Compliance Coordinator coordinates the tracking, preparation, and completion of regulatory filings, registrations, licensing, and compliance documents. Ensures documentation fulfills all requirements and meets filing deadlines. Being a Compliance Coordinator assists with noncompliance investigations and implementing and monitoring compliance controls. Requires a bachelor's degree or equivalent. Additionally, Compliance Coordinator typically reports to a supervisor or manager. The Compliance Coordinator work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Coordinator typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
The Compliance team is looking to add an Associate to their team in Darien, CT. This role will be a hybrid role - 4 days in office/1 day remote. This is an exciting opportunity to work directly with the Chief Compliance Officer and wear multiple heads in fast-paced entrepreneurial environment. This role offers a high degree of visibility and opportunity for advancement.
Responsibilities will include but are not limited to the following:
Qualifications:
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0 Compliance Coordinator jobs found in Stamford, CT area