Compliance Director (Banking) jobs in Arkansas

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Director
  • Little Rock Housing Authority D/B/A Metropolitan Housing Alliance
  • Little Rock, AR FULL_TIME
  • Under the direction of the MHA Executive Director, the Compliance Director is responsible for all aspects of housing compliance including ensuring that agency operations, programs, files, and record keeping comply with organizational policies and procedures, HUD regulations, as well as with federal, state, local, and fair housing laws. The Compliance Manager will conduct reviews, lead training sessions, investigate allegations of non-compliance, develop reports, and make recommendations for corrective actions as needed. The individual must work collaboratively as a part of a team and commit to high-performance and high-quality customer service.

    The below statements are intended to describe the general nature and scope of work performed by this position. This is not a complete listing of all responsibilities, duties and/or skills required. Other duties may be assigned.

    Essential Duties and Responsibilities:

    · Conduct reviews of agency operations, programs, policy & procedures, tenant files, and other

    pertinent records to ensure compliance with LRHA and federal requirements.

    · Ensures quality control programs and procedures are completed and maintained as requires.

    · Assures the satisfaction of customers in quality and responsiveness of services

    · Utilize a tracking system for all files reviewed and assess overall process to identify systemic areas of concern.

    · Uses systems in place to help provide a framework for managing records.

    · Assist in performing regular reviews and updates to the ACOP, Agency/policies/procedures, and forms to ensure compliance with regulations.

    · Interpret and apply statues, rules, and ordinances.

    · Updates and monitors web-based HUD reports.

    · Monitor PIC reports monthly; Review and maintain a tracking system to address all PIC errors. Provide solutions to improve reporting rates and minimize errors.

    · Possess knowledge of organization, operations, policies and procedures.

    · Serve as Hearing Officer for Public Housing evictions and complaints

    · Comprehensive understanding and knowledge of HUD regulations governing occupancy and administration of public housing and applicable Federal, state, and local laws.

    · Identify and apply the principals of Property Management.

    · May function as a team leader on various projects and assignments.

    · Establish cooperative working relationships with employees and the general public.

    · Interact with culturally, socially, and economically diverse community and stakeholders.

    · Assess and prioritize multiple tasks and demands.

    · Perform other duties as assigned.

    · Bachelor’s Degree in Business Administration, public administration, housing management, or similar field; and a minimum of 3 years experience in housing management; or equivalent combination of education and experience.

    · Must be professional, highly-analytically, and possess excellent written and verbal communication skills.

    · Must possess proficient computer skills i.e., MS Word, MS Excel

    · Must demonstrate time management and problem-solving skills with strong attention to detail.

    · Must have the ability to process critical documents without direct supervision.

    · Experience with HUD and other affordable housing programs preferred.

    · Ability to interact with a multi-cultured, socially, and economically diverse group of individuals is a MUST.

    Little Rock Housing Authority d/b/a Metropolitan Housing Alliance is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

    Job Type: Full-time

    Pay: From $60,000.00 per year

    Benefits:

    • 401(k) matching
    • Dental insurance
    • Employee assistance program
    • Health insurance
    • Life insurance
    • Paid time off
    • Retirement plan
    • Tuition reimbursement
    • Vision insurance

    Schedule:

    • 8 hour shift
    • Monday to Friday

    People with a criminal record are encouraged to apply

    Work Location: In person

  • 11 Days Ago

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Quality Assurance & Compliance (QAC) Director
  • Ozark Opportunities
  • Harrison, AR FULL_TIME
  • Are you a natural leader? Do you thrive in a role where being organized, solutions oriented, and thinking critically is valued? Are you looking to take your compliance career to the next level? We off...
  • 7 Days Ago

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Private Banking Specialist 1
  • Arvest Bank
  • Rogers, AR FULL_TIME
  • Position is Monday through Friday 8 am to 5 pm with ability to work additional hours as needed. Location: 405 S Walton Blvd, Bentonville, AR or 4201 W JB Hunt Dr, Rogers, AR. Pay is based on a number ...
  • 15 Days Ago

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Private Banking Specialist 2
  • Arvest Bank
  • Bentonville, AR FULL_TIME
  • Position is Monday through Friday 8 am to 5 pm with ability to work additional hours as needed. Location: 405 S Walton Blvd, Bentonville, AR or 4201 W JB Hunt Dr, Rogers, AR. Pay is based on a number ...
  • 2 Days Ago

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Private Banking Advisor
  • Arvest Bank
  • Rogers, AR FULL_TIME
  • Position is Monday through Friday 8 am to 5 pm with ability to work additional hours as needed. Location: 4201 S JB Hunt Drive, Rogers, AR. Pay is based on a number of factors including the successful...
  • 22 Days Ago

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E-Banking Services
  • Malvern National Bank
  • Malvern, AR FULL_TIME
  • E-Banking Services Apply Now Description/Job Summary Position Title: E-Banking ServicesLocation: Malvern, ARDepartment: E-BankingReports To: SVP/Information Systems Team MgrFLSA Status: Non-exemptHour...
  • 22 Days Ago

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Director, IT Compliance
  • Apex Systems
  • Richmond, VA
  • DIRECTOR, IT COMPLIANCE WHO WE ARE Apex Systems is a world-class technology services business that incorporates industry...
  • 4/19/2024 12:00:00 AM

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Compliance Director
  • Cambridge International Systems, Inc.
  • Arlington, VA
  • Cambridge International Systems is a rapidly growing services and systems integrator based in Arlington, VA, and we are ...
  • 4/19/2024 12:00:00 AM

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Director of Compliance
  • Coinflow Labs
  • Chicago, IL
  • Coinflow, a Chicago-based fintech startup, is poised to disrupt the payment solutions industry by accelerating money mov...
  • 4/19/2024 12:00:00 AM

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Director of Compliance
  • BlueGene Search
  • Pittsburgh, PA
  • Overview We are seeking a Director of Compliance to spearhead our clients compliance initiatives, ensuring our operation...
  • 4/19/2024 12:00:00 AM

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Compliance Director
  • Newton Baby, Inc.
  • New York, NY
  • Job Description Job Description At Newton, we’re passionate about providing new parents with safe, healthy, sustainable ...
  • 4/19/2024 12:00:00 AM

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Hedge Fund/Family Office Consultant - Compliance Manager, Director of Compliance
  • Arootah LLC
  • New York, NY
  • Job Title: Hedge Fund/Family Office Consultant - Compliance Manager, Director of Compliance Join our experienced roster ...
  • 4/18/2024 12:00:00 AM

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Director of Compliance
  • Taylor Root
  • Our client is a healthcare company looking for a Director of Compliance. The ideal person would come from a management s...
  • 4/17/2024 12:00:00 AM

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Director of Compliance
  • Marquette Transportation Company, LLC
  • Paducah, KY
  • Title: Director of Compliance Position: Full-time/Salaried Exempt Reports to: VP Corporate Compliance and Regulatory Aff...
  • 4/15/2024 12:00:00 AM

Arkansas (/ˈɑːrkənsɔː/ AR-kən-saw)[c] is a state in the southern region of the United States, home to over 3 million people as of 2018. Its name is of Siouan derivation from the language of the Osage denoting their related kin, the Quapaw Indians. The state's diverse geography ranges from the mountainous regions of the Ozark and the Ouachita Mountains, which make up the U.S. Interior Highlands, to the densely forested land in the south known as the Arkansas Timberlands, to the eastern lowlands along the Mississippi River and the Arkansas Delta. Arkansas is the 29th largest by area and the 33rd...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$104,146 to $149,416

Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019