIVERSITY OF HONOLULUJOB DESCRIPTION MISSION STATEMENTChaminade University offers its students an education in a collaborative learning environment that prepares them for life, service and ...
  • 16 Days Ago

E
Material Handler / Environmental Technician
  • Environmental Compliance Consultants
  • Kaneohe, HI FULL_TIME
  • Greetings! Environmental Compliance Consultants Inc. (ECC) presents an exciting opportunity to join our team as a Material Handler/Technician at the Hazardous Materials Minimization Center (HMMC) loca...
  • 2 Days Ago

A
Private Investigator
  • Allied Universal® Compliance and Investigations
  • Honolulu, HI FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 15 Days Ago

F
Director of Compliance
  • Flynn Group
  • Independence, OH
  • Position Description Flynn Group is currently seeking an experienced professional to lead our HR Compliance Team and ser...
  • 3/27/2024 12:00:00 AM

X
Director, Quality Compliance
  • X4 Pharmaceuticals, Inc.
  • Boston, MA
  • Director, Quality Compliance Reporting to: Vice President, Quality Compliance Do you have the passion and commitment to ...
  • 3/27/2024 12:00:00 AM

M
Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 3/26/2024 12:00:00 AM

A
Global Compliance Director
  • AIT Worldwide Logistics, Inc.
  • Itasca, IL
  • Introduction: Come move the world with us! Wake up each day to be part of a? global movement.?A movement to?make an impa...
  • 3/26/2024 12:00:00 AM

O
Contract and Compliance Director
  • One Source Freight Solutions
  • Phoenix, AZ
  • Job Description Job Description One Source Freight Solutions is a professional non asset based 3PL who is focused on log...
  • 3/26/2024 12:00:00 AM

P
Director of Compliance
  • PeopleSolutionsNOW
  • Allentown, PA
  • Title: Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-12...
  • 3/25/2024 12:00:00 AM

G
Director of Compliance
  • gategroup
  • Reston, VA
  • About us Gate Gourmet, a gategroup company, is the world's largest independent provider of catering and provisioning ser...
  • 3/24/2024 12:00:00 AM

B
Compliance Director (REMOTE)
  • BAYADA
  • Merchantville, NJ
  • Description Are you looking for an extraordi nary growth and leadership opportunity with a top company in a fast-growing...
  • 3/24/2024 12:00:00 AM

Hawaii (/həˈwaɪi/ (listen) hə-WY-ee; Hawaiian: Hawaiʻi [həˈvɐjʔi]) is the 50th and most recent state to have joined the United States, having received statehood on August 21, 1959. Hawaii is the only U.S. state located in Oceania, the only U.S. state located outside North America, and the only one composed entirely of islands. It is the northernmost island group in Polynesia, occupying most of an archipelago in the central Pacific Ocean. The state encompasses nearly the entire volcanic Hawaiian archipelago, which comprises hundreds of islands spread over 1,500 miles (2,400 km). At the southea...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$119,720 to $171,775

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019