Compliance Coordinator jobs in Roswell, NM
Compliance Coordinator coordinates the tracking, preparation, and completion of regulatory filings, registrations, licensing, and compliance documents. Ensures documentation fulfills all requirements and meets filing deadlines. Being a Compliance Coordinator assists with noncompliance investigations and implementing and monitoring compliance controls. Requires a bachelor's degree or equivalent. Additionally, Compliance Coordinator typically reports to a supervisor or manager. The Compliance Coordinator work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Coordinator typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Coordinator jobs
Compliance/BSA Administrator
- CNB Bank
-
Carlsbad, NM
FULL_TIME
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CNB BankJob Description
Job Title: Marijuana Relationship AdministratorDepartment: ComplianceReports To: BSA/Compliance Officer
Definitions:Marijuana Related Business: (MRB), Bank Secrecy Act (BSA), Cannabis Control Division of NM (CCD); Suspicious Activity Reports (SAR), High-Risk Monitoring (HRM),
SUMMARY
To assist the BSA Officer by administering and managing the bank’s Cannabis/MRB program. The Marijuana Relationship Administrator will act as the primary liaison with the bank’s Cannabis or Marijuana-Related Businesses. To act as secondary support to the BSA officer by acting as backup for the BSA Administrator. To be one of the primary points of contact between the bank and audit/examination personnel.
ESSENTAIL DUTIES AND RESPONSIBILITIES- Act as the primary administrator of the day-to-day activities related to the bank’s Cannabis/MRB program.
- Help solicit and develop relationships with local and regional cannabis-related businesses throughout the state.
- Prepare and submit finalized MRB/Cannabis Account Applications with a summary of the final recommendation to approve or deny the applicant.
- Conduct regular assessments of current MRB/Cannabis relationships to ensure the businesses comply with all applicable state and local laws and regulations.
- Complete and submit quarterly Marijuana Related Suspicious Activity Reports to FinCEN, a subsidiary of the US Department of Treasury.
- Prepare and present quarterly MRB/Cannabis Business Activity reports to the BSA Officer. Assist the BSA Officer with ensuring bank personnel are adequately trained to comply with Federal, State, and CCD laws and regulations.
- Prepare and conduct MRB Cannabis Training annually with all bank personnel.
- Conduct quarterly/annual site visits for each location an MRB owns and operates.
Under minimal supervision; act as backup to the BSA Officer to obtain or develop data collection systems supporting bank-related regulatory compliance issues. Areas of compliance information gathering will include, but not be limited to:- The Cannabis Control Act/Cannabis Regulation Act/Compassionate Use Act
- Bank Secrecy Act & U. S. Patriot Act:
Currency Transaction Reports, Monetary Instrument Logs, Suspicious Activity Report, Anti-Money Laundering, High Risk, Customer/Account monitoring, Kiting Monitoring, Customer Identification Program, OFAC & Information Sharing 314a list, Identity Theft.- Operational Compliance:
Funds Availability Act, Regulation DD – Truth in Savings Act,
- Act as backup to the BSA Administrator for the daily administration of the bank’s BSA automated transaction monitoring software, “Verafin”.
- Monthly customer identification program review.
- Assist management by the development and implementation of periodic reporting tools, including both statistical and narrative information derived from ongoing data collection efforts.
- Participate in Quarterly Compliance Committee meetings and preparation of meeting minutes.
- Develop and maintain a strong working relationship with third-party compliance audit service providers and regulatory examination staff.
- Assist with updates to all BSA and related regulatory policy statements as needed or write new policies as needed.
- Assist with the development of BSA-related training and facilitate meetings. Assist with training of all staff on changes as needed.
- Attend training seminars or equivalent online training as well as continued education.
EDUCATION and/or EXPERIENCE- High School education or GED
- Strong written, verbal, and interpersonal skills
- Knowledge of banking terminology
- Ability to do extensive research, prepare reports and written summaries.
- Training will be provided to qualified candidates who do not have previous BSA / AML experience.
- 8 Days Ago
Water Production Compliance Operator
- Village of Ruidoso
-
Ruidoso, NM
FULL_TIME
- Classification Under limited supervision, performs duties that ensure the Village of Ruidoso is in compliance with the rules & regulations of regulatory agencies and that Village policies and procedur...
- 26 Days Ago
Regulatory Compliance Specialist
- HF Sinclair Corporation
-
Artesia, NM
FULL_TIME
- Basic FunctionHF Sinclair Midstream is seeking a Regulatory Compliance Specialist. This position is open to location. The Regulatory Compliance Specialist conducts and supports compliance of DOT/PHMSA...
- 28 Days Ago
Water Quality Compliance SME (Subject Matter Expert)
- chloeta
-
Alamogordo, NM
FULL_TIME
- Job Title Water Quality Compliance SME (Subject Matter Expert) Location Alamogordo, NM 88310 US (Primary)Albuquerque, NM 87117 USClovis, NM USMelrose, NM 88124 US Job Type Full-time Travel 50 - 60% Jo...
- 24 Days Ago
TMDE Coordinator
- Reliance Test & Technology
-
Holloman AFB, NM
FULL_TIME
- TMDE COORDINATOR National Radar Test Facility, White Sands Missile Range, NM MGTF Open Position Request Number: NRTF-G-23 CLASSIFICATION: TMDE Coordinator/Inspector; Salary TBD GRADE: Exempt; Regular ...
- 18 Days Ago
Operations Coordinator
- Alutiiq
-
Roswell, NM
FULL_TIME
- Taxable Entity ALUTIIQ INFORMATION MANAGEMENT LLC Job Title Operations Coordinator Location NM Roswell - Roswell, NM 88203 US (Primary) Category Business Program Management and Administration Job Type...
- 21 Days Ago
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0 Compliance Coordinator jobs found in Roswell, NM area
Travel Ultrasound Technologist - $2,045 per week
- TRS Healthcare
-
Roswell, NM
- HealthTrust Workforce Solutions CHS is seeking a travel Ultrasound Technologist for a travel job in Roswell, New Mexico....
- 4/26/2024 12:00:00 AM
Travel Nurse RN - ED - Emergency Department - $2,181 per week
- Hiring Now!
-
Roswell, NM
- HealthTrust Workforce Solutions CHS is seeking a travel nurse RN ED - Emergency Department for a travel nursing job in R...
- 4/26/2024 12:00:00 AM
Environment, Health and Safety Manager
- Dean Baldwin Painting Lp.
-
Roswell, NM
- Job description Dean Baldwin Painting, is a 55-year old, well established, superior Aircraft Painting Company with 5 dif...
- 4/25/2024 12:00:00 AM
Travel LPN / LVN - Med Surg - $1,636 per week - Urgently Hiring
- HealthTrust Workforce Solutions CHS
-
Roswell, NM
- HealthTrust Workforce Solutions CHS is seeking a LPN / LVN Med Surg for a travel job in Roswell, New Mexico. Job Descrip...
- 4/24/2024 12:00:00 AM
Travel Nurse RN - Labor and Delivery - $2,317 per week
- HealthTrust Workforce Solutions CHS
-
Roswell, NM
- HealthTrust Workforce Solutions CHS is seeking a travel nurse RN Labor and Delivery for a travel nursing job in Roswell,...
- 4/24/2024 12:00:00 AM
Travel Medical Technologist - $1,636 per week
- TRS Healthcare
-
Roswell, NM
- HealthTrust Workforce Solutions CHS is seeking a travel Medical Technologist for a travel job in Roswell, New Mexico. Jo...
- 4/24/2024 12:00:00 AM
Tax Regional Support Specialist
- OneSource Virtual
-
- OneSource Virtual (OSV) is the Workday partner that has helped more than 1,300 companies with everything from deployment...
- 4/23/2024 12:00:00 AM
Environment, Health and Safety Manager
- Dean Baldwin Painting, LP.
-
Roswell, NM
- Job description Dean Baldwin Painting, is a 55-year old, well established, superior Aircraft Painting Company with 5 dif...
- 4/23/2024 12:00:00 AM
About Roswell, New Mexico
Roswell is a city and the seat of Chaves County in the U.S. state of New Mexico. As of the 2010 census it had a population of 48,411, making it the fifth-largest city in New Mexico. It is a center for irrigated farming, dairying, ranching, manufacturing, distribution, and petroleum production. It is also the home of New Mexico Military Institute (NMMI), founded in 1891. Bitter Lake National Wildlife Refuge is located a few miles northeast of the city on the Pecos River. Bottomless Lakes State Park is located 12 miles (19 km) east of Roswell on US 380.
The Roswell UFO incident was named after t...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Coordinator jobs
$48,964 to $65,621
Roswell, New Mexico area prices
were up 2.5% from a year ago
were up 2.5% from a year ago
What does a Compliance Coordinator do?
Compliance Coordinator in Everett, WA
Proven industry professional with knowledge around contracts & compliance codes to work within a collaborative team of 2 and report directly to the Legal Counsel.
February 16, 2020
Compliance Coordinator in Greenville, MS
Coordinators, depending on the size of the bank or branch, may have a number of bank activities to review, or just a single aspect of the bank to review.
February 01, 2020
Compliance Coordinator in Beaumont, TX
You need to consider that the compliance role will give access to ALL market center transactions.
January 25, 2020