Compliance Analyst (Banking), Sr. jobs in Wyoming

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Sr. GL Reconciliation Analyst
  • Nuvision Federal Credit Union
  • Wyoming, WY FULL_TIME
  • The Senior GL Reconciliation Analyst’s primary responsibilities include performing a variety of complex EFT settlement and GL reconciliations at an advanced level, that include, daily analysis of GL’s and network and host reports, work associated with implementing new or changes to transactions and services as well  supporting month-end close and reconciliation of escalated GL outages or stale dated exceptions.  This includes Bill Pay, ACH, ATMs, ITMs, Branch, ATM and ITM Image deposits, FSCC shared branching, COOP/STAR network activity, Credit Card activity, check collection, check deposits in transit. Also responsible for daily balancing of all cash account activity; daily maintenance of FRB Reserve Requirements; while assisting in maintaining the DNA GL tables, cashbox transaction activity, deposit rate tables in the Fiserv Core System. Serves as a subject matter expert on account reconciliations and is first point of contact for inquiries regarding operational issues, policy and procedure questions, dealing with escalated transaction exceptions, internal/external audits and aging to avoid financial loss to the organization. Assists with new hire and cross training for the department. In addition, acts as support to the GL Reconciliation Analyst role. Responsible for managing reconciliation risk within assigned accounts and maintaining compliance.  Assists with monitoring and maintenance of account reconciliations.  The Senior GL Reconciliation Analyst adds value to the credit union by ensuring that transactions are properly rolling to the general ledger, such as ACH, Shared Drafts, ATM, Shared Branch, Cash accounts and network activity are in balance, and that all journal entries are posted timely and accurately to the accounting system, thus assisting in assuring the reliability and accuracy of members accounts and credit union financial records.  

    Responsibilities:

    • Responsible for independently performing duties and responsibilities rotated and assigned including those listed below.  Additionally, backs up and supports all GL Reconciliation Analyst duties and responsibilities as needed.
      • Maintain current reconciliation, Analysis and resolution of exceptions for ACH Settlement, Catalyst, Shared Branch, Check Collection, Member Payroll, Bonds, CUDL, Lockbox, Credit Card, Cash Advances, Foreign Items, FRB, FHLB, bank accounts, return items, share drafts deposits.   
      • Imports GL Core System imports, DNA, Mortgage daily, Journal Entries for daily, ATM withdrawals/ Cash, deposit and COOP/STAR settlements; and month end Repossessed vehicles, Indirect loans, negative shares and ODP write off and recovery.
      • Responsible for monthly Charge-Off and Recovery analysis 
      • Reporting FR2900 to FRB, Cash Liquidity, Processing of stop payments, voids, A/P and loan promo corporate check issued, Federal and State income tax backup W/H payments are made, prepared quarterly to state tax withholdings for EDD (all states individually), prepare reconciled tax liability/tax deposit form 945-A.
      • Maintain deposit rate changes in DNA, Internet and share point as needed and back-up for updating the weekly deposit pricing for rate changes.
      • Backup A/P Invoicing and month end accruals and reconciliation as needed. 
    • Actively works with and supports member facing branches and back office business units regarding procedures, processes and timely resolution for transaction exceptions and missing or returned items.  
    • Month-end General Ledger analysis: prepares own assigned reconciliations and responsible for collecting, organizing, GL analyses from other team members, departments, reviewing for accuracy and completeness. 
    • Support Senior Financial and Project Accountants with the month-end close GL journal entries assigned, ME reconciliations, analysis of suspense GL variances, compiling requested data.  Assist Management with accounting adjustments and month-end expense/income variance analysis.
    • First contact for difficult and unresolved escalated items. Support department team members with the research and resolution of escalated and/or stale dated GL out of balances.  
    • A functional subject matter expert on account reconcilements. Understands impact of transactions within the accounts as well as on related accounts. Under guidance from management, assists with addressing impacts of organizational changes regarding reconciliation by participating in the review, training, process flow and procedures for newly implemented transactions and services.  Assists with month and year-end financial audits as needed.
    • Evaluates current processes to recommend opportunities for operational efficiencies.  Assist with the updating and maintaining of systems and procedures as assigned to help ensure adherence to organizational guidelines and internal controls remain in place and function as intended.
    • Assists with new hire and cross training efforts within the Reconciliation Team as assigned by manager.  
    • Other duties as assigned including, but not limited to supporting database queries, ad-hoc analysis, quality review and audits and effectively providing back-up support for other department functions as needed, Participates in projects as assigned.

    Qualifications:

    • 5 or more years related accounting or EFT department experience in a financial institution as described below.
    • Extensive experience performing GL and EFT transaction analysis and extensive research and reconcilement of GL and member transaction exceptions.
    • Good general accounting knowledge and solid working knowledge of complex analysis, research and reconcilements. 
    • Knowledge of Generally Accepted Accounting Principles (GAAP)
    • Demonstrated proficient knowledge of MS Outlook, Word and advanced Excel
    • Must be able to use a 10-key adding machine with accuracy.
    • Self-motivated with ability to work independently and cooperatively as a team player with external and internal partners.
    • Excellent attention to detail and demonstrated strong analytical skills:  high aptitude for research and problem solving. 
    • Flexible, highly organized and effectively manages time to adapt to rapidly changing multiple priorities and meet deadlines in a fast-paced work environment. Effective and efficiently under pressure.
    • Resolves issues exercising sound judgment, initiative and sense of urgency, professionalism and strong critical thinking skills.
    • Strong communication skills including written, verbal and listening.  Communicates effectively with all levels of management and co-workers.  
    • Must be conscientious and thorough.  
    • Must have the ability work on several projects concurrently with support.

    Website: nuvisionfederal.com/careers

    Benefits:

    • Medical
    • Dental
    • Vision
    • Life Insurance
    • Flexible Spending Account
    • 401(k) Matching
    • Paid Time Off
    • Training Provided
    • Tuition Reimbursement

    Covid-19 Precaution(s):

    • Remote Interview Process (some positions vary)
    • Social Distancing and Mask Guidelines in place
  • 1 Month Ago

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Data governance specialist
  • Lloyds Banking Group
  • Lovell, WY FULL_TIME
  • Description JOB TITLE : Data Governance Specialist (Reporting and Insight role) SALARY : £42,120 LOCATION(S) : Cardiff, Bristol, Leeds HOURS : Full time WORKING PATTERN : Hybrid, 40% (or two days) in ...
  • Just Posted

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Recruiter
  • Lloyds Banking Group
  • Lovell, WY FULL_TIME
  • Description JOB TITLE : Recruiter - Centralised Team LOCATIONS : Bristol, Edinburgh, Leeds or Halifax HOURS : Full Time WORKING PATTERN : Hybrid, 40% (or two days) in an office site. The Centralised h...
  • 5 Days Ago

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Digital Banking Teller
  • Wells Fargo
  • Jackson, WY FULL_TIME
  • Why Wells Fargo: This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health. We ranked #2 ...
  • 2 Days Ago

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Teller / Banking Operations
  • Wells Fargo
  • Jackson, WY FULL_TIME
  • Why Wells Fargo: This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health. We ranked #2 ...
  • 2 Days Ago

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Banking Center Manager (BOJH)
  • NBH Bank
  • Jackson, WY FULL_TIME
  • It starts with our culture ... Common sense has never been common. If it were, the world would be a different place. Things would run smoothly and on time. People would do what they say and say what t...
  • 1 Month Ago

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Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/29/2024 12:00:00 AM

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IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Plus500™
  • Itasca, IL
  • Job Title: Compliance Analyst Reporting Line: CCO Plus500 is looking for a Compliance Analyst to join the Itasca, IL off...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

Wyoming (/waɪˈoʊmɪŋ/ (listen)) is a state in the mountain region of the western United States. The state is the 10th largest by area, the least populous, and the second most sparsely populated state in the country. Wyoming is bordered on the north by Montana, on the east by South Dakota and Nebraska, on the south by Colorado, on the southwest by Utah, and on the west by Idaho and Montana. The state population was estimated at 577,737 in 2018, which is less than 31 of the most populous U.S. cities including Denver in neighboring Colorado. Cheyenne is the state capital and the most populous city...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$61,383 to $82,028

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020